Presentation on theme: "Sponsored Projects Administration Jodi S. Ogden, MBA, CRA Associate Vice President Direct: 713-500-3968 Main: 713-500-3999"— Presentation transcript:
Sponsored Projects Administration Jodi S. Ogden, MBA, CRA Associate Vice President Direct: Main:
An Overview of the Pre- Award Grant Process Krystal Toups, CRA Director, Grants
Objectives About Us Role of the Grants Team The internal review process Discuss the responsibilities of Department, PI and Schools Life Cycle of a UTHealth Grant Proposal Development Details
Pre-Award Authorized Signing Official (ASO) a.k.a Business Official a.k.a Authorized Organizational Official (AOR)
The Role of the Grants Team
SPA Grants Team Review and approve administrative components of a proposal (i.e. not science) for Grants, Cooperative Agreements, & Subcontracts (HOOP 64)HOOP 64 Ensures grants meet sponsor, UT System and institutional guidelines Serves as liaison between PI and sponsor on administrative/financial issues General pre-proposal guidance RFP guideline interpretation Authorized signing officials (HOOP 124 )HOOP 124
Internal Review Process
Purpose of the Institutional Review Grants and contracts are made to the institution. The institution is legally and financially responsible for committing facilities and managing awarded funds.
Department/PI Eligibility of Principal Investigator (PI) Scientific merit within scope of department Proposal meets sponsor requirements Willingness of co-investigators and consultants to participate Subcontract documents from collaborators Assurances (Animal, Human, Biological Agents, etc) Compliance (Conflict of Interest & PI Responsibility Training) Financial (Budget development, Cost Sharing, Salary Verification) R&A Form Approvals School Scientific merit within research and educational objectives Meets financial interests of school Additional space, renovations, equipment installations Approval of indirect cost waivers and cost-sharing R&A form approvals Sponsored Projects Administration (SPA) Administrative & Financial (A&F review) for accuracy and compliance to sponsor guidelines Review for compliance with institution and UT System Review assurances & Conflict of Interest Forms Secure institutional approval of cost sharing and indirect cost waivers Provide the Authorized Signing Official Signature (ASO) Who is Responsible?
Life Cycle of a UTHealth Grant
Internal Review Project Setup Award Management Award Closeout Proposal Submission (self-submit for Federal) SPA Find Funding PI/ Dept. Proposal Development PI/ Dept. PI/ Dept. PI/ Dept. PI/ Dept. PI/ Dept. Pre-Award Post Award PAF -Contact Department Administrator -Develop your budget -Complete Internal (A&F) Forms for SPA -Obtain Dept./School Approvals -Route forms to SPA using Cayuse 424 -Just-In-Times (send documents to SPA) -SPA will review/negotiate the award -Award setup (Final Budget Setup) -Progress Reports (route to -SPA for signature) -Budget management
More about the Proposal Development Stage
SPA Internal Deadlines HOOP 64 Requires Sponsored Projects Administration review proposals prior to their submission to an agency SPA request that proposals are submitted for Administrative and Financial Review (A&F) review 10 working days prior to submission Proposals meeting the published 10 business day deadline will be given priority as proposals are reviewed in order received. Proposals received within 3 business days (or less) of the sponsor deadline are not guaranteed to be reviewed in time for submission Proposals will not be signed or submitted without a review by SPA.
Identified Funding Source Notify your Department Administrator Build Application Route to SPA (Internal Review) Submit Application Proposal Development Notify Department Administrator Find them by asking Dept. Chair or DMO or Dept. Contact webpage or contact SPA. Dept. Admin may: –Provide internal deadlines –Complete and route the internal documents to SPA to obtain the university approval. –Navigate Cayuse424 and complete the administrative sections of your grant application. –Assist you with building the Grant Budget Locating your Department Admin - Complete Half the Battle
Identified Funding Source Notify your Department Administrator Build Application Route to SPA (Internal Review) Submit Application Proposal Development Build Application Review the FOA instructions – guide for completing agency grant forms. PA Complete administrative section of the grant application. Institutional Information Draft final budgets (obtaining docs from collaborators, subcontracts, etc.) Budget DevelopmentBudget Development / Simple Detailed Budget Simple Detailed Budget Complete internal Review and Approval Form Review & Approval Form Obtain depts. /schools approval via signature on the R&A form
Identified Funding Source Notify your Department Administrator Build Application Route to SPA (Internal Review) Submit Application Proposal Development Route Application to SPA Route Administrative and Financial (A&F) Packet to SPA 10 Business days prior to the deadline. (Note A&F excludes the science).Administrative and Financial (A&F) Packet Route the A&F packet using Cayuse424. –System to System (S2S) software used to submit electronic proposals to federal agencies (NIH, DoD, HRSA, CDC – grants.gov) –SF424 forms based, auto fills, stores information, tracks errors Routing Proposals for ReviewRouting Proposals for Review and Cayuse424Cayuse424 The Grants Team will review the grant application. Assigned Grants Team SPS will check: Assigned Grants Team SPS –Budget, Budget Justification, Grant Application Admin pages, etc. –SPA give the approval to submit once the internal review is complete.
Identified Funding Source Notify your Department Administrator Build Application Route to SPA (Internal Review) Submit Application Proposal Development Submit Application For Federal applications – PI/Dept. uploads the completed science and will submit the Cayuse424 application via the Self-Submit Process. Self-Submit Process For non-Federal applications – Grants Team SPS will: –Provide signatures from an Authorized Signing Official. And/Or –Submit all non-Cayuse424 electronic submissions (Fastlane, CPRIT, EHB, Komen, CDMRP, AHA, THECB); the department is responsible for hard copy submissions.
Identified Funding Source Notify your Department Administrator Build Application Route to SPA (Internal Review) Submit Application After Submission Grants Team will: Review and submit supplemental information. Obtain Just-In-Time (JIT) information from the PI/Dept., review and submit any information needed by the sponsor (i.e. budgets, IRB & IACUC approvals, other support information).Just-In-Time (JIT) If an award is made, the sponsor sends SPA the notice of grant award (NOGA or NOA) document. If the PI receives the NOGA, it should be sent to SPA. Grants Team will obtain the information (i.e. setup budget) from PI/Dept. Review progress reports. Visit our Website
Before I Go…Remember Start early SPA Internal Deadline (HOOP 64) Notify Departmental Research Administrators Contact Me
More Questions? Contact SPA with any questions during the pre-award process: (713) Visit SPA Website for Additional Resources: go.uth.edu/spa Join the SPA List Serve – “AURA” for research administration updates and information, Contact: