Development Policy and Management PIA 2501 Week Seven

Reminder: Development Themes Development Theory Development Planning and Management Governance, Local Government and Civil Society Human Resource Development Donors and Development

Three Post-September 11 Issues: 1.Governance 2.NGOs and Civil Society 3.Human Resource Development The Shift in Development Priorities

Theme Three Governance, Local Government and Civil Society

Governance

Governance: Local Administration and Development Myths of the Grass Roots

Development Themes-Authors I. Planning vs. Implementation- The Limits of Governance Jeffery Pressman Naomi Caiden Aaron Wildavsky

Development Themes II. Gender and Development- A Democracy issue Isabel Allende Sue Ellen Charlton Kathleen Staudt

Governance Themes III. Cultural Issues: Clash of Civilizations and Chaos Theories V.S. Naipaul Samuel Huntington Monte Palmer Jorge Luis Borges

JORGE LUIS BORGES

Governance and Sovereignty "[T]ransformation (and globalization) has led to a reinvention of government and what it does“ - Anonymous

Reinventing Government?

Governance: an Overview of Issues Focus of International Development: Post-2001: “Democracy and Governance” Human Rights (First but not second and third) Basic Terms: The Environment of Development

Terms Governance Manner in which the state is created, modified or overthrown

Governance and the State Sovereignty –Authority to Govern (Ostrom) Presumption of Independence –A National Government status given by International Community and by use of International Law "States will necessarily remain central actors in development policy and development management." - Milton Esman

Governance Issues Local Government Primary unit of government that has both political leadership and bureaucratic structures

Governance Issues Civil Society Associations and organizations that are beyond the clan and the family and short of the state (does not include state organs)

Civil Society Definition: –Networks of organizations, groups and individuals pursuing socio-economic interests "Beyond the family but short of the state” - Hegal "Human Rights, Basic Needs and the Stuff of Citizenship” - First vs. Second generation

Georg Wilhelm Friedrich Hegel

Democracy Two Views

Democracy: What is it? "It is only when men learn what it means to be free, and struggle to maintain proper limits upon the exercise of authority so that no one is allowed to become master of the others that human beings have the possibility of creating mutual relationships which they may freely enter and leave as they seek mutually productive patterns of human development." - Vincent Ostrom

Vincent Ostrom, Tej Kumari Mahat and Elinor Ostrom

Democracy: What is it? “The policy makers have rational interests--to develop their countries, to improve the condition of their people, to acquire or stay in power, or to steal as much as possible.” Peter Berger, Pyramids of Sacrifice

Peter L. Berger Central to Peter Berger's work is the relationship between society and the individual

Types of Democracy: Terms Direct Democracy –Actual direct participation of a population in decision-making about laws and regulations Town hall or village model Indirect Democracy –Some form of representative democracy Pluralism –Existence of various diverse interest associations, individuals and groups within society (Focus on Tolerance)

New England Town Hall

Types of Democracy, cont. Polyarchy –Diverse interest associations of society compete with each other over policy issues (Structured Pluralism) Cooperative Movements (or Corporatism) –Diverse interest associations cooperate with each other and with organs of the state to make policy

Robert Dahl and Polyarchy

James Madison and Democracy: The Warning The problem with majorities Tyranny Factions

Direct Democracy vs. Representative Democracy Problem with Populism –Mob Justice Minority rights Shifting majorities Problem with Plebiscites Size and the Need for Indirect Representation

Governance and Sovereignty Rules of the Game politics: –Zero/sum vs. sum/sum politics "Splintering” –Break up of states--centrifugal forces Interest Group Liberalism: The goal? Civil Society as organizational –Not the individual or the mass

The Nature of Conflict

Governance and Sovereignty The need for apathy? Constitutional vs. Social stability Institutional structures: –Checks and balances –The Institutional State What is the "Institutional State?” Why is it important?

Decentralized Governance Subsidiarity- higher units of Government should not do what can be done by lower units

The Principle

What Local Government Does Services: local roads, sanitation, water, basic health, primary education Depend Upon: Skilled Personnel –Fiscal/budget allocation Taxes and transfers –Planning Strategic priorities –Managing Implementing

Local Government and the Local State Local State vs. Local Government Functional vs. Territorial Control Devolution –Urban vs. Rural –Urban linked with Rural

State Societal Linkages Central State - Macro Civil Society - Micro WeakStrong State-mezzo WeakStrong Mono-State…... INTERGOVERNMENTAL Systems in place. …..Local State SOFT STATE…………………………….PREDATORY STATE Local - SOFT STATE….………………LOCAL GOVERNMENT WeakStrong

Local Government and Development: The Goal Bottom Up Participation Planning vs. politics: myths of participation

The Goal Learning Process Model--“incrementalism“- theoretical alternatie Bottom up and interactive Village development committees vs. local planning officers Paternalism of the district officer vs. patronage of local level minor networks Street level bureaucrats vs. agents from center

The Primary Unit of Government Municipality: Lowest level with Bureaucrats English/American –Town vs. county (Rural vs. Urban) Continental European –Commune (no distinction between rural and urban)

Decentralization and Local Government: Models Devolution Deconcentration Delegation Privatization

Deconcentration Functional vs. Prefectoral Prefectoral integrated Prefectoral unintegrated

Control Systems Home AffairsLocal Govt. Council Labor District Labor Office Education District Ed. Office Agriculture District Ag. Office Public Works Office Functional

Control Systems InteriorLocal Govt.Public WorksAgricultureEducationLabor Council/Chief Prefectoral - Integrated District Office District Labor Office District Ed. Office District Ag. Office Public Works Office

Control Systems Local Govt. Council/ Chief Prefectoral - Unintegrated Police InteriorLabor District Labor Office Education District Ed. Office Agriculture District Ag. Office Public Works Office District Office

Books of the Week Janine Wedel, Collision and Collusion Deborah Scroggins, Emma’s War

Our Authors Janine Wedel and Deborah Scroggins

Picard, “Socialism and the Field Administrator”

“Case Studies” Ruth Prawer Jhabvala, “The Interview” Isabel Allende, “Clarrisa” Jorge Luis Borges, “The Book of Sand”

Ruth Prawer Jhabvala and Isabel Allende

Discussion What Does the Reading (Thus Far) Tell Us About Development Policy and Management?  John Seitz  Michael Edwards  John Rapley

John Seitz, Michael Edwards and John Rapley

Ten Minute Break

Discussion