1. US ARMY TANK-AUTOMOTIVE AND ARMAMENTS COMMAND ARMAMENT RESEARCH, DEVELOPMENT AND ENGINEERING CENTER (TACOM-ARDEC) Technology Transfer Opportunities Tim Ryan Chief, Technology Integration Division Advance Systems Concepts Office (973) 724-7953 tryan@pica.army.mil

2. Partnering Tools Dual Use Science &Technology Picatinny Innovation Center Patent License Agreements Extensive patent portfolioExtensive patent portfolio available for commercial available for commercial licensing licensing Preference for small businessPreference for small business Extensive patent portfolioExtensive patent portfolio available for commercial available for commercial licensing licensing Preference for small businessPreference for small business Small Business Innovative Research/Small business Technology Transfer Over $10 million awarded annually Cooperative Research and Development Agreements Approximately 50 CRADAs in place Service Agreements Cooperative Agreements and Grants Innovative Partnering Mechanisms Unique collection of: Specialty TechnologiesSpecialty Technologies Test Facilities and ExpertiseTest Facilities and Expertise Strong Manufacturing/QualityStrong Manufacturing/Quality Assurance Base Assurance Base Unique collection of: Specialty TechnologiesSpecialty Technologies Test Facilities and ExpertiseTest Facilities and Expertise Strong Manufacturing/QualityStrong Manufacturing/Quality Assurance Base Assurance Base Memoranda of Agreements/ Understandings Understandings Agreements with other agencies and local government Broaden Our Impact on Industry & Community and Supplement our Mission Activities

3. PURPOSE: Communicate the TACOM-ARDEC technology needs to industry and help focus their future IR&D efforts on DoD/Army/TACOM-ARDEC weapons system needs KEY CHARACTERISTICS:  One day review attended by key technology areas experts and scientists where the government and contractors review programs/technologies of mutual interests  Creates a process that encourages unique partnership with industries that has substantial interest in science and technologies that could bring maximum benefits to the DoD, Army and TACOM-ARDEC  Provides industries the information and feedback they need to effectively implement their IR&D programs POINT OF CONTACT: Mr. Harshad Shah DSN: 973-724-3276 Email: hshah@pica.army.mil Independent Research & Development (IR&D) Technical Inter Change (TIM) Reviews

4. Cooperative Research & Development Agreements (CRADA) TACOM-ARDEC is heavily involved with industry and university partners to advance technology that helps supports our mission. Over 70 Active CRADAs 59+ with industries 11 with universities and other non-profits 7 with NJ organizations Competitive Intelligence/ Analysis IR&D Exchanges Partnership Development (ex. CRADA) IR&D/ Tech Transfer Plan Goals & Objectives General Dynamics- GDLS/GDAS/GD-OTS/GD-AIS - FCS Armaments - Recoil Mitigation - Hydra 70 Fuzing - Compacted Propellants - Air Bursting Munitions - Modeling & Simulation

5. Cooperative Research and Development Agreement (CRADA) Authority? –10 USC 3710a Who can enter one? –Federal Laboratory (e.g., ARDEC) What is a CRADA? –A contract between federal and non-federal parties –Not a procurement (FAR not applicable) –Government provides technical personnel, services, facilities, equipment and other resources, but NO FUNDS –Non-Federal party can provide any and all resources INCLUDING FUNDS –CRADA defines sharing intellectual property CRADA

6. Cooperative Research and Development Agreements (CRADAs) CRADAs are a great partnering tool for developing and marketing new concepts Warhead Concepts Defeats… helicopters, personnel, heavy armor, walls, BMPs, trucks, bunkers, buildings, artillery, UAVs.

7. Small Business Innovation Research (SBIR) Program TACOM-ARDEC #1 in Army SBIR Commercialization 64% of all Phase II’s produced Phase III revenues! Commercial Sales:  Integrated Systems - $61M  Prospective Computer - $51M  KVH Industries - $43M  Vista Controls - $36M $13M Annually to small high tech businesses through TACOM-ARDEC’s SBIR program $13M Annually POINT OF CONTACT: Mr. John Saarmann (973) 724-7943 saarmann@pica.army.mil

8. SMALL BUSINESS INNOVATION RESEARCH (SBIR) SBIR provides up to $850,000 per project in early-stage R&D funding to small companies (less than 500 employees) for projects which serve a DoD need and have the potential for commercialization in private sector and/or military markets –3 PHASE PROGRAM: Phase I: Feasibility Study; 6 months; up to $70K Fast Track Option: $50K bridge between Phase I & II and expedited Phase II evaluation; requires contractor cost share Phase II: Principal R&D; 2 yrs; up to $730K Phase II Plus: Up to $250K Matching funds Phase III: Commercialization (private sector or military); non-SBIR funds OPPORTUNITY FOR SMALL BUSINESS/LARGE BUSINESS PARTNERSHIPS –SBIR Phase I: at least 2/3 to Small Business –SBIR Phase II: at least 1/2 to Small Business

9. SMALL BUSINESS INNOVATION RESEARCH (SBIR) 23 TACOM-ARDEC TOPICS IN 2002.2 SBIR SOLICITATION –1 May 02: Solicitation issued for public release (http://www.acq.osd.mil/sadbu/sbir/) –1 July 02: DoD begins accepting proposals –17 Aug 02: Solicitation closes –Dec 2002: Phase I Contract Awards PHASE II AWARDS (FY03) –10 Jun 02: Phase II proposal receipt –Oct – Dec 03: Phase II Contract Awards TALK TO US ABOUT 2003 SBIR TOPICS –Oct-Dec Topic selection

10. A02-001 Innovative Energy Generation A02-002 Innovative Wireless Communications A02-003 Extraction of Nitrocellulose from Gun Propellant Formulations A02-004 High Power Miniature Laser A02-005 Innovative Lightweight Munitions A02-006 Nano-particle Capacitor Technology A02-007 Hyperspectral 3-D Detector A02-008 Precision Robotics for Tomography A02-009 Non-Conventional Munitions A02-010 Novel High Intensity Green or Blue Strobe Effect A02-011 Small Scale Unmanned Air Vehicle (UAV) Platform A02-012 Advanced Smart Munitions Transceiver A02-013 Global Positioning System (GPS) In-Theater Reconstitution A02-014 Enhanced Alternative Kinetic Energy Penetrators A02-015 Innovative Hydrogen Embrittlement Predictor A02-016 Driver Assist Smart Alignment System A02-017 Innovative Lightweight Hybrid Ammunition Container A02-018 Adaptable/ Reusable Hardware/Software Architectures and Components for Future Combat System Automated Resupply A02-019 Innovative Ammunition Security Monitoring System A02-020 Automated Remote Payload Delivery System A02-021 Innovative Crowd Control Technologies A02-022 Low Cost Molded Optics for Small Caliber Projectiles A02-023 Intermediate Staging Base Decision Aid 23 TACOM-ARDEC 2002.2 SBIR Topics

11. PATENT LICENSE AGREEMENTS TACOM-ARDEC patents are available for non-exclusive, partially exclusive or exclusive license Can combine CRADA and/or other tools to provide necessary personnel, know-how and facilities to help licensee commercialize the technology Examples: –Munitions (e.g., 40mm nonlethal ammunition) –Environmentally friendly Chrome Plating technology –Manufacturing processes –Energetics

12. Links to Industry and Laboratories Armaments Evaluation Complex Precision Armaments Lab Armaments Lethality Integration Center 75+ unique facilities (in some cases, one of a kind in the world) & equipments / state-of-the-art design, modeling & simulation tools Advanced Warhead Facility Under construction World-class Facilities And Always Improving Armaments Software Engineering Center Armaments Technology Facility

13. TEST SERVICE AGREEMENTS 10 USC 2539b(a)(3) authorizes the DoD to: –make available the services of its laboratories, at an appropriate fee, for the testing of materials, equipment and models, computer software, and other items To Whom? –Any person or entity Confidentiality of Test Results –May not disclose outside Federal Government w/out customer’s approval Simple and Quick –2-page agreement, with approval delegated to Business Units 67 Test Service Agreements in FY01

14.  TACOM-ARDEC/County College of Morris/State of New Jersey cooperative effort  Serves as intermediary for developing innovative partnerships that benefit TACOM-ARDEC Fosters growth of technology businesses  Picatinny Innovation Center helps technology business ventures to locate at Picatinny Arsenal  Provides facility space for CRADA partners - 17 Tenants  Identifies and solicits new partners in industry, academia, state and local government Picatinny Innovation Center Contacts: Ms. Patricia Milley (973)442-6401 pmilley@ccm.edu Mr. Tim Ryan (973) 724-7953 tryan@pica.army.mil Contacts: Ms. Patricia Milley (973)442-6401 pmilley@ccm.edu Mr. Tim Ryan (973) 724-7953 tryan@pica.army.mil

15. Unsolicited Proposals The TACOM-ARDEC has a continuing interest in receiving and evaluating new ideas, suggestions, and inventive concepts offered outside of a formally advertised request by individuals and industries. The TACOM-ARDEC has a standard process for reviewing Unsolicited Proposals.  A valid Unsolicited Proposal must - -- Be innovative and unique; -- Be independently originated and developed by the offeror; -- Be prepared without Government supervision; -- Include sufficient detail to permit government evaluation; and -- Not be a proposal for a known competitive acquisition POINT OF CONTACT: Ms. Elaine Serao Technical & Industrial Liaison Officer (973) 724-7349 eserao@pica.army.mil

16. High Tech Park Feasibility Study – Partnered with New Jersey EDA, Commerce, Commission on S&T; Morris Area Development Group, Morris County Picatinny Innovation Center and Morris County Chamber of Commerce to jointly investigate the establishment of a Public/Private High Tech Park at Picatinny. Facility Leasing- 4 buildings (77,000 sq. ft.) for mission related commercial use. Other Partnering Initiatives

17. PICATINNY TECHNOLOGY PARK