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Lesson 3: The U.S. Navy in the Napoleonic Era

Learning Objectives Comprehend the influence of European events upon American trade and naval policy during this period.Comprehend the influence of European events upon American trade and naval policy during this period. Understand and be able to explain the term “Battle of Annihilation.”Understand and be able to explain the term “Battle of Annihilation.” Know the causes and operations of the Quasi- War with France.Know the causes and operations of the Quasi- War with France. Know the background of Jefferson’s defensive naval strategy including the use of gunboats and forts.Know the background of Jefferson’s defensive naval strategy including the use of gunboats and forts.

Learning Objectives Know and be able to recall operations against the Barbary corsairs during this period.Know and be able to recall operations against the Barbary corsairs during this period. Comprehend the main factors of the European war and their effect on causing the War of 1812.Comprehend the main factors of the European war and their effect on causing the War of Understand and be able to explain the term “Guerre de Course.”Understand and be able to explain the term “Guerre de Course.” Know the U.S. and British Naval Strategy during the war.Know the U.S. and British Naval Strategy during the war.

Learning Objectives Comprehend the Great Lakes campaign and its importance to the U.S. war effort.Comprehend the Great Lakes campaign and its importance to the U.S. war effort. Comprehend (compare and contrast) the naval strategies of Rodgers and Decatur.Comprehend (compare and contrast) the naval strategies of Rodgers and Decatur. Comprehend the significance of the Washington and New Orleans campaigns.Comprehend the significance of the Washington and New Orleans campaigns. Know the contributions of the U.S. Navy during the war of 1812, and assess the state of the Navy after the treaty of Ghent.Know the contributions of the U.S. Navy during the war of 1812, and assess the state of the Navy after the treaty of Ghent.

A New Nation Articles of ConfederationArticles of Confederation –Weak central government No power of taxation –Congress unable to fund a Navy after Rev War All Continental Navy warships decommissioned New maritime trade marketsNew maritime trade markets –Large American merchant fleet –China and Mediterranean Sea –American merchant ships were no longer protected by the Royal Navy.

A word on Neutrality… US wanted to trade with anyone, anywhereUS wanted to trade with anyone, anywhere –“Free ships make free goods” Belligerents didn’t want US taking their trade during warBelligerents didn’t want US taking their trade during war

A New Nation Barbary States -- North AfricaBarbary States -- North Africa –Demands for tribute to guarantee safe passage in Mediterranean. War of the French Revolution -- U.S. neutral rights violated.War of the French Revolution -- U.S. neutral rights violated. –Great Britain - Orders in Council –French Privateers seize American merchants

Naval Policy Debate Begins U.S. Constitution U.S. Constitution –Stronger federal government with ability to tax. –“The Congress shall have Power To provide and maintain a Navy.” –“The President shall be Commander in Chief of the Army and Navy of the United States.” Federalists: New England -- Alexander Hamilton, John Jay, John AdamsFederalists: New England -- Alexander Hamilton, John Jay, John Adams –Proponents of a strong Navy. –Ensure neutral rights on the seas and protect vital trade interests. Republicans: Middle and Southern States -- Thomas Jefferson, Patrick HenryRepublicans: Middle and Southern States -- Thomas Jefferson, Patrick Henry –Strong U.S. Navy would provoke European powers. –Navies are expensive and imperialistic - a “luxury”.

Beginnings of the U.S. Navy Navy Act of 1794Navy Act of 1794 Navy is part of the Department of War.Navy is part of the Department of War. –Secretary of War Henry Knox. –Large 44-gun frigates planned. More heavily armed than normal frigates. Faster than Ships of the Line. 1797: United States, 44 and Constitution, 44 completed -- called Humphrey’s frigates. Marines deployed on Navy ships.Marines deployed on Navy ships. –Continue tradition of British Royal Marines. Protect Captain and officers from the crew. Provide musket fire from quarterdeck and “fighting tops”.

Too Little Too Late Pinckney TreatyPinckney Treaty 1794 Breakdown Portuguese-Algerian Relations1794 Breakdown Portuguese-Algerian Relations 1796 Treaty with Algiers1796 Treaty with Algiers Treaties with Morocco, Tripoli, and TunisTreaties with Morocco, Tripoli, and Tunis The Med is reopened to American trading without a Naval response!The Med is reopened to American trading without a Naval response!

Diplomacy and Naval Policy

Napoleonic Wars Naval Confrontation Fleet engagements between Royal Navy and French Navy and French allies’ navies:Fleet engagements between Royal Navy and French Navy and French allies’ navies: –Battle of the “Glorious” First of June –Battle of Cape St. Vincent -- February 1797 –Battle of Camperdown -- October 1797 –Battle of the Nile -- 1 August 1798 –Battle of Copenhagen -- 2 April 1801 –Battle of Trafalgar October 1805 Admiral Horatio NelsonAdmiral Horatio Nelson –Highly successful through the use of melee tactics. –“Concept of Operations” to ship captains prior to battle.

Jay’s Treaty Spring 1794: Congress finds out about British Orders in Council against US shippingSpring 1794: Congress finds out about British Orders in Council against US shipping 30-day embargo on all American exports to Britain30-day embargo on all American exports to Britain Secretary of Treasury Alexander Hamilton engineer John Jay’s appointment as emissary to LondonSecretary of Treasury Alexander Hamilton engineer John Jay’s appointment as emissary to London Hamilton’s Instructions:Hamilton’s Instructions: –Do not contravene Franco-American alliance of 1778 –British West Indies opened to American trade

The Results Britain promises to relinquish northwest fortsBritain promises to relinquish northwest forts Opened British East Indies to American tradeOpened British East Indies to American trade MFN status to Americans trading in the British home IslesMFN status to Americans trading in the British home Isles

But... No headway on neutral rightsNo headway on neutral rights –Seizure of goods bound for France –Abandons “Free ships make free goods” Restrictions on shipping in British West IndiesRestrictions on shipping in British West Indies President Washington delays proclamation of the treaty until 2 February 1796President Washington delays proclamation of the treaty until 2 February 1796

France now the Villain Franco-American AllianceFranco-American Alliance 1796 French seizure of commerce in West Indies1796 French seizure of commerce in West Indies Eject American minister Charles C. PinckneyEject American minister Charles C. Pinckney John Adams calls special session of CongressJohn Adams calls special session of Congress –Non-partisan council to go to France –Money for Navy –A provisional Army Congress answers 1 July 1797Congress answers 1 July 1797 –United States, Constitution, and Constellation back in the game

The XYZ Affair Talleyrand wants bribeTalleyrand wants bribe XYZ AffairXYZ Affair –American delegation to Paris insulted - Congress and American public outraged. “Millions for Defense, not one cent for tribute”“Millions for Defense, not one cent for tribute”

Department of Navy Department of the Navy established Department of the Navy established –Benjamin Stoddert - First Secretary of the Navy. –Increase in naval expenditures for: Shipyards Ships - completed frigates begun by Navy Act of Stoddert’s NavyStoddert’s Navy –50 ships by end of 1799 –Wanted fleet navy (ships of the line) –Not guerre de course

The Quasi-War with France

Napoleonic Wars French Revolution French Revolution –French aristocracy overthrown. –War with Great Britain resumes in –French Navy leadership adversely affected. –French Army leadership relatively unaffected - artillery officers. Change in strategy and tactics from more formal and professional armies. War between France and continental European powers.War between France and continental European powers. –Britain forms a series of five “Coalitions” with continental powers to counter the French - continues Pitt’s Plan. Early failures by British and allies while French counter- revolution threatened republicans.Early failures by British and allies while French counter- revolution threatened republicans. French Empire established under Emperor Napoleon.French Empire established under Emperor Napoleon.

Operations of the Quasi-War p.30 Main theater of war: West Indies.Main theater of war: West Indies. –Stoddert orders all Naval ships to West Indies –U.S. Navy uses British ports. –Most of the French fleet blockaded in Europe after defeats by Royal Navy. Early American naval commanders:Early American naval commanders: –Lieutenant William Bainbridge is captured in Retaliation. –Commodore Thomas Truxton in Constellation. –Captain Edward Preble in Essex to the Pacific and East Indies. U.S. naval funding again increased in 1799.U.S. naval funding again increased in –Large shipbuilding program increases size of U.S. Navy. Treaty of Mortrefontaine Treaty of Mortrefontaine –1778 Alliance and 1798 Decree nullified, recognizes US neutral rights

Thougts on Quasi-War Washington, Adams, Jefferson: neutrality and free trade!Washington, Adams, Jefferson: neutrality and free trade! Guerre de course effectiveGuerre de course effective British blockade of European ports prevented French fleet actionBritish blockade of European ports prevented French fleet action

Republican Naval Policy Thomas Jefferson elected in 1800.Thomas Jefferson elected in Large reductions in Naval funding.Large reductions in Naval funding. –Republicans reduce federal taxation and spending. All Navy ships sold except 13 frigates.All Navy ships sold except 13 frigates. –7 of the 13 frigates in mothballs. Jefferson’s “Gunboat” Navy -- a strictly defensive strategy.Jefferson’s “Gunboat” Navy -- a strictly defensive strategy. –Static and weak defense of American coast. –Floating gun platforms - reduced maneuverability.

The Barbary Wars

Barbary Wars Increasing tribute demands of North African states.Increasing tribute demands of North African states. –William Bainbridge forced to sail George Washington under Algerian flag with tribute to Ottoman sultan. Undeclared war against the Barbary States begins Undeclared war against the Barbary States begins –Secretary of Navy Smith deploys Commodore Richard Dale to Mediterranean

Samuel Smith’s Instructions Protection of American merchantmen vessels from non-European powersProtection of American merchantmen vessels from non-European powers Blockade would be strategy of choiceBlockade would be strategy of choice Seizure or destruction of ships- whether armed or notSeizure or destruction of ships- whether armed or not

Barbary Wars Early Commodores unsuccessful:Early Commodores unsuccessful: –Robert Dale fails to be aggressive - resigns in –Thomas Truxton turns down command due to lack of a captain for his flagship and is dismissed from service. –Richard Morris - dismissed for “dilatory conduct”. Commodore Edward Preble takes command - Sept 1803.Commodore Edward Preble takes command - Sept –Aggressive tactics are highly successful. –“Preble’s Boys” will command U.S. ships in the War of 1812.

Commodore Edward PrebleCommodore Edward Preble

Barbary Wars Operations p.26 “Hard Luck” Captain William Bainbridge -- Philadelphia captured in Tripoli harbor and crew imprisoned.“Hard Luck” Captain William Bainbridge -- Philadelphia captured in Tripoli harbor and crew imprisoned. Philadelphia held under Tripoli’s guns.Philadelphia held under Tripoli’s guns. –Lieutenant Stephen Decatur -- special warfare mission. Uses captured Intrepid to board and burn Philadelphia. Promoted to Captain at age 25. Eaton’s march on Tripoli.Eaton’s march on Tripoli. –Includes First Lieutenant Presley O’Bannon and six Marines. Capture of Derna in April Awarded Mameluke sword by Prince Hamet - still used today. “The shores of Tripoli.” Boost in support for Marine Corps.

Burning of the Philadelphia “The most heroic and bold act of the age.” - Admiral Horatio Nelson

British Victory at Trafalgar Great Britain secures command of the seas.Great Britain secures command of the seas. –French threat to invade England ended. –Great Britain’s overseas commerce flourishes. –Royal Navy gains ability to threaten U.S. commerce with France and other countries. French Navy declines in strength.French Navy declines in strength. –Napoleon’s army still supreme on European continent. –Continental System established in Europe to isolate Great Britain. Napoleonic Wars continue until Napoleon is defeated by Britain’s Duke of Wellington at Waterloo Napoleonic Wars continue until Napoleon is defeated by Britain’s Duke of Wellington at Waterloo

War of 1812

Causes of the War of 1812 British at war with FranceBritish at war with France British begin to seize U.S. ShipsBritish begin to seize U.S. Ships Neutral rights categorizedNeutral rights categorized Visit and search of merchant men by naval vesselsVisit and search of merchant men by naval vessels Ports closed in peacetimePorts closed in peacetime ImpressmentImpressment

Neutral Rights of U.S. Shipping Great Britain at war with the French EmpireGreat Britain at war with the French Empire British seize U.S. merchant ships.British seize U.S. merchant ships. Dispute over neutral rights:Dispute over neutral rights: – Blockade United States: Must be effective to be legal. Great Britain: “Paper blockades” are binding. – Visit and search of merchants by naval vessels. United States: Only in restricted areas. Great Britain: Virtually anywhere on high seas. – Ports United States: Can be open to neutral trade during war. Great Britain: Must remain closed. – Impressment United States: Search of neutral vessels for British subjects is illegal. Great Britain: Search of neutral vessels for British subjects is okay.

Chesapeake - Leopard Affair ImpressmentImpressment USS Chesapeake attacked by HMS Leopard.USS Chesapeake attacked by HMS Leopard. IssuesIssues – Sanctity of a warship as part of national territory. – American commanders unready to fight. ResultResult – American public opinion increases against Great Britain. – Jefferson imposes embargo on American merchants.

The Road to War President Madison President Madison –Begins to move naval policy away from building gunboats. –Responds to Congress’ wish to build up frigate Navy Jeffersonian 1 May 1811: HMS Guerrière impresses American seaman within sight of New York1 May 1811: HMS Guerrière impresses American seaman within sight of New York 10 May 1811: USS President vs. HMS Little Belt10 May 1811: USS President vs. HMS Little Belt –John Rodgers –Destroys British sloop-of-war

The Road to War 12th Congress: the “War Hawks”12th Congress: the “War Hawks” –Henry Clay of Kentucky –John C. Calhoun of South Carolina Madison was onboardMadison was onboard –coastal fortifications –limited activation of gunboats –offshore operation of frigates –recommendations for military augmentation

Congress Answered Navy receives funds to refortifyNavy receives funds to refortify –dockyard for frigate repair –refused proposal for 10 new frigates and twelve 74s Opponents of new ConstructionOpponents of new Construction –Same arguments as before- but they’re valid

The Road to War War in Europe turns in France’s favor War in Europe turns in France’s favor U.S. Declaration of war against Great Britain - June 1812.U.S. Declaration of war against Great Britain - June –Neutral rights, impressment, and Indian relations. –Minimal U.S. Army and Navy strength. US is unpreparedUS is unprepared

Napoleonic Wars Continental EuropeContinental Europe –Napoleon’s France (Land Power) versus Coalitions. Maritime EuropeMaritime Europe –Great Britain (Sea Power) versus France (Severely weakened at sea by defeat at Trafalgar in 1805). Naval StrategiesNaval Strategies – Britain blockades French ports. – French use “Continental System” as a blockade of British trade. – “Guerre de Course” -- Commerce Raiding Practiced by both sides. Includes privateering. – Global war: Atlantic, West Indies, Mediterranean, Indian Ocean, Pacific

U.S. Naval Policies StrategyStrategy – Rodgers: Proponent of squadron operations. – Decatur: Proponent of single-ship operations. – Commerce Raiders Atlantic Ocean – English Channel USS Essex in the Pacific Ocean -- Captain David Porter – Raids on British whaling fleet. Letters of marque issued to privateers. Naval AdministrationNaval Administration – Small organization. – Inadequate coastal defenses. – Limited resources available. Funding increases significantly during the course of the war.

Course of the War Cruise of Commodore Rodgers' squadron unsuccessful.Cruise of Commodore Rodgers' squadron unsuccessful. Single-ship engagements won by Americans:Single-ship engagements won by Americans: – USS Constitution versus HMS Guerriere Captain Isaac Hull – USS United States versus HMS Macedonian Captain Stephen Decatur – USS Constitution versus HMS Java Captain William Bainbridge –Superiority of U.S. ships, training, and commanders is evident. Naval victories increase morale and support.Naval victories increase morale and support. –Congress authorizes expanded naval building program. Unsuccessful American invasion of Canada.Unsuccessful American invasion of Canada. –Detroit occupied by British and Indians - threat to NW Territory.

USS Constitution “Old Ironsides”

Course of the War British StrategyBritish Strategy – Victories in Europe allow movement of ships and troops from Europe to America. Increase blockade on American ports. Raid American coasts. USS Chesapeake versus HMS ShannonUSS Chesapeake versus HMS Shannon Great Lakes CampaignGreat Lakes Campaign

Captain James Lawrence USS Chesapeake “Don’t give up the ship!”

Great Lakes Campaign – 1813 p.48 British supply forces via St. Lawrence River and Great Lakes.British supply forces via St. Lawrence River and Great Lakes. –Control of communications routes on the lakes is necessary. Lake OntarioLake Ontario – Commodore Isaac Chauncey and Commodore Sir James Yeo. – Shipbuilding race and lack of initiative lead to stalemate. Lake ErieLake Erie – Oliver Hazard Perry Flagship: Named USS Lawrence in honor of fallen friend. – Defeats British fleet in the Battle of Lake Erie. “We have met the enemy and they are ours.” – British forces cut off from supplies. General William Henry Harrison receives Perry’s message, recaptures Detroit, and defeats British and Indians at the Battle of the Thames. Indian leader Tecumseh is killed and NW Territory secured for U.S.

Battle of Lake Erie - Perry transfers flag from Lawrence to Niagara.

Course of the War – 1814 p.52 British blockade of American ports - highly effective.British blockade of American ports - highly effective. – American Navy unable to sortie. – U.S. economy in decline due to reduced maritime commerce. Washington CampaignWashington Campaign – British forces raid Chesapeake. – Washington burned. – Baltimore -- Fort McHenry - Star Spangled Banner. – Militia and gunboats very ineffective for coastal defense. Battle of Lake Champlain near Plattsburg.Battle of Lake Champlain near Plattsburg. – Commodore Thomas MacDonough – British invasion of New York from Canada. – British defeated and retreat to Canada.

Peace and Aftermath Great Britain agrees to peace.Great Britain agrees to peace. –American victories at Lake Erie and Lake Champlain. –American privateers capture British merchants. Treaty of Ghent December 1814Treaty of Ghent December 1814 – “Status Quo Ante Bellum” – British end impressment of American seamen. Battle of New Orleans Battle of New Orleans – Occurred after peace treaty signed. – Gunboats delay British at Lake Borgne. – British defeated by General Andrew Jackson’s makeshift army. Victories in Creek War and at New Orleans - emerges as national hero.

Naval Contributions Victory on the lakes:Victory on the lakes: – Lake Erie: Restores American control of Northwest Territory. – Lake Champlain: Prevented invasion of New York. – Created stalemate. Commerce RaidingCommerce Raiding –Ultimately ineffective. –BUT - Plays a factor in British agreement to peace. Single ship engagements:Single ship engagements: – Superiority of American shipbuilding and command. – Boost to national morale. – BUT - Ineffective against British blockade. British sea power’s effectiveness increased throughout the war as French were defeated on continental Europe.British sea power’s effectiveness increased throughout the war as French were defeated on continental Europe.

Summary -- War of 1812 British view as a “Limited War”.British view as a “Limited War”. Americans view as:Americans view as: – A struggle to end British-supported Indian attacks. – An attempt to acquire Canada. – An assertion of the nation’s neutral rights against British interference. Main TheatresMain Theatres –Atlantic Effective British blockade of US ports. Gunboat policy fails to prevent British raids. –Great Lakes U.S. wins control of sea lines of communication. British forced to retreat.

Thoughts Lakes versus Ocean operationsLakes versus Ocean operations –Commanders initiative key Gunboats:Gunboats: –Work well with forts –Not so well otherwise Navy skyrockets in prestigeNavy skyrockets in prestige Superior US ShipbuildingSuperior US Shipbuilding

Next time: The United States Navy,