1. Pearls of Wisdom for Care Planning: Ideas to help residents and staff get exceptional results

2. Introductions Your presenters are: Barbara Bates, MSN, RAC-CT Senior Consultant Karen Choens, LMSW Project Manager

3. After attending this conference, attendees will: Be able to give 3 reasons why this approach to care planning is needed. Be able to state 3 steps in the Exceptional Care Planning (ECP) process. Be able to demonstrate the initial skills to begin to develop, implement, and sustain an Exceptional Care Planning program in their facility. LEARNING OBJECTIVES

4. Be able to describe 2 barriers and 2 benefits to implementing ECP. Be able to state documentation requirements in developing Standards of Care (SOC) and how to utilize them effectively in an interdisciplinary team. LEARNING OBJECTIVES (cont’d)

5. 1)Do you write the same thing again and again on care plans and sometimes wonder if they make a real difference for your residents? 2)If staff are absent, would relief staff know what special needs the residents have by looking at the care plans? 3)Are your care plans assuring that every CNA, nurse and members of the IDT are following current standards of care? 4) Does the care plans writing process take too long – taking time away from direct care? Before going on to outcome objectives, lets ask some questions…

6. (1) to achieve resident centered care planning based on current standards of care. (2) to educate the heath care team in research- based clinical practice. (3) to reduce time spent on ineffective paperwork. The ECP Grant staff are providing resources and support to facilitate achievement of these outcome objectives in the Replication Project. Based on your answers, the outcome objectives for this training are…

7. What is it?  A guideline for efficient and effective clinical record documentation and care planning. Who developed this initiative?  The Bureau of Quality Assurance and The Wisconsin Board on Aging and Long Term Care. Why was it developed?  Out of concern that clinical records in nursing facilities were crowded with unnecessary, duplicative documentation that makes personal care information hard to find and takes too much time to complete. The Outcome  Resident Centered Care Plans Efficient and Cost-Effective Care Planning Demonstration Project  FLTC’s demonstration grant from the New York State Health Foundation (NYS) to implement ECP in nine diverse NYS nursing homes and evaluate it more rigorously. History of ECP 7

8.  ECP significantly reduced nurses’ time spent in documenting care plans as much as half- 50 percent!  Freed up time was spent with “people, not paper.”  Qualitative findings include improvement in communication between staff and family members, within the interdisciplinary team, and with aides.  Shorter, clearer care plans were less intimidating for families to provide input.  Interdisciplinary teams helped identify overlap in care and helped see all facets of a person. ECP Demonstration Project Results (2008-2010) 8

9.  Analysis of monthly floor event reports showed that the intervention was associated with positive trends in reducing falls and hospitalizations.  All the participating facilities indicated that staff enjoyed participating in, creating and using the Standards of Care and are very positive about the ECP process. Success in the original grant was the basis for new grant, Replicating Exceptional Care Planning in New York State Nursing Homes… ECP Demonstration Project Results cont. 2008-2010 9

10. Replicating ECP in NYS Nursing Homes 2011-2013 280 professionals from 104 nursing homes have attended dissemination trainings ( Spring 2012) Albany, Rochester, Queens & Westchester (Winter 2012) North Creek, Syracuse & Long Island 30 Sites have submitted LOAs to participate in the grant and receive implementation support, including: ►Nassau: Long Island State Veterans Home ►Western NY: Catholic Health Continuing Care (Buffalo): Corporate implementation across six skilled nursing communities ►North/Adirondack Region: CVPH (Plattsburgh)

11.  The NYS Department of Health (DOH), responsible for CMS surveys, has supported this project from the beginning.  CMS does not mandate a specific care plan format ; as SVH are evaluated using similar criteria, you do not need prior approval to implement ECP.  Your facility should notify surveyors of your care planning format when they arrive for survey.  Standards of Care should be on-hand for surveyors to review and most importantly… Working with Surveyors (Advice Given to ECP Implementation Sites) 11

12. Staff must know the Standards of Care, know where they are found, how to implement them correctly and follow them. 12

13. Focus of ECP Documentation that serves a useful purpose  Eliminates duplicate documentation  Utilizes current research and resources  Focus on quality (not quantity) of content  Use of MDS language and definitions, improving consistency in the medical record  Documentation to support clinical care (not perceived surveyor needs )…that said, it will still help you with survey when properly implemented!

14. ECP’s Approach Addresses Top Survey Deficiencies Top 5 Immediate Jeopardy Determinations (FY 2011 SURVEYS, VA Geriatrics and Extended Care Operations presentation NSVH Conference 2012) Resident Assessments: Comprehensive plans need to be individualized (Tag 92, CFR #51.110(e)

15. ECP’s Approach Addresses Top Survey Deficiencies Top Ten Most Common Nursing Home Deficiencies (ProPublica’s Nursing Home Inspect Tool, database includes 262,500 deficiencies from CMS reports over last three years) Develop Comprehensive Care Plans: 9,070 Services Provided Meet Professional Standards: 8,986 Clinical Records Meet Professional Standards: 7,962

16. Steps to Success 16 Exceptional Care Planning

17. Access your facility’s current care plan system. Yes No Are the care plans lengthy? Are Care plans repetitive from one resident’s plan to another? Step 1-- how to get “buy-in” for making a change x x 17

18. Determine ways to demonstrate support for buy in: EXAMPLES  Audit time spent by each discipline in completing care plans or length of care plan meetings.  Audit number of incidents of care plans not being followed related to missing or unseen information.  Audit the amount of repetitive or duplicative documentation related to care plans.  Audit staff use of care plans. Step Two of Buy-In 18

19.  Establish an Interdisciplinary Team to develop facility Standards of Care based on current, accepted clinical guidelines.  Design an implementation plan.  Develop a care model that establishes the standards as the building blocks to the resident centered care planning process.  Review all of your facility’s current policies within the context of new facility SOC. Step Three 19

20.  Review regulations, both federal and state, with respect to care plan requirements.  Ensure the interdisciplinary team understands what must be included in the care plan process.  Establish how compliance will be achieved. Step Four 20

21. Care Plan Regulatory Requirements F279: Comprehensive Care Plan  Based on comprehensive assessment  Measurable outcomes with time frames for completion which reflect resident’s wishes  Attain or maintain the resident’s highest practicable physical, mental, and psychosocial well-being  Manage risk factors in the care plan  Build on resident’s strengths  Reflect standards of current professional practice  Offer alternatives if resident refuses treatment  Evaluate treatment objectives and outcomes of care

22. Care Plan Regulatory Requirements F280: Allow the resident the right to participate in the planning or revision of the resident's care plan  Respect resident’s right to refuse treatment  Utilize an interdisciplinary approach  Family and resident representative involvement in care planning  Consider: functional status, rehab/restorative nursing, health maintenance, discharge potential, medications, and daily care needs

23. Care Plan Regulatory Requirements F281: Utilize current standards of practice F282: Provide care by qualified persons according to each resident's written plan of care  Determine if care was provided by qualified staff and whether staff implemented the care plan correctly and adequately  Involve direct care staff with the care planning process relating to resident’s expected outcomes  Show that the care plan is sufficient to meet the needs of a new admission prior to comprehensive assessment

24.  Establish policies and procedures followed by development of facility Standards of Care.  Utilize published guidelines (i.e., AMDA, AANAC, ANA, GNA, Hartford Foundation for Geriatric Nursing, RAI manual, etc.) as references for the standards.  Review/revise all corresponding policies/procedures related to each standard.  Interdisciplinary Team may consider linking the Standards of Care to the Care Area Assessments (CAAs). Step Five 24

25. Before and After Exceptional Care Planning Examples

26. Communication - Before ProblemGoalApproaches Resident has bilateral hearing loss, wears hearing aids both ears, and due due to loss of short term memory frequently removes hearing aids and misplaces. At risk for loss of hearing devices. Strength: Resident enjoys social activities, TV, listening to music, and is cooperative with care Resident’s hearing devices will be available for use daily to enhance communication and will not be misplaced through the next review period. Hearing will remain adequate for resident to communicate with others and actively participate in social activities as evidenced by singing at music program, answering questions appropriately through next review. 1. Encourage resident to wear hearing aids. 2. Keep hearing aids working and in good repair. 4. Keep hearing aids clean and free of ear wax. 5. Notify audiology clinic when hearing aid is in need of repair. 6.Maintain extra hearing aid batteries and change as needed. 7.PRN audiology clinic 8. Assist resident with hearing aide placement as needed 9.Monitor environment for hearing aides to present loss 10. Speak clearly and slowly to resident while standing in resident’s field of vision. 11. Monitor for signs of increased hearing loss 12. PRN ear examination and wax removal as needed per MD orders 13. Medications as ordered 14. Flush ears as per procedure 15. Ensure resident is wearing hearing aids at all meals and activities.

27. 1.Upon admission, resident’s hearing needs will be identified, devices will be labeled and logged on property sheet. Note battery size. 2.Specific use of hearing aids (preferences and wearing schedule) will be individualized on care plan. 3.Resident room and personal items will be organized to allow for maximum independence. 4.Resident will be oriented to surroundings as needed. 5.Adaptive equipment will be provided as needed. 6.Maintain extra hearing aid batteries and assist with changing as needed. 7.Encourage resident to provide self care for hearing devices when capable. 8.Report any change in hearing to the nurse. Any changes will result in referral to appropriate health care professionals. 9.Refer to audiology clinic as needed. 10.If necessary, resident will be reminded to wear hearing aids and assisted with placement. Hearing Standard of Care

28. 11. Hearing aids will be clean, checked for good repair and work order prior to insertion. 12.Caregiver will speak clearly, slowly, and stand within field of vision. 13.Obtain feedback from resident to assure understanding of the communication. 14.Allow time for resident to respond. 15.In the event of resident refusal to wear/use communication devices, attempt to determine reason why and network with resident, family, and IDT to determine reason for refusal and attempt to remedy reason. 16.Residents will have periodic ear exam completed by Medical and/or RN and wax removal as needed. 17.Medications as ordered. 18.Flush ears as per procedure. Reference: Consultgerirn.com Hearing Standard of Care

29. After Care Plan -Communication ProblemGoalApproaches I, James Right have hearing loss in both my ears requiring use of hearing aids. I become more confused, especially in the late afternoon and evening and will take out my hearing aids forgetting where I have placed them. I need to have my room checked, as well as my meal tray and trash as I may throw them out by mistake. Strength: I enjoy socializing, listening to TV and music in my room, and attending activities. I am cooperative with my care and enjoy talking with my caregivers. My hearing devices will be available for use daily to enhance my communication and will not be misplaced through the next review period. My hearing will remain adequate for to communicate with others and so I can actively participate in social activities by singing at music program, answering questions asked of me, and conversing at socials through next review period. 1. Follow communication/hearing Standard of Care (All disciplines) 2. Monitor resident’s environment, particularly meal trays and trash to prevent hearing aid loss. (Dietary, Nursing, Housekeeping) 3. Encourage resident to wear hearing aids at all meals, when attending activities and listening to TV or music. (Nursing, Recreation, Dietary)

30. Before Care Plan– Skin Integrity ProblemGoalApproaches Resident is at risk for skin break down due to history of pressure ulcer on coccyx, recent weight loss, recent decline in mobility, and incontinence of bladder. Strengths: Resident is cooperative with care and is cognitively intact. Family very supportive. Resident’s skin integrity will remain intact as evidenced by no pressure ulcer development through next review period. 1.Monitor skin each shift 2.Report changes in skin immediately to charge nurse 3.Use pressure relieving devices 4.Apply A & D ointment after each episode of incontinence 5.Reposition resident with lift sheet 6.Encourage resident to turn self as able 7.Monitor resident for incontinence and change at least every 2 hours 8.Encourage meal completion 9.Encourage fluids 10.Encourage between meal nourishments 11.Monitor weight monthly 30

31. Every Resident’s skin will be assessed for potential problems, appropriate treatments provided, and pressure-relieving equipment utilized to promote healing and to prevent skin breakdown. 1.Skin will be observed daily during care routines. Any changes will be reported to the charge nurse. 2.Pressure reduction will be achieved by using pressure reduction mattress, cushions, and pressure point protectors as needed. 3.Protective creams/lotions will be applied as needed for dry skin. Apply barrier cream after each incontinent episode. 4.Lifting sheets will be used to reposition residents to reduce shearing. 5.Use only one large incontinent pad under resident. Skin Integrity /Pressure Ulcer Prevention Standard of Care 31

32. After – Skin Care Plan ProblemGoalApproaches I, James Right am at risk for skin break down due to a past pressure ulcer on my coccyx, a recent weight loss of 20 lbs, a decline in my mobility, and an increase in urinary incontinence. Strength: I like to participate with my care and am very clear in my decision making and surroundings. My skin integrity will remain intact as evidenced by no pressure ulcer development through next review period 1.Follow Skin Care Standard of Care 2.Roho cushion in wheelchair 3.Low air loss mattress on bed 4.Apply Aloe Vesta lotion to elbows and heels with am and pm care 5.Follow nutrition/hydration standards of care 6.Follow toileting standards 7.Follow mobility standards 32

33. “Before “ Nutrition Care Plan ProblemGoalApproaches Resident has poor nutritional status. Is not completing meals, has had recent weight loss, and general decline in overall health condition – labs show elevated BUN, low albumin, and total protein. Strength: Resident has a good family support system Resident will increase weight by 3-5 pounds in the next 30 days. 1. Assess for physical assistance with eating 2. Serve meal tray promptly 3. Encourage meal completion 4. Encourage between meal nourishments 5. Encourage fluid consumption 6. Monitor weight weekly 7. Obtain food preferences and provide foods of choice 8. Monitor labs 9. Monitor for s/sx of dehydration 10. Provide water at bedside 11. Investigate with MD for appetite stimulant 12. Meals in dining room 13. Encourage family to bring home made foods 14. OT/SLP evaluation 33

34. Every resident shall receive suitable and sufficient hydration, nutrients, and calories to maintain health. 1.Residents shall be offered balanced meals three times a day with supplements offered as need arises 2.Obtain resident preferences for food likes/dislikes, customary times for meals, food preparation, etc. 3.Fresh water is provided each shift, as appropriate 4.Food and fluids provided at meals will be encouraged and monitored via consumption records. 5.Residents will be offered 120 cc of fluids with each medication administration. 6.Residents shall be offered snacks and fluids three times per day between meals as appropriate 7.Residents will be weighed monthly, with closer monitoring as needed. 8.Monitor labs as available 9.Meal tray will be served promptly upon arrival to the unit 10.Monitor and report S/Sx of dehydration (dry/cracked lips, dry oral mucosa, rapid unplanned weight loss, weakness/lethargy, sudden onset of confusion, elevated temperature and the absence of infection, hard stools/increased constipation, concentrated urine/UTI). Nutrition/Hydration Standard of Care 34

35. “ After” Nutrition Care Plan ProblemGoalApproaches I, James Right have difficulty with my nutrition due to not wanting to finish my meals, a recent weight loss of 20 lbs, and a decline in my overall health. My lab work shows an elevated BUN, low albumin, and total protein which places me at high risk for dehydration, skin breakdown and falls Strength: I have a very caring and supportive family I want to increase my weight by 3-5 pounds in the next 30 days. My BUN, albumin, and total protein lab values will be within acceptable range per my physician in 60 days. 1.See Nutrition /Hydration SOC 2.Obtain weekly weights 3. Encourage my family to eat dinner with me in small dining room and to bring in homemade foods I like. (Nursing, SW, Dietary) 4. I prefer to sit at table 7 in the main dining room for breakfast and lunch meals to socialize with my tablemates (Nursing, Dietary) 5. OT/SLP evaluations to r/o feeding, ADL, swallowing problems. 6. Consider appetite stimulant after discussing with the me and investigating with the MD. 35

36. Definition of Standard Risk Factors Standard of Care (Interdisciplinary) CNA Considerations Reference(s) used to develop standard SOC Documentation Format 36

37.  Educate all staff on the standards.  Ensure ongoing education is provided for all current staff, on orientation for newly hired or returning staff, when revisions occur to the standards or policies, and PRN.  Attendance records need to be maintained, systems developed to ensure training is ongoing, and decisions as to where records will be stored. Step Six 37

38.  Audit and Evaluate Outcomes.  Audit compliance of staff with the standards – Are they following?, Using?  Evaluate the effectiveness of the standards in meeting regulatory requirements and are up-to-date.  Evaluate the effectiveness of the standards in delivery of quality of care and life for the residents. Step Seven 38

39. Best Practices

40. American Association of Nursing Assessment Coordinators – www.aanac.org American Medical Directors Association – www.amda.edu ConsultGeriRn.org Careplans.com Long Term Care Nursing Desk Reference Foundation of Long Term Care – www.fltc.org ECP Replication Project webpage: References

41. Hartford Institute for Geriatric Nursing – www.hartfordign.org National Gerontological Nursing Association – www.ngna.org National Guideline Clearinghouse – www.guidelines.gov Long Term Care State Operations Manual RAI Users Manual (2012) References

42. Where do we go from here? Talk with Administrative staff – get support. Develop an implementation plan – timeline. Establish steering committee – market the program – determine which unit will start. Develop facility SOC policy. Determine what SOC will be developed. Begin developing SOC. Implement ECP utilizing steps to success.

43. ECP ProCare Training & Consulting Service Menu Options ECP Foundational Course  Format: In-person, interactive training led by Senior ECP Trainer(s) with administrative and clinical staff representing all disciplines  Homes have the option to schedule a regional training for several Veteran Homes in a common location  6-hour, 2 session course: Generally, 9am – 12pm, 1-4pm To receive more information about scheduling ECP training/consulting, please contact Karen Choens (née Revitt) at 518-867-8385 extension 165 or email krevitt@leadingageny.org.

44. ECP ProCare Training & Consulting Service Menu Options Follow-up Consulting Options: A. Format: Individual site visit by Senior ECP Trainer(s) to provide:  Follow-up training and/or  Review of SOC and ECP care plans developed B. Format: Individual conference call (option for live webinar included) with Senior ECP Trainer(s) to offer feedback on:  SOC digitally submitted by Vet Home’s ECP Implementation Team to Consultant  Challenges/Concerns encountered thus far in implementation To receive more information about scheduling ECP training/consulting, please contact Karen Choens (née Revitt) at 518-867-8385 extension 165 or email krevitt@leadingageny.org.