1. Forests, Trees and Agroforestry
CIFOR Annual Meeting 2016
Bogor

2. FTA original proposal 2011-2020

3. Forests,Trees and Agroforestry
PHASE1:

4. Consultative development process
6April: CRP6 Approved by Fund
Council
7February:Full draft proposal re-
Submitted to Consortium Board
25 January:18 partners provide comments
19 January 2011:Revised draft sent to 100+partners
24 December: Consortium Board+4 independent reviewers
provide comment on full draft
6 September: Full draft submitted to Consortium Board
27 August: 34 partners provide comments
14 July: Full draft proposal sent to 171partners
5J uly: 73 respondents agree to provide comment on full draft proposal
27 May2 010:20 page concept note sent to 328partners

5. Conceptual framework: tree cover transition

6. FTA extension

7. Extension proposal

8. Portfolio, program structure
5 Flagships
4 Cross-cutting themes
1Management Committee with greater responsibilities
1 Independent Steering Committee
Role of CIFOR BOT as Lead Center reinforced

9. Achievements

10. FTAprojectsin2015bylocation
Outputs
2012
2013
2014
2015
Achieved
77.6%
79.5%
73.4%
77.9%
On-going
21.0%
19.9%
22.5%
17.0%
Dropped
1.4%
0.6%
4.2%
5.1%
Outputs, Projects
FTAprojectsin2015bylocation

11. Publications(2012-2015) Type 2012 2013 2014 2015 4yr Article ISI 209
208
299
215
931
Article Non ISI 58 92 68
113
331
Book 40 25 50 36
151
Chapter
103
135 95
436
Paper 84 82
369
Brief 66
134 56
348
Conference Paper 30 27 23 49
129
Others 65
125 63
335
Total
656
779
886
709
3,030
Type of Publication
No of Titles
Open Access %
Articles ISI
931
392
42%
Articles Non-ISI
330
190
58%
Books
137 97
71%
Briefs
228
224
98%
Brochure & Flyers 51
100%
Chapters
434
271
62%
Factsheet
120
Guideline 16
Paper
368
333
90%
Poster 47 27
57%
Proceeding
128 37
29%
Report 71 50
70%
Strategy Documents 19 18
95%
Thesis 30 8
27%
Tools 20
TOTAL
2,930
1,854
63%
FTA publications have been downloaded more than 1,500,000 time over 4years.

12. Open Data Platforms

13. Partnerships Levels / Types Research Policy and Practice
Knowledge-sharing
International
CIRAD, IRD, IUFRO, other ARIs and universities
CPF, FAO, UNEP, World Bank, UN-REDD, IPCC, FSC, IUCN
BBC World Service Trust, Panos, IUCN, AFP, Reuters, Google
Regional
CATIE, ANAFE, FARA, SEANAFE, ASARECA, CORAF, SAARD, SA-AP-LA-FORGEN
AFF, COMIFAC, ECOWAS, COMESA, ASEAN
RECOFTC, STCP, CATIE
Country or local
NARS, local/national research organizations, FORDA, KEFRI
Government, CBOs, NGOs, private sector
Local NGOs and networks, government
CRPs
Location
FTA/CCAFS
Global
FTA/CCAFS/WLE/Drylands(+dev.partners)
Burkina Faso
FTA/A4NH(/AAS)
Various sites & global
FTA/PIM/WLE
FTA/Drylands/Humidtropics
Various sites
FTA/Humidtropics/L&F/CCAFS
Nicaragua

14. CapacityDevelopment Figuresfor2012-2015
Indicator
2012
2013
2014
2015
Total participants
MS and PhD male students 32
109
112
136
389
MS and PhD female students 28 74
124 59
285
Male trainees in short-term programs facilitated by FTA
1,440
≈1,500
4,252
35,800
≈43000
Female trainees in short-term programs facilitated by FTA
1,560
2,540
14,000
≈19600
Figuresfor
More than 60,000 trainees over the 4years
Efforts to track results beyond numbers

15. Gender
The Gender Integration Team, 6 members (5full-time), supports the process and substance of gender integration at the different partners.
100+ published outputs, including 20 tools and guidelines and the 2016 Earthscan edited volume on gender and forests; more than 90 communication products(blogs, newsletters, posters etc.); events at Asia Pacific Forestry Congress, World Forestry Congress, COP 20/21, GLF and IUFRO; more than 180 scientists and partners trained
Strategic partnerships with gender focal points and Women’s ministries, UN agencies, international NGOs, advocacy organizations and academia for enhanced up take of FTA gender research findings
FTA gender research informing governmental and non-governmental decisions in e.g. Peru, Indonesia, Vietnam and Nepal, and major global assessments such as UNEP’s Global Gender and Environment Outlook, Global Sustainable Development Report and IUFRO Global Expert Panel Review on Forests and Food Security
Gender Equality in Research Scale (GEIRS): a monitoring and learning tool for gender integration in the FTA research project portfolio

16. Outcomes,impacts
About 1,200,000 ha of avoided deforestation and 1,000,000 ha of avoided degradation
Research provided a necessary contribution to more than 20 million ha of better managed forest in Africa and Latin America
Change in the legal definition of agroforestry in Peru (2M people;4.5M ha of the Peruvian Amazon)
Trees on farm increase food crop yield(15-30%)and income(200$/year)in the Sahel
Terra-I supply of Global Forest Watch with regionally verified data

17. Improved management processes
FTA project portfolio data harmonization
Standard information fields
Centralized location (FTA sharepoint)
Informing CIFOR PMS enhancement
Addresses a major technical bottleneck to active portfolio management
Equipping projects with tools, capacity, training
Good practice design principles
Theory of change
M&E tools including
Evidence capture (outcomes, adoption)
Ex-ante, ex-post impact assessments

18. Pre-proposal phase2,
The[FTA] pre-proposal is well written, compelling and shows clear evidence of improvement on Phase I/…/
The research program appears a more coherent whole.
ISPC assessment pre-proposals

19. FTA2 full proposal

20. The futures we want?

21. FTA contribution to SRF targets
Financial resources needed 2017–2022 (USD in millions)
SLO1: Reduced poverty
144
100 million more farm households have adopted improved varieties, breeds or trees, and/or improved management practices
31 million more farm/smallholder households have adopted improved varieties, breeds or trees, and/or improved management practices 75
30 million people, of which 50% are women, helped to exit poverty
19 million people, 50% women, assisted to exit poverty 69
SLO2: Improved food and nutrition security for health
124
Improve the rate of yield increase for major food staples from current <1% to 1.2–1.5% year-1
Improve the rate of yield increase by %/year in FT&A systems 16
30 million more people, of which 50% are women, meeting minimum dietary energy requirements
17 million people, 50% women, meeting minimum dietary requirements or experience increased dietary diversity
108
150 million more people, of which 50% are women, without deficiencies of one or more of the following essential micronutrients: iron, zinc, iodine, vitamin A, folate and vitamin B12
N/A (although linked to above nutritional, poverty reduction and increased productivity targets) -
10% reduction in women of reproductive age who are consuming less than the adequate number of food groups
SLO3: Improved natural resource systems and ecosystem services
161
5% increase in water and nutrient (inorganic, biological) use efficiency in agroecosystems, including through recycling and reuse
0.225% increase in either water or nutrient use efficiency is achieved 14
Reduce agricultural-related greenhouse gas emissions by 0.2 Gt CO2-e yr–1 (5%) compared with business-as-usual scenario in 2022
FT&A GHG emissions reduced by 0.2 Gt CO2-e yr-1 compared with the business-as-usual scenario 78
55 million ha degraded land area restored
30 million ha of degraded land area under restoration 39
2.5 million ha of forest saved from deforestation
2.5 million ha of avoided deforestation 30

22. Forest/Tree cover transition

23. Hypotheses FTA II is built around 3 overarching hypotheses:
Governance hypothesis: Public and private governance and institutional arrangements must be transformed and aligned to create the necessary enabling environment allowing FT&A systems to fully contribute to achieving the SDGs.
Livelihood hypothesis: There is scope for major increases in income, food and nutrition security and resilience for at least 100 million people in the face of climate change, through more inclusive and gender equitable access to and better utilization and management o fFT&A systems.
Trade-offs hypothesis: To optimize benefits among diverse stakeholders at scales from the farm to the globe requires understanding and actively managing trade offs among the production of food, fiber, energy, water, other ecosystem services and the maintenance of biodiversity from forests and trees in landscapes.

24. Theory of change

25. Portfolio, program structure
5 Flagships
5 Cross-cutting themes (MELIA, CapDev, Data, Gender/Youth, KM)
1 Management Committee
1 Independent Steering Committee
Role of CIFOR BOT as Lead Center reinforced

26. Partnerships Type Involvement FTA CRPs, research, private sector
Partnersinpractitionerrealmforupandoutscaling
FTA'scontributingpartners
FTA'smanagingpartners
Scale of Impact through outreach
Type
Involvement
FTA
Managing partners
Discovery, proof of concept, scaling
CIFOR, ICRAF, Bioversity, CIRAD, CATIE, TBI, INBAR
Contributing partners
CRPs, research, private sector
Discovery, proof of concept
WLE, PIM, CCAFS…
ARIs, Universities (North & South), Corporate,Produce rassociations
Scaling partners
Policy, regulators, private sector
Piloting, scaling up/out
Government agencies, Networks, IGO, Regional Org, MDB, MEA…

27. Governance ISCmembers: Anne-Marie Izac(Chair;ind.) Joyeeta Gupta(ind.)
Board of Trustees, Lead Center
Independent Steering Committee
Director General, Lead Center
Management Team
Managing Partners
FP1 leader
FP2 leader
FP3 leader
FP4 leader
FP5 leader
Management Support Unit
Program Manager
FTA director
programmatic
administrative
Governance
ISCmembers:
Anne-Marie Izac(Chair;ind.)
Joyeeta Gupta(ind.)
Florencia Montagnini(ind.)
Yemi Katerere(ind.)
Ravi Prabhu(CGIAR)
Alain Billand(noCGIAR)
Peter Holmgren(leadCenter)
Vincent Gitz FTA Director(ex-officio non-voting)

28. Budget and financing plan
FTA6-year Budget
Proposed Budget($m)
W3+Bilateral($m)
Funding gap % of totalbudget
Flagship
W1+W2
W3+Bilateral
Total
Secured*
FundingGap
FP1-Tree Genetic Resources for production and resilience
12.6
65.3
77.8
19.3
45.9
10%
FP2-Enhancing trees and forest contribution to smallholder livelihoods
96.2
108.8
17.6
78.7
16%
FP3-Sustainable global value chains and investments
70.4
83.0
6.9
63.5
13%
FP4-Landscape Dynamics, productivity and resilience
103.0
115.6
22.8
80.2
17%
FP5-Climate change mitigation / adaptation opportunities in forests & agroforestry
73.8
86.4
9.2
64.6
M&S cost
11.0
73.9
408.8
482.6
75.8
332.9
69%
FTA-2017
ProposedBudget($m)
Funding gap % of total budget
1.8
9.8
11.7
7.8
2.0 3%
14.9
16.7
11.4
3.5 5%
10.5
12.4
3.6
16.0
17.9
12.5
12.9 2%
M&S Cost
62.2
73.2
47.9
14.4
20%

29. Timeline–submissions, revisions
Fullproposalv1-31/03/2016;CommentsISPCandCO-16/06/2016
Fullproposalv2-31/07/2016;FinalassessmentISPC-15/06/2016

30. Assessment by the Funding Effectiveness Working Group (FEWG)

31. What’s next? …
24-26/09 System Council to discuss proposals, W1-2 funding, and provide final guidance to Centers on must-haves
30/09 Final ISPC report on full proposals (adjusted after SC meeting
03-05/10 FTA management team meet in CIFOR
01/11 Starting date incoming FTA Director (V. Gitz)
01-22/11 Center revisions of CGIAR System Council must haves
23/11 – 05/12 ISPC review of CRP2 proposals following Centers’ further revision
13/12 System Council virtual meeting to approve the CRP2 portfolio
By 31/12 New CRP legal agreements put in place between CGIAR System Council and lead Centers

32. Some light thoughts to finish
Ig Nobel, Peace Prize — Gordon Pennycook et al. for their scholarly study called "On the Reception and Detection of Pseudo-Profound Bullshit". (Judgment and Decision Making, Vol. 10, No. 6, November 2015, pp. 549–563).
THANKS TO THE FTA TEAM!
to keep me on my toes and away from being pseudo-profound