1 SBIR/STTR Transition Program SBIR/STTR Transition Program (STP) (STP) Mr. Douglas Marker SBIR Technology Manager Program Executive Office, Integrated Warfare Systems Distro Statement A: Approved for Public Release. Distribution Unlimited.
PEO IWS Overview Programs & Projects Distro Statement A: Approved for Public Release. Distribution Unlimited.
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4 A A N N N N N N N N N N N N N N N N N N N N N N N N N N N N N11-T018 N N N N N N N N OSD05-NC3 OSD05-SP1 OSD05-SP3 N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N11-T016 N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N AF N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N11-T018 N N N N N N N N N N N N N N N N N N N N N N N N N N N11-T016 N N N N N N N N N N N N N11-T016 N Phase II to Phase III Transition Rate 52% N N HI N N N N N N N N N N N N N N N N N N N N N N13-056N N Distro Statement A: Approved for Public Release. Distribution Unlimited.
5 Transition Strategy o Navy – Topic Development o Small Business - Dry Ink Role: Prime, Team/Market with Prime, Compete with Prime Organization: SBIR Technology Manager, Navy Program Manager, TPOC, COR, Technical Warrant Holder (TWH) Driver: Operational Need and associated Requirement Taxonomy (Whole View) Transition Entry: Component, Element, Combat System Phase III: Guidelines to Success Navy Program Manager Focus (Cost, Performance, and Schedule) Technology Transition Windows (DoDI ) Navy Program Focus Areas and Associated Technology Needs Program Manager’s SBIR Plan Performance Metrics and Benefits (x times or y dB improvement) Open Architecture (Data Rights) Defense Contract Auditing Agency (DCAA) - Accounting System 5 Distro Statement A: Approved for Public Release. Distribution Unlimited.
6 Testing, Validation, Certification Transition Funding: Navy Program Dollars Commercialization Readiness Program (CRP) Phase III: Navy, DoD Primes, Private Sector Rapid Innovation Fund (RIF) Future Naval Capability (FNC) Technology Insertion Program for Savings (TIPS) Joint Concept Technology Demonstration (JCTD) Local Governments (e.g., Massachusetts START) Phase III: Guidelines to Success (cont.) Navy Program Interfaces, form, fit, and function SBIR Data Rights Strategy Technology Readiness Level (At least TRL 6) Manufacturing and Producibility o Affordability o Manufacturing Readiness Level (MRL) Documents of Importance (DoD 5000, SBIR Laws, Contract, Reports, DD254, PAO Requests, NCE (No Cost Extension) 6 Distro Statement A: Approved for Public Release. Distribution Unlimited.
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9 DODI Guidance to PMs Establish goals for applying SBIR and STTR technologies in programs of record. Establish goals for transition of Phase III technologies in subcontracting plans, and report number and dollar amount of contracts entered into for Phase III SBIR and STTR projects for contracts at or more than $100M. Provide detailed plan for the use of SBIR and STTR technologies and associated planned funding profile for each milestone Indicated (Phase I, II, and III). 15 u.s.c. 638 (REF(u)) 9 Distro Statement A: Approved for Public Release. Distribution Unlimited.
10 SBIR/STTR Guidance to PMs Program managers will establish goals for applying SBIR and STTR technologies in programs of record. For contracts with a value at or above $100 million, program managers will establish a goal for the transition of Phase III technologies in subcontracting plans, and report the number and dollar amount of contracts entered into for Phase III SBIR and STTR projects. At each milestone indicated, the Program Manager will provide a detailed plan for the use of SBIR and STTR technologies and associated planned funding profile (Phase I, II, and III). 15 u.s.c. 638 (REF(u)) 10 Distro Statement A: Approved for Public Release. Distribution Unlimited.
11 ASN Direction “I am directing each Head of Contracts Activity (HCA) and Program Executive Office (PEO) to formulate their Small Business strategy for 2015 and 2016, …” “This Small business strategy should include measurable performance objectives,…” “To alleviate confusion over the appearance of conflicting guidance with regards to competition objectives, I want to make it clear that SBIR-STTR Phase III sole source awards are an authorized exception to competition and Contract Officers are encouraged to employ this exception where such action meets a program’s requirements.” ASN (RDA) Memo, Jan 12, 2015) 11 Distro Statement A: Approved for Public Release. Distribution Unlimited.