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Published byBernard George Modified over 8 years ago
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GO TX Risk Supervisor Trading GO TX Wealth Management System Chittagong Stock Exchange Ltd
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Table of Contents GO TX Overview Monitoring Trading Activity Risk Planning Monitoring Risk Tracking and Reports
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GO TX Overview
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GO TX System Hierarchy Multiple participants Hierarchy of offices for each participant Only one office at the top level (the Head or National Office) Multiple offices at subsequent levels
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Log on Access through User ID and Password Restricted number of attempts Automatic session expiry
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Change Password Force Change of Password on first time logon Reset password to be requested in case of expiry
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Monitoring Trading Activity
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Logon Monitor All those logged into GO TX Investors Employees Application type Browser logins DWS logins Drill down views Office Individuals Logon history
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Trade Monitor Trading activity through GO TX Investors and dealers Drill-down from participant-level to investor-level
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Order Book Equity Orders for all investors Orders placed through GO TX Current status of active orders Final Status of inactive orders Historic data
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Trade Book All Equity Trades for Traded orders Average traded price
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Trade Summary Equity Trades for Aggregated for exchange Drill-down from exchange to investor Turnover and number of trades
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Risk Planning
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System Risk Global level parameters Applicable for all investors for a participant Parameter value can be changed after trading hours No t all parameters are applicable for CSE
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Credit Risk - Credit Maintenance View the credit limit of an office or range of offices Increase credit Decrease credit
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Credit Risk - Credit Audit Lists investors with additional credit Supervisor who granted/ decreased credit Amount of increase/ decrease
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Exchange Risk Margin for the participant Provided by Exchange Parameters Gross exposure limit VAR limit Trading turnover limit
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Equity Group Risk Risk parameters defined for a group of stocks Add stock group Set risk parameters for each group Cannot be updated during trading hours
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Investor Category Risk Categories pre-defined in the system Parameters defined for a category Each investor assigned a category Category parameters can be modified
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Investor Risk Override the risk category for an individual Set parameters for the individual Provide additional credit Change an investor’s category
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Dealer Risk Mandatory for each dealer Limits set on Buy/Sell exposure Gross exposure Net exposure
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Monitoring Risk
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Client-wise MTM MTM updated real-time Monitor MTM at office level and investor level Drill down from office level to investor level Stock-wise view per investor available
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POA Increment Increment or decrement stock for investors Pending requests can be deleted or processed Processing requests updates the Demat balance
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Tracking and Reports
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Client Views Order Book Trade Book Positions Margin Statement Cash statement Stock Statement Payin Payout Statement Networth
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Bulk Cancellation Cancel orders in bulk for Investor Dealer Office Select Segment Symbol Side Board
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Report Types Order Report Trades Report
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