EMIRIS Complex regulations. Complete solution.

EMIR – European Market Infrastructure Regulation  Reporting is mandatory for all derivatives from February 12,  All derivative trades to be reported to an approved Trade Repository  Applies to all EU registered organizations trading derivatives – investment firms, banks, credit institutions, pension schemes, corporate etc.

TradeTech EMIRIS Solves your EMIR reporting

EMIRIS - Background  TradeTech part of early phase of the EMIR regulation  Approached by Treasury client to solve their EMIR reporting  Pilot project with 3 of the 6 largest corporates in Sweden

EMIRIS – your reporting solution  A unique Software as a Service (SaaS) solution, 100% secure  Independent of your Treasury Management system (TMS)  No additional module or infrastructure needed in your TMS  You have access to the solution through web interface to:  Approve data sent to TR (Can be set to automatic for full STP process)  Drill down and analyze your data  Get statistics on transferred data  Access reconciliation status (monthly or weekly)  Maintenance, support and surveillance from a dedicated Treasury supplier

EMIRIS – Easy as 1,2,3 We send your report to the trade repository of your choice. We help you to identify the data to be reported We transform the data for you so it is EMIR compliant

EMIRIS – Step 1 Identify data to be reported  Identify gaps and prepare master data setup and processes  Counterparty data - LEI  Static data like – UTI, USI/UPI  Information as “Directly linked to commercial activity or treasury financing”  Master agreement version  Confirmation time stamp  etc  Create tools for extracting the data  No requirements on format!  Use standardized reporting  Use Excel  Or use any other data formats(xml, csv, mdb etc)  Extract derivative data in one or multiple files of any format!

EMIRIS – Step 2 Transform data so it’s EMIR compliant  Collects and map data from multiple source systems or files  Advanced transformation engine loads data into our EMIR data model  We detect EMIR relevant changes on trades  Send your data and we identify the changes to trades  Source system(s) does not need to keep track of this  Reconciliation statuses from Trade Repository keeps you on top of your reported data, no matter what TR you use.

EMIRIS – Step 3 Send report to Trade Repository of your choice ESMA approved Trade Repositories:  DDTC UK DTCC Derivatives Repository Ltd. (DDRL), UK  Krajowy Depozyt Papierów Wartosciowych S.A. (KDPW), Poland  Regis-TR S.A., Luxembourg  UnaVista Ltd, UK

EMIRIS PROCESS

Daily process

How TradeTech Brings value  Experts to advise, setup and configure your Investment Management system (IMS)  Experts experienced with EMIR and CCP implementations  Full STP; extracting data, report creation and submission to repository  EMIRIS is designed specifically for EMIR legislation, not re-purposed from Dodd-Frank  Scalable with regard to architecture, database and data model  Continuous development and adjustments for any regulatory changes

EMIRIS - Price

Price model  Assistance of our EMIR expert consultants to identify and map data in your IMS  Charged on time and material  TradeTech EMIRIS  One-off implementation fee  Monthly subscription fee  TR Connectivity fee  Contact your TR account manager

STOCKHOLM, SWEDEN GOTHENBURG, SWEDEN THE HAGUE, THE NETHERLANDS Thank You Henrik Crone Tel: