Contracts & Grants Functionality Paul Sandoval, University of Arizona Lori Schultz, University of Arizona

Overview Proposal Development –Budget Builder –Routing Form Proposal Document Award Document Accounts Budgets Cost Share

Kuali Budget Builder and Routing Form

Kuali Budget Builder Maintenance tables capture your fringe and F&A rates Can be linked to HR systems for employee names, appointment types, etc. Calculates budget with inflation for out years Maps to your institution’s object codes for postaward use

Budget Parameters Required items on the budget parameters page must be completed before the user proceeds to enter budget line items.

Budget Parameters, cont Tasks can be used to create complex budgets like NIH Program Projects (P)

Budget Parameters, cont Justification is required if the fringe benefit or graduate student rates are changed for a particular budget.

Budget Overview Cumulative budget can be viewed by task or period.

Personnel – Academic, 12-month Different “personnel grids” are used, depending on appointment type (academic vs. fiscal, students, staff, etc.)

Personnel – Professional/Staff Personnel are added via a user lookup. To Be Named personnel can be added to the budget.

Personnel – Academic, 9-month The summer period can be modified (at the institution level) to meet school needs

Non-Personnel Expenses Non-Personnel subcategories map to institutional object codes Line items can be copied forward to future budget years, with inflation

Cost Sharing Overview Captures cost share (institution, 3rd party, direct and F&A), and requires source distribution for all items

Modular Budget  Creates the NIH modular budget page based on your detailed budget.

Modular Budget, cont. Text entry for NIH-required modular budget justification.

Indirect Costs Calculates indirect costs based on project purpose and location. Calculates F&A on cost share, and unrecovered F&A.

Permissions Allows you to add users (on an ad-hoc basis) to read or modify the budget. Also lists default permissions based on depts/colleges.

Permissions, cont.  Workflow Route Log shows actions taken on the budget. The budget is not “approved” as a stand-alone document.

Output Output creates PDF files in various templates: generic budget format, SF 424 R&R, and PHS 398/2590 budget pages

Template  You can make copies of an existing budget for future modification.

Audit Mode  When Audit Mode is activated, this page lists hard & soft errors in the budget document, and links to their location.

Notes Like all Kuali eDocs, users may add notes/attachments to save with the budget document.

Kuali Routing Form Electronic preparation, routing, and approval of the institutional routing sheet Links with the Kuali Budget Uses workflow to customize approval hierarchies / needs

Main Page – Doc Overview & Agency Info Main Page uses lookups to select the sponsor, federal pass through (if any), and CFDA number.

Main Page - Personnel All project personnel can be added to this page. Distribution for academic credit and F&A revenue are included.

Main Page – Submission Details Amounts & Dates populate from the Kuali Budget.

Personnel Personnel Profile is “display only.” Additional functionality to be determined.

Research Risks Captures the individual proposal’s involvement with research risks and compliance items

Research Risks, cont. A “yes” response requires additional information for each item.

Project Details Cost sharing totals aggregate from the Kuali Budget, but can be entered manually.

Project Details, cont. Subcontract amounts are captured from the Kuali budget.

Module Links Link with Kuali Budget Builder

Notes Attach Notes or Files

Output Print the routing form

Template  Copy the routing form

Audit Mode Activate the audit mode and find all the errors

Permissions Give people read or modify permissions to the routing form

Approvals See who has to approve the routing form in the Org Hierarchy. Add hoc route to individuals or work groups.

Questions so far?

Proposal and Award Proposal and Award functionality includes: Proposal and Award tables C&G attributes on the Account table C&G Account(s) budgets Cost Share management

Proposal Proposal number, project title, agency name, dates, amounts, and other details Collections –Project director(s) –Organization(s) –Subcontractor(s) Automatic feed from the Routing Form –Manual entry also possible

Award A separate table from the Proposal (allows differences between Proposal and Award) Copies data from the Proposal table for reduced data entry and greater accuracy Additional post-award financial detail included (LOC information, future funding, account numbers)

Accounts C&G accounts are like other accounts C&G-specific fields include F&A rate, F&A exclusions, Higher Ed. Function Code, etc. Separate accounts may be established for on/off campus components, multiple departments, etc. Account is linked to the Award, and therefore to the Proposal

Budget Reflects the awarded budget Budgets are established for each associated account Budgets are established at the object code level Sub-accounts allow budgets for multiple purposes, including cost share

Cost Share Utilizes existing sub-account structure Each cost-share sub-account is linked to a departmental account Encumbrances on the CS sub-account are mirrored on the departmental account Expenses on the CS sub-account are reimbursed nightly by the departmental account Ensures cost-share is only counted once, and is included in the correct F&A base.

Cost Share Model C&G Account Cost Share Sub-Account Department Account Expenses – charged to a Cost Share Sub-Account Cash Cash is transferred nightly to cover all cost share expenses incurred that day.

Questions?