Femtocell Activities in 3GPP2 TSG-C Edward G. Tiedemann Chair TSG-C 31 March 2009 New Orleans, LA

March Status of Femto Work in TSG-C cdma2000 1x air interface signaling enhancement for Femto is part of cdma2000 1x air interface revision E specification Start: Q Baseline: Q Expected Publication: Q cdma2000 HRPD air interface signaling enhancement for Femto is on- going as part of cdma2000 HRPD air interface revision C specification May reuse some enhancements from 1x Expected Publication in Q Enhanced system selection (ESS) to support femtocell selection Based on enhancements to the Preferred User Zone List (PUZL) in the Over-the- air Service Provisioning (OTASP) spec (C.S0016) Stage 2 of this work was completed in Jun C.S0016-D Publication with enhanced PUZL scheduled for May 2009.

March Challenges with the Current Practice (1/2) While femtocell deployment is possible without any enhancements to the air interface, the following challenges are addressed more efficiently with the enhancements in 1x Revision E –No prioritization of femtocell over macrocell Need to be able to distinguish femto pilot vs macro pilot –Open / signaling association models increase number of idle handoffs and registrations Impact on MS standby time Frequent registrations can lead to page loss and increase the signaling load –MS may not select HRPD femtocell following the 1x femtocell selection Select HRPD femtocell following 1x femtocell selection –Manual search is slow and inconvenient Support fast and user friendly manual search by providing human-readable ID –Macro  Femto handover encounters PN ambiguity problem Support seamless connected handovers

March Challenges with the Current Practice (2/2) While femtocell deployment is possible without any enhancements to OTASP, the following challenges are addressed more efficiently –Acquisition of femtocells without the use of beacons –Minimize access attempts on unauthorized femtocells –Minimize repetitive system selection attempts (or loops) –Minimize impact on the design and implementation of the PRL –Maximize standby time

March Introduction to 1x Signaling Enhancements In order to more efficiently support Femto AP operations for cdma2000 1x, the following signaling messages are introduced –Access Point Pilot Information Allow the femto access point (FAP) and/or basestation to broadcast the band/channels/PN offsets of femto access points deployed in the geographical region –Access Point Identification Allow a FAP to advertise to the MS a unique identifier and other information about the FAP that assist system selection and handoff –Handoff Supplementary Information During handoff to target FAP, allow the MS to report information that disambiguates the target FAP Note: Development of femtocell enhancements is on-going for HRPD revision C.

March Enhanced System Selection (ESS) – Summary ESS supports efficient discovery and scanning for femtocells –Based on enhancements to network-provisioned MS database PUZL New PUZL features include –ESS support for 1x, DO and dual 1x/DO femtocells –Support for personal femtocells, hotspots, network of hotspots or communities –Efficient off-frequency scans of a femto based on RF or Geo-based triggers Only when MS is in the vicinity of a desired femtocell To minimize battery power consumption and hit to stand-by time –Manual femtocell acquisition with human-readable femto ID –Blacklisting and white-listing of femtocells Blacklisting helps prevent system selection loops Network Provisioned

March Active Call Hand-in Example Under the same macro BS, it is likely that the same PN will be assigned to many Femto APs Macro BS needs to be able to resolve target MSC_ID and CELL_ID for the PN that has ambiguity One possible solution under consideration is that the Femto AP is configured with unique MSC_ID and CELL_ID. If agreed, this information would be advertised in the APID message. The MS includes this info with the PSMM. The remaining standard handoff process will route the call to the MFIF (based on MSC_ID) and correct femto AP (based on CELL_ID) with no modification to A1 and IS-41 interfaces Macro BS PN = a Femto AP1 PN = b Femto AP2 PN = b MSC MFIF 2. PSMM + HSIN 3. A1-Handoff Required 4. IS APIDM (MSC_ID, CELL_ID) 5. MFIF contacts Femto AP2 for handoff

March Femto ESS – System Selection Sequence Example procedure

March Working with the Broadband Forum? How will 3GPP2 submit items to the Broadband Forum? Should 3GPP2 develop a consolidated document? –Or should each TSG (i.e., TSG-A, TSG-C, TSG-S and TSG-X) develop individual documents for the Broadband Forum? What is the process for developing the Femto Auto-Config Parameters?

March Details 1x Signaling

March Access Point Pilot Information Message (APPIM) APPIM is broadcasted by FAPs and/or macro network –Broadcast from FAPs allows the macro network to remain unchanged APPIM includes femtocell deployment information –Band, frequencies, and PN offsets allocated for the femtocell deployment –Scope of allocation in the macro network, e.g., SID/NID that information would be valid –MS can cache the information up to LIFETIME limit specified –To optimize overhead when this message is advertised on macro paging channel, the message can be sent with low duty cycle and MS can go to sleep mode before receiving this message Benefits –Helps MS distinguish between macrocells and femtocells, e.g., MS may want to only idle handoff to FAP in the home area –MS would not need to be pre-provisioned with such scan information especially when in roaming conditions –Offers flexibility in allocation of frequencies and PN offsets for femtocell deployment –Speeds up manual / exploratory scans to discover nearby femtocells

March Access Point Identification Message (APIDM) Contents –SID, NID, and unique access point identifier –Supported association model (i.e., open/restricted/signaling-only) –MSC_ID, CELL_ID (for assisting hand-in to FAP) –Associated HRPD band class and channel –Location Information LAT, LONG, ALT, and horizontal and vertical uncertainty Broadcasted by FAP at high frequency schedule Benefits –Quick identification of FAP with synergy to Enhanced System Selection (ESS) –Association model information helps MS avoid registration on unknown femtocells with signaling/restricted association –Reporting MSC ID and Cell ID information identifies target FAP in macro  femto handoff –HRPD information enables selection of FAP for HRPD following 1X selection

March Access Point Identification Text Message (APIDTM) Contents –Variable length text identification of the FAP (similar to WIFI SSID) –International encoding supported Broadcasted by femtocell on only normal channel at low frequency schedule Benefits –Enable user friendly manual scans to discover and identify nearby femtocells

March Handoff Supplementary Information Notification / Solicit The notification message includes mapping between PN Offset and of APs that the MS considers to handoff to –Purpose is to disambiguate target FAP during handoff Same PN may be used by several FAPs under the same macro network CELL_ID and MSC_ID are used in Handoff Required message from macro basestation to MSC identically to handoff in macro network –The MS retrieves the information from Access Point Identification message –This message can be sent along with Pilot Measurement report The BS may request the information using the Handoff Supplementary Information Solicit message

March Details Enhanced System Selection

March ESS – Preferred User Zone List (PUZL) User Zone (UZ) refers to a region in which femto-cell scans are performed based on –Geo-spatial (e.g. GPS) or RF coverage (e.g. SID/NID/AP_ID) PUZL consists of two parts: –A global set of general parameters (e.g. Manual Acq Allowed) –A list of individual User Zones (UZs). Each UZ has several main functions: –Defines geo-spatial or RF regions in which a MS can execute RF Scans for a femtocell – to use minimal battery power –Defines the RF Scan parameters to find the femto-cell. –Defines a set of parameters to uniquely identify a desired or undesired femtocell.

March ESS – New PUZL Features ESS support for 1x, DO and dual 1x/DO femtocells Efficient off-frequency scans of a femto based on RF or Geo-based triggers Only when MS is in the vicinity of a desired femtocell To minimize battery power consumption and hit to stand-by time Manual femto-cell acquisition with human-readable femto ID White-listing and blacklisting of femtocells Network Provisioned Blacklisting helps prevent system selection loops Handset Display Control to indicate Femto selection / connection Prioritization of UZs in case of overlapping UZs PUZL vs. PRL priority indication Generalization of user zone spatial definitions: From current 2-D surfaces and latitude/longitude centers to include 3-D volumes and altitude center Identification of a femtocell based on the New broadcast message AP_ID (1x Rev. E) and Existing Registration Zone and/or LAT/LONG in System Parameters Message (SPM) –A Registration Zone value is unique within a system defining a paging region (collection of sectors)

March ESS – Femto Usage Models Personal hotspot model –Femto cells deployed in private homes and small home offices –Each femto cell allowing access only to a small number of specific users Community hotspot model –Pico or femto cells deployed in enterprises, campuses, apartment buildings, etc. –A network of small number of pico or femto cells all concentrated in a fairly small geographic area allowing access only to specific group users in that area that change infrequently. Distributed “network of hotspots” model –Geographically distributed networks of pico or femto cells deployed across hotel chains, airports, Starbucks, etc. –Networks of pico or femto cells