ARQA Technologies 2014 backQORT Automated back-office

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Principal applications Online evaluation and monitoring of positions Risk management by customers Risk management by counterparties Document flow Commission accounting Regulatory, Client, Internal Reports Unified storage of all information Integration with external platforms

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Types of instruments/ trading systems supported Equities, Bonds, Derivatives Organized and OTC markets Money market instruments Local and International exchanges Trading with T+n settlement date Local Exchanges International Exchanges OTC CIS countries’ Exchanges UX PFTS KASE ETS MOSENEX SPIMEX MOEX CBOT AMEX BOVESPA Chi-X Europe CME EDX EURONEXT EUREX HKEx ICE LIFFE LSE NASDAQ NYSE OSE SGX TSX XETRA WSE NASDAQ OMX

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Position keeping Operations Trades Trade executions OTC orders Coupon and bond redemption A position is tracked by factual, projected and analytic parameters: Balance Buy cost evaluation REPO obligations Forward obligations Today’s obligations Collateral Variation margin Blocked Position by assets by depositaries by account holders

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Position keeping Stages of exchange trades are registered automatically Stages of OTC trades are registered manually Change of trading day is supported

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Risk management Evaluation and monitoring of margin rates by accounts Short position rollover Reporting to exchanges Margin call dispatch if a client’s margin approaches preset limit: by by sms to a QUIK terminal

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Calculator for estimating client’s planned positions Generating orders to close positions and to rollover short positions QUIK limits: generated at start of a trading session online correction during the trading session Risk management

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Commissions Types For stock market transactions For derivative market transactions For OTC orders For loans For «voice» transactions For services Actions Debiting Crediting Blocking

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Reports Types of reporting: internal, regulatory, for clients Extended reports for detailed portfolio analysis Simple revision of report forms Open and documented information storage Realization of any type of reports by a broker on the basis of unified information storage

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Client reports Types Register of trades Register of orders Broker report by account Asset Management report by account Forms of reporting File showing Orders and Trades separately Microsoft Excel or text format Special format for Asset Management Report Parameters For a specific date/period By client subaccount/group of accounts Options File for saving and printing A terminal screen form to a client

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Client reporting automation Report forming: by a specified number of clients on schedule by accounts with changes on a specified date by accounts with cash flow for a specified period by marketplaces Report archiving when sending by Additional information messages Delivery of reports made previously on demand

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Services and modules Reconciliation with the exchange reports Backdated data entry System monitoring module Role system and different levels of access for different roles Unlimited number of terminals connected to a server Service schedule

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Settlement support procedures Support of different calendars for different trading systems and countries Trade settlement schemes Cash and delivery flow reports Payment calendar

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Integration Online integration with external systems through Temporary Data Base (TDB): Transactions Quotes Directories Online two-way integration with QUIK QUIK QORT External Systems TDB

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Integration with external environment Temporary database (MSSQL) for import and export: fully documented structure and rules of operating for different types of information online operation mode from the QORT side Readable and fully documented main database (MSSQL) for third parties’ reporting Text, dbf, xls, xml files used for data exchange Any other type of integration on demand

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Integration with QUIK Uploading start positions and limits to QUIK Receiving data on all transactions (orders, trades, unsettled trades, etc.) and market data from QUIK online Automated corrections of QUIK positions based on OTC operations in QORT User account in QUIK is created automatically based on client information in QORT Integration with Non-Trade Module of QUIK to automate loading non-trade instructions from QUIK users to a back office, calculating taxes and correcting QUIK positions Sending messages to QUIK users

Quick Optimization of Resources and Transactions Automated back-office backQORT Copyright © ARQA Technologies, 2014 Contacts Sales and Marketing: +7 (383) 219–1619, QORT support: +7 (383)219–1699,