1. Activities of ARIB - Standardization and IPR - Tadaaki YOKOO Executive Director, ARIB Document No: GSC-IPR- Source: Association of Radio Industries and Businesses Contact: Tadaaki YOKOO GSC Session: IPR Working Group Agenda Item: 3.1 Sophia Antipolis, 20 April 2015

2. Copyright © 2015 ARIB all rights reserved 1  About ARIB  Standardization Activities  IPR Activities Sophia Antipolis, 20 April 2015

3. Copyright © 2015 ARIB all rights reserved About ARIB 2 Sophia Antipolis, 20 April 2015

4. Copyright © 2015 ARIB all rights reserved Outline of ARIB 3 Sophia Antipolis, 20 April 2015 Organization Organization  A general incorporated association and non-profit standards development organization (SDO), based in Tokyo, Japan.  Dealing with radio technologies in the fields of both telecommunications and broadcasting. Establishment Establishment  15 May 1995 as a public service corporation  By merging two organizations, RCR and BTA, who had worked on standardization from 1985 to 1995. RCR ： Research & Development Center for Radio Systems BTA : Broadcasting Technology Association Members Members (as of 1 April 2015)  Regular members : 200 Telecom Operators: 8 Broadcasters: 21 Manufactures:143 Others: 28  Supporting members: 4

5. Copyright © 2015 ARIB all rights reserved Standardization Activities 4 Sophia Antipolis, 20 April 2015

6. Copyright © 2015 ARIB all rights reserved ARIB Standard Assembly 5 Sophia Antipolis, 20 April 2015 Establishment Establishment May 1995 Membership Membership  Open to any entity, organization and person  Independent from ARIB membership  Members : 163 (as of 1 April 2015) ・ Telecom Operators: 6 ・ Broadcasters: 17 ・ Manufactures: 124 ・ Others: 16 Holding period Holding period 3 - 4 times a year

7. Copyright © 2015 ARIB all rights reserved ARIB’s R&D and Standardization 6 Sophia Antipolis, 20 April 2015 Other Organization MIC Technical CommitteeAdvanced Wireless Communications Study Committee Electromagnetic Environment Committee R&D Group Considerations on Technical Requirements Rule making by the Ministry (Mandatory) Standard Assembly Draft Standard Demands for radio systems Draft Standard Results of R&D Committees and subordinate groups for standardization inside ARIB ARIB Standard (Voluntary) MIC : Ministry of Internal Affairs and Telecommunications

8. Copyright © 2015 ARIB all rights reserved Outcome from Standard Assembly 7 Sophia Antipolis, 20 April 2015 ARIB Standard (STD) ARIB Standard (STD)  technical regulation for radio systems  Including “government technical regulation” for users’ convenience ARIB Technical Report (TR) ARIB Technical Report (TR)  operational guidelines for radio systems Number of STD and TR * Number of STD and TR * Free Download Free Downloadhttp://www.arib.or.jp/english/html/overview/index.html STDTR Telecommunications90 (90)23 (23) Broadcasting69 (67)39 (39) General 0 ( 0) 1 ( 1) * Not including suppressed STD/TR As of 1 April 2015 (1 April 2014) Since 21 April 2008

9. Copyright © 2015 ARIB all rights reserved IPR Activities 8 Sophia Antipolis, 20 April 2015

10. Copyright © 2015 ARIB all rights reserved IPR and Standardization 9 Technical Committee Study of radio systems Study Groups Study Groups for various themes R&D of radio systems Study Phase R&D Phase The Standard Assembly Draft Standard from other bodies Standardization Phase ② ① Subcommittees ③ Agreement on IPR to join R&D Groups: RF or RAND only ① Standardization based on the draft by R&D Groups ② Standardization based on the draft by Subcommittees ③ Standardization based on the draft by other bodies IPR submission for adoption: Confirmation form or Comprehensive confirmation form Draft ARIB Standard Establishment of the ARIB Standard R&D Groups R&D Groups for various themes Sophia Antipolis, 20 April 2015

11. Copyright © 2015 ARIB all rights reserved IPR Policy 10 Sophia Antipolis, 20 April 2015  Document: IPR Guidelines and IPR Working Guidelines  IPR is defined as “Industrial Property Rights” Treatment for Essential IPR Treatment for Essential IPR  Selection : Option 1 (Royalty Free), Option 2 (Reasonable And Non-Discriminatory) or Option 3 (Others) should be selected.  Essentiality: No responsibility of ARIB to confirm essentiality  Liability: No liability of ARIB for any dispute Procedure Procedure  Submission form: “Confirmation form” or “Comprehensive confirmation form”  Submission date: Before or on the decided date

12. Copyright © 2015 ARIB all rights reserved IPR Treatment 11 Sophia Antipolis, 20 April 2015 License Grant SubmissionStandardization Confirmation FormAttachment Option 1FreeMandatory *Patent No. / holderYes Option 2RANDMandatory *Patent No. / holderYes Option 3No MandatoryPatent No. / holder + Detailed Info. No * Comprehensive Confirmation Form can be an alternative without specifying patent No. / holder

13. Copyright © 2015 ARIB all rights reserved Submission of IPR (1/3) 12 ARIB IPR ARIB IPR ( 2000 – 2015) Sophia Antipolis, 20 April 2015

14. Copyright © 2015 ARIB all rights reserved Submission of IPR (2/3) 13 Number of ARIB IPR Number of ARIB IPR ( 2011 – 2015) Sophia Antipolis, 20 April 2015 20112012201320142015 Tele- communication IPR5,2017,2478,1369,4329,658 （ comprehensive ） （ 305 ）（ 322 ）（ 345 ）（ 377 ）（ 381 ） Broad- casting IPR588610620677833 （ comprehensive ） （ 115 ）（ 118 ）（ 120 ）（ 167 ）（ 173 ） TOTAL IPR5,7897,8578,75610,10910,491 （ comprehensive ） （ 420 ）（ 440 ）（ 465 ）（ 544 ）（ 554 ）

15. Copyright © 2015 ARIB all rights reserved Submission of IPR (3/3) 14 ARIB Standard with numbers of IPR ARIB Standard with numbers of IPR (As of 1 April 2015) CodeStandard Name IPR * (comprehensive) Tele- communication STD-T63 IMT-2000 DS-CDMA and TDD-CDMA System 3,840 (168) STD-T104 LTE-Advanced System 1,437 (32) STD-T64 IMT-2000 MC-CDMA System 1,348 (81) STD-T95 OFDMA/TDMA TDD Broadband Wireless Access System (XGP) 1,079 (16) STD-T94 OFDMA Broadband Mobile Wireless Access System (WiMAX TM applied in Japan) 1,001 (14) Broadcasting STD-B32 VIDEO CODING, AUDIO CODING AND MULTIPLEXING SPECIFICATIONS FOR DIGITAL BROADCASTING 225 (23) STD-B24 DATA CODING AND TRANSMISSION SPECIFICATION FOR DIGITAL BROADCASTING 73 (19) STD-B21 RECEIVER FOR DIGITAL BROADCASTING (DESIRABLE SPECIFICATIONS) 67 (11) STD-B31 TRANSMISSION SYSTEM FOR DIGITAL TERRESTRIAL TELEVISION BROADCASTING 39 (9) STD-B29 TRANSMISSION SYSTEM FOR DIGITAL TERRESTRIAL SOUND BROADCASTING 37 (3) * All IPRs have RAND, including potentially Essential IPRs declared by “Comprehensive Confirmation Forms”. Sophia Antipolis, 20 April 2015

16. Copyright © 2015 ARIB all rights reserved IPR Database Service 15 Sophia Antipolis, 20 April 2015 Search Search A) Search by standard number and its version B) Search by free words Currently available in Japanese only Currently available in Japanese only http://www.arib.or.jp/tyosakenkyu/sakutei/IPR/index.php Number of Access Number of Access Total: 1,748 (1 April 2014 - 28 February 2015) standard number pull-down Search version number pull-down A) B) free words Search

17. Copyright © 2015 ARIB all rights reserved Providing information to ARIB members Providing information to ARIB members Gathering and analyzing information on IPR policy Gathering and analyzing information on IPR policy  Common Patent Policy for ITU-T/ITU-R/ISO/IEC  Patent Policies for SDOs  Discussions at ITU IPR Ad-Hoc/ ETSI IPR-SC  Cooperation with TTC Studying IPR Policy to respond to new trends and member needs Studying IPR Policy to respond to new trends and member needs Further Actions 16 Sophia Antipolis, 20 April 2015

18. Copyright © 2015 ARIB all rights reserved Thank you for your attention. 17 Sophia Antipolis, 20 April 2015

19. Copyright © 2015 ARIB all rights reserved Supplementary Slides 18 Sophia Antipolis, 20 April 2015

20. Copyright © 2015 ARIB all rights reserved Organization of ARIB 19 Sophia Antipolis, 20 April 2015 General Assembly Board of Directors Chairman Members Secretariat Secretary General Auditors Standard Council Standard Assembly Technical Committee Advanced Wireless Communications Study Committee Electromagnetic Environment Committee Promotion Strategy Committee Management Strategy Committee Management Committee [R&D] [MGT] [PMT] [STD]

21. Copyright © 2015 ARIB all rights reserved ARIB STD / TR Download 20 Sophia Antipolis, 20 April 2015 Free Download Free Download http://www.arib.or.jp/english/html/overview/index.html  Total Downloads: approx. 227,000 (1 April 2013 - 31 March 2014) Since 21 April 2008 Number of Downloads Total:86,127 Number of Access Total:227,324 Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar April 8 Development & Revise July 19 Development & Revise October 9 Revise December 26 Development & Revise

22. Copyright © 2015 ARIB all rights reserved History of Activities on IPR 21 Sophia Antipolis, 20 April 2015 Month YearActivity Sep 1995 IPR Guidelines established IPR Guidelines established “Guidelines for Treatment of Industrial Property Rights in connection with the ARIB Standard” IPR Working Guidelines established IPR Working Guidelines established “Working Guidelines for Treatment of Industrial Property Rights in connection with the ARIB Standard” Mar 2000 IPR Working Guidelines Revised (“Comprehensive Confirmation Form” added ) Mar 2011 Copyright Guidelines established Copyright Guidelines established “Guidelines for Treatment of Copyrights in connection with the ARIB Standard” Sep 2011 Copyright Guidelines revised ( Ownership of material copyright clarified ) Apr 2012 IPR Database launched Jul 2012 IPR Guidelines Revised ( Confirmation Form simplified )

23. Copyright © 2015 ARIB all rights reserved IPR Guidelines IPR Guidelines http://www.arib.or.jp/english/html/overview/implement_order/IPRguideline2012July.pdf  Specify basic principles for handling IPR  IPR is defined as “Industrial Property Rights”. Treatment  Selection for Essential IPR: Option 1 (Royalty Free), Option 2 (Reasonable And Non-Discriminatory) or Option 3 (Others) should be selected.  Inclusion of IPRs in Standards: No responsibility of ARIB  Dispute regarding IPRs: No liability of ARIB Procedure  Submission of “Confirmation Form”  Submission date IPR Documents (1/2) 22 Sophia Antipolis, 20 April 2015

24. Copyright © 2015 ARIB all rights reserved IPR Working Guidelines IPR Working Guidelines http://www.arib.or.jp/english/html/overview/implement_order/working_guideline.pdf  Essential IPR shall be treated as provided in the IPR Guidelines with no other terms and conditions.  Treatment of “Non-Essential IPR” is excluded in the IPR Guidelines.  A potential holder of Essential IPR who is not able to submit a “Confirmation Form” by the submission date can submit a “Comprehensive Confirmation Form”.  The submitter of the “Comprehensive Confirmation Form” should submit the “Confirmation Form” within six months to declare the Essential IPR. IPR Documents (2/2) 23 Sophia Antipolis, 20 April 2015

25. Copyright © 2015 ARIB all rights reserved Copyright Guidelines 24 Sophia Antipolis, 20 April 2015 http://www.arib.or.jp/english/html/overview/implement_order/working_guideline.pdf i.The author of the Standard (STD) and the Technical Report (TR), including translation, is ARIB. ARIB can use STD/TR and sublicense them to any third party. ii.Members shall acknowledge the above condition in (i) when submitting the material, such as texts and graphics excluding software, to the Standard Assembly. The ownership of copyright shall be retained. iii.Non-Members should submit the material on the condition that they agree with provision (i). iv.When a quotation from a third party is made regarding the material, the origin should be notified.