1 Transaction or Issue Clean Up

2 Customer Protection and 814_08 Issue (Phase 2 – Potentially Late 08s) Background Completed Items Next Steps

3 Background Upon inception of Phase 1 of the ‘Potentially Missing 08s’, MPs requested an analysis of potentially late 08’s on Cancel by Customer Objection (CCO). ERCOT identified 264 instances of 08’s on CCOs that were sent to the TDSP at least two days after the end of the customer objection period where the TDSP rejected the cancel. These switch transactions span the August 2002 through November 2003 time frame. Upon direction from RMS at the December 2003 meeting, ERCOT sent list to each CR and TDSP involved in an attempt to quantify the true scope of out-of-sync conditions. Completed Items Received direction at RMS meeting for MPs to honor the cancellation ERCOT created 30 FasTrak issues on connecting both CRs and notified the TDSP and CRs via of the RMS directive and the FasTrak issue 27 FasTrak Issues closed by CRs accounting for 250 Service Orders Customer Protection Period and (Phase 2 – Potentially Late 08s)

4 Action Taken ERCOT Retail Client Services escalated the open items to the CRs involved The following CRs were able to resolve a portion of the open issues as of 06/01/04 –Entergy Solutions, First Choice Power, and Reliant The following CRs are actively working to resolve the outstanding issues (comments being filed so parties can continue to update progress) –CPL Retail, Direct Energy, First Choice Power, Reliant Next Steps 3 Issues/14 Service Orders show some response in FasTrak CRs review the remaining FasTrak issues and ensure they honored the Cancellation by Customer Objection. If you are done with an issue – MARK IT RESOLVED PLEASE TDSPs review notification of the issues and ensure they honored the Cancellation by Customer Objection ERCOT Retail Client Services will continue to have conference calls with CRs as needed to escalate the open issues and ask if there is anything ERCOT can assist with. Customer Protection Period and (Phase 2 – Potentially Late 08s)

5 Linked-Address Issue Multiple ESI IDs Linked to a Single Service Address Record Background Counts Matrix Completed Items Next Steps

6 Background On the 02/18/04 Retail Market Call, a CR reported a concern regarding discrepancies between ERCOT’s Portal and the TDSP’s customer information system. The CR provided specific example for ERCOT to research. Analysis, released by ERCOT on 3/8/04, has identified that linked service addresses were established in the ERCOT Siebel system based upon data provided during conversion in In these instances, a TDSP provided the same service address for multiple ESI IDs. During the conversion process, a single database record was created which linked a single service address to multiple ESI IDs. The Address Field components making up the address record in the ERCOT Siebel system are street name, Address Overflow, City, State, Country and Zip code. The current effect is that an 814_20 address change to any one of the address- linked ESI IDs effectively changes the address, in ERCOT’s system, of all ESI IDs linked to that same record. Approximately 11 percent of the ESI IDs in the ERCOT Siebel system are affected by this "linked address" issue. Linked-Service Address (Multiple ESI IDs Linked to a Single Service Address Record)

7 Completed Items 3/8/04 - Information released to the Market during Retail Market Call 3/9/04 - Initial conference call with TDSPs to discuss issue and proposed process 3/10/04 - Retail Market Call additional information 3/12/04 - ERCOT provided TDSPs a list of all ESI IDs with linked-addresses 3/16/04 - Follow-up conference call with TDSPs to discuss process further - ERCOT had ad-hoc discussions with CRs 3/17/04 - Follow-up discussion with a CR - Follow-up at Retail Market Call to detail proposed process 3/31/04 - TDSPs responded to ERCOT with mismatched address analysis results 4/7/04 - ERCOT completed analysis of address mismatch data received from TDSP 4/8/04 - Market Meeting to discuss issues and further Market activities 4/11/04 - ERCOT posted Master Mismatch List for CR retrieval 4/12/04 - ERCOT sent CRs their ROR list for ESI IDs with non-AREP activity 4/20/04 - ERCOT received TDSP’s address comparison methodologies - ERCOT received some response from CRs 4/21/04 - Market Meeting in Austin Linked-Service Address (Multiple ESI IDs Linked to a Single Service Address Record)

8 Completed Items (continued) 4/23/04 - ONCOR provided ERCOT a list of 7,850 additional address mismatches 4/24/04 - ERCOT corrected the internal database issues and created a 1-to-1 relationship for each ESI ID and Service Address 4/26/04 - ERCOT posted a revised Master Mismatch List (with entirely new ONCOR data) for CR retrieval 4/29/04 - ERCOT sent CRs their Rep of Record list for the additional address mismatches along with instructions and timeline for CR response 4/30/04 - ERCOT completed a test with CenterPoint on 50 select ESI IDs to confirm database fix and expected results 5/4/04 - ERCOT rolled out a modification to the TDSP ESI ID extract to deliver the “address overflow” field 5/5/04 - ERCOT compiled CR responses received to date for this RMS update 5/10-17/04 - TDSPs completed sending of 138K 814_20 address changes 5/14/04 - RMS Update on Project 5/28/04 - ERCOT sent CRs reminders of need for analysis results for June RMS reporting Linked-Service Address (Multiple ESI IDs Linked to a Single Service Address Record)

9 Linked-Service Address (Multiple ESI Ids Linked to a Single Service Address Record) ESI IDs being analyzed by CRs for Potential Inadvertents

10 Linked-Service Address (Multiple ESI IDs Linked to a Single Service Address Record) Notes: 5 CRs have reported Potential Inadvertents requiring additional analysis CR estimated dates for final analysis goes through the end of June

11 Next Steps CRs to complete analysis to determine any Inadvertents resulting from this issue (submit FasTrak issue for ESI ID determined to be Inadvertents) –Additionally the CR need to provide ERCOT the date their final analysis will be completed to determine actual Inadvertents. –Send ERCOT a Final Count of Inadvertents by TDSP - Date will be confirmed at RMS or a subsequent Meeting on Linked Addresses. –CR to contact the TDSP in instances where the CR believe they have the full correct address and TDSP only has street name or “name” (CR – 123 Hwy 60; TDSP – Hwy 60) or (CR – 345 Main Street; TDSP – Hillcrest Middle School) ERCOT to compile reports from CRs response for next RMS meeting ERCOT to establish reporting on actual inadvertent number until associated FasTrak issues are resolved ERCOT to add the address overflow field to the ESI ID look-up function on the Portal (expected as part of TML2) ERCOT to present potential areas for process improvement to RMS after MIMO implementation Linked-Service Address (Multiple ESI IDs Linked to a Single Service Address Record)

12 Areas of Process Improvement (RMS asked to revisit after MIMO Implementation) TDSPs to perform a periodic synchronization of TDSP system service addresses to ERCOT system service addresses and provide 814_20 updates to resolve inconsistencies. (using the TDSP ESI ID Extract as the ERCOT data source) Suggest CRs create an exception process when the TDSP provides an 814_04 (which ERCOT send to the CR in 814_05 transaction) that has a different address than the CR originally submitted Investigate ERCOT creating an exception process when the TDSP provides an 814_04 (which ERCOT send to the CR in 814_05 transaction) that has a different address than that in the ERCOT System Linked-Service Address (Multiple ESI IDs Linked to a Single Service Address Record) Parking Lot Item 1.Is there a way to make addresses unique?

13 Thank You