Missile Defense Agency Advanced Research Overview DISTRIBUTION STATEMENT A. Approved for public release; distribution is unlimited. Approved for Public Release 16-MDA-8596 (9 March 16)

The Increasing Ballistic Missile Threat Increasing theater threat capabilities Accuracy & Range North Korea developing new IRBM Developing ICBM threat North Korea developing KN-08 ICBM Iran may be technically capable of flight- testing an ICBM by 2015 Space Launch Vehicles (SLV) could serve as a test beds for ICBM technologies Challenging Missile Defense Maneuver / Salvo firings / Countermeasures Theater Ballistic Missile Force Levels Not including U.S., China, Russia or NATO North Korean KN-08 ICBM Launcher on Parade, 2012 North Korean Mobile IRBM on Parade, 2010 NK Taepo Dong-2 SLV Launch, 2012 Iranian Safir SLV on Launch Pad, 2011 Sources: NASIC, Ballistic and Cruise Missile Threat, 2009; DIA, Iran’s Military Power, Statement before the Senate Armed Services Committee, 14 APR 10; Annual Report on Military Power of Iran, April 2012DNI, Remarks, Worldwide Threat Assessment to the Senate Select Committee on Intelligence, 12 March 2013; Full Update, DIA, Annual Threat Assessment 2008, 2012; MSIC, e-mail, RE: Unclassified Force Level Numbers, 6 April 2012; DNI, Unclassified Report to Congress on the Acquisition of Technology Relating to Weapons of Mass Destruction and Advanced Conventional Munitions, Covering 1 JAN to 31 DEC 2011; NSA-FCS5, e-mail, KN08 Classification, 20 Jan 2013FARS News Agency, Korea Central News Agency, Yonhap News Agency Approved for Public Release 16-MDA-8596 (9 March 16) 2 2 2 2

Today’s Ballistic Missile Defense System Approved for Public Release 16-MDA-8596 (9 March 16) 3

Ballistic Missile Defense System Order of Battle IFICS Data Terminals Ft Greely, AK; Eareckson, AK VAFB, CA; Ft Greely, AK 26 Ground Based Interceptors CO Springs NORTHCOMC2BMC Thule UEWR Greenland Offutt AFB STRATCOMC2BMC Fylingdales UEWR United Kingdom Space Based Infrared GMD Fire Control Nodes Ft Greely, AK CO Springs EUCOM C2BMC Ramstein AB, GE CENTCOM C2BMC Al Udeid, Qatar Cobra Dane Upgrade Shemya, Alaska AN/TPY-2 X-Band Radar Shariki, Japan Kyogamisaki, Japan Kurecik, Turkey Middle East Israel VAFB (Testing) Beale UEWR California PACOM C2BMC Hickam AFB, HI AEGIS BMD Patriot Advanced Capability -3 Terminal High Altitude Area Defense C2BMC Sensor Shooter Vandenberg AFB 4 Ground Based Interceptors Sea-Based X-band Approved for Public Release 16-MDA-8596 (9 March 16) 4 4 4 4

International Partners Europe Middle East Israel: Arrow Deployed, Arrow System Improvement Program; development of David’s Sling Weapon System; Iron Dome Co-production NATO: NATO BMD Interim Capability ; ALTBMD; BMD (Territorial Missile Defense); Interoperability Tests with EPAA Czech Republic: BMD Framework Partner; University to University Research Kuwait: Missile defense discussions Denmark: BMD Framework Partner; Thule Upgraded Early Warning Radar; RDT&E Cooperative Project Qatar: Missile defense discussions; Foreign Military Sales cases for Patriot France: University to University Research; Cooperative R&D Agreement Saudi Arabia: Missile defense discussions; PAC-3 purchase Germany: PAC-3 United Arab Emirates: Foreign Military Sales cases for THAAD and PAC-3 Italy: BMD Framework Partner Netherlands: PAC-3; Maritime BMD studies Asia / Pacific Poland: Agreed to host Aegis Ashore Australia: BMD Framework Partner; R&D Cooperative Project Romania: Agreed to host Aegis Ashore Japan: BMD Framework Partner; AN/TPY-2 radar host, 21" Missile Development; 4 Aegis BMD capable ships Spain: Hosting BMD-capable ships to support NATO BMD and other missions UK: BMD Framework Partner; Fylingdales Upgraded Early Warning Radar, Joint Project Arrangements for Cooperative R&D Projects ROK: Missile defense discussions Turkey: AN/TPY-2 radar host, University to University Research Engagement / Outreach Missile Defense Analysis Cooperative Missile Defense Projects Co-development Co-production Deployment 5 5 5 5

Representative Technology Topics Space and Sensor Technology Directed Energy Technology Interceptor Technology Future BMDS Concept Development Advanced Cognition Processing and Algorithms for Improved Identification System Communications Command and Control Human-to Machine Interface Improved Track Accuracy for Missile Engagements Open Framework Planner with Embedded Training Improvements in Spacecraft Manufacturing Efficiency Innovative Antenna Arrays Enabling Continuous Interceptor Communications Power Sources and Thermal Management for High Energy Lasers High Power Optical Fibers Quick Recovery High Energy Diodes Ultra low SWaP Diode Pump Modules Large Stroke, High Spatial Bandwidth, Deformable Mirrors Light Weight, Dampened Optical Benches Optics & Coatings for Alkali Environments Interceptor Thermal Protection Systems Lethality Enhancements Multi-Object Payload Deployment Advanced Reserve Battery Technologies MENS IMU Solutions for Missile Defense Applications Lithium Oxyhalide Battery Separator Material High Temperature Material Manufacturing Improvements Expand Digital, Constructive, and HWIL Tools Aerospace Vehicle Target Tracking and Discrimination Radar Interferometric Processing for EMG Radiation Hardened Mirror & Focal Plane Array Technology Low Light Short Wave Infrared Focal Plane Arrays Innovative Ways to Shorten System Level Simulation Integration Time Approved for Public Release 16-MDA-8596 (9 March 16) 6 6 6

Pursue a broad range of high-risk technologies MDA Small Business Innovation Research (SBIR) / Small Business Technology Transfer Program (STTR) Focus Pursue a broad range of high-risk technologies To search out revolutionary technologies Transform new technologies into actual applications for insertion into the BMDS Benefit from commercialization Technology insertion into the BMDS is critical 4th largest program in the Department of Defense Ultra Sensitive Detector Focal Plane Arrays Ruggedized Electronics Advanced IMU Technology Advanced Battery Technology High Energy Laser Seeker Technology Rad-hardened Mirror Technology Nanosat Technology Demonstrations Lightweight Composite Approved for Public Release 16-MDA-8596 (9 March 16) 7

SBIR / STTR program is a four step process MDA’s Small Business Innovation Research / Small Business Technology Transfer (SBIR/STTR) Programs SBIR / STTR program is a four step process Phase I: feasibility and concept development Phase II: technology and prototype development Phase II Enhancement: Prototype testing and technology demonstrations and validation Phase III: Commercialization and Transition Feasibility Study Technology Development & Prototype Demonstration Prototype Testing & Evolution Technology Demo & Validation Commercialization Transition Phase I Phase II Phase II Enhancement Phase III al Approved for Public Release 16-MDA-8596 (9 March 16) 8

SBIR / STTR Phase I Overview Proposals: Twenty pages Three criteria; Technical merit, feasibility of the concept and approach Qualifications of team Commercialization/Transition potential and approach Must identify all foreign nationals and level of involvement Most recent SBIR and STTR topics and awards are available on the DoD SBIR / STTR website (http://sbir.defensebusiness.org) Contracts: Topics typically Export Control restricted Unclassified Currently $100,000; 6 Months Options to those selected for Phase II award (Bridge Funding) Approved for Public Release 16-MDA-8596 (9 March 16) 9

SBIR / STTR Phase II Overview All Phase I awardees under a particular solicitation are allowed to submit a proposal for Phase II award Phase II proposals: Accepted only during announced open period Announcement on web page with email notification to current Phase I awardees Two-year award to further concept development to the prototype stage Submitted for an amount not to exceed $1,000,000 MDA may later consider enhancing Phase II contract funding (up to 50% of original award value) depending on BMDS relevance and program needs Also may be eligible to receive a second Phase II award Approved for Public Release 16-MDA-8596 (9 March 16) 10

Commercialization and Transition Initiatives Encourage transition of SBIR and STTR projects into the BMDS Facilitates transition planning Oversees all Phase III projects Coordinates with primes and program offices Conducts workshops and industry days Recommends Phase II projects for enhanced funding Advanced IMUs Thermally Insensitive Silicon Carbide Mirrors Lithium Reserve Battery Technology Approved for Public Release 16-MDA-8596 (9 March 16) 11

Rapid Innovation Fund (RIF) Program Established under FY11 Defense Authorization Act (Section 1073) A competitive, merit-based program Accelerate fielding of innovative technologies into military systems Typically, all MDA RIF projects are a SBIR Phase II follow-on Prioritization is given to small business Key Requirements: Satisfy an operational or national security need Accelerate or enhance military capability Reduce Technical risk Cost: Development, acquisition, sustainment, or lifecycle Improve timeliness and quality of test and evaluation outcome Provide approach for use by an acquisition program Typical award length 24 months Award values up to $3M Insulator Material for Propulsion Systems Advanced Insulation for Thermal Batteries Lightweight Thermal Protection System Approved for Public Release 16-MDA-8596 (9 March 16) 12

RIF: Source Selection Steps of the RIF Competitive Process Military Services and/or OSD Office of Small Business Programs issue solicitations Open for 60 Days Industry response: 3-5 page white paper and quad chart White papers are evaluated by each Agency / Service Highest rated evaluations receive invite to submit full proposal Successful proposals lead to award Approved for Public Release 16-MDA-8596 (9 March 16) 13

What is a Broad Agency Announcement (BAA) A competitive research and development contracting approach in the form of a general agency announcement: Identifies areas of research interest Includes criteria for selecting proposals Solicits participation from all offers capable of satisfying the Government need Primary objective is to encourage participation by science and technology firms and educational institutions in meeting general research and development goals for innovative ideas and approaches Meet full and open competition requirements "The Competition in Contracting Act of 1984" Evaluates proposals based on peer or scientific reviews against individual merits rather than against each other Approved for Public Release 16-MDA-8596 (9 March 16) 16

BAA Programs Missile Defense Science & Technology Advanced Research Open continuously for proposals from universities Broad Agency Announcement (http://www.fbo.gov) Research topics revised annually MDA is seeking strategic alliances with universities Two year base period with one year option Base period $400,000 Option year $200,000 Advanced Technology Innovation Broad Agency Announcement Open continuously to university and commercial vendors Contract value not limited Link: http://www.mda.mil/business/advanced_research.html Approved for Public Release 16-MDA-8596 (9 March 16) 17

BAA: Source Selection MDA receives white paper Evaluation team evaluates and makes recommendations for award based on a peer or scientific review process IAW with FAR 35.016(d) and (e) Technical evaluator(s) uses criteria IAW the BAA to score white paper Technical merit Capabilities Management BAA Selection Official makes selections based on the evaluation criteria IAW the BAA, MDA funding and technology priorities Approved for Public Release 16-MDA-8596 (9 March 16) 18

For More Information www.mda.mil Missile Defense News, Images, Videos, Fact Sheets BMDS Overview, BMD Basics MDA Business Opportunities (http://www.mda.mil/business/advanced_research.html) DoD SBIR/STTR website: https://sbir.defensebusiness.org SBA SBIR/STTR website: https://www.sbir.gov To Contact MDA SBIR / STTR 256-955-2020 sbirsttr@mda.mil University / BAA 256-450-3800 Advanced Research@mda.mil Commercialization 256-450-5343 SBIR-PhaseIII@mda.mil Approved for Public Release 16-MDA-8596 (9 March 16) 19