1. Keys to Effective Chapters and Chapter Circle Awards Prepared by the Keys to Effective Chapters, part of the Chapters Shared Services Committee of the INCOSE Sectors The International Council on Systems Engineering Interim Revision 25 February 2013 (v1.2)

2. 2 All Chapters Can Be More Effective The motivation for Keys to Effective Chapters was analysis of the chapter award submittals backed by personal experience as chapter leaders. It was found that some chapters experience difficulties with one or more elements of delivering quality programs and services to their members while others were having good success. The structure for this overview and the “Keys to Effective Chapters Including Procedures for Awards and Recognition” document is organized around elements found to be keys to effective chapters which is also reflected in the Chapter Awards criteria.

3. 3 Keys to Effective Chapters Wiki A Keys to Effective Chapter Wiki has been created to provide resources discussed in this presentation Currently the Wiki is at http://keys-to-effective-ch.wikispaces.com The Wiki will be moved to the new INCOSE website in 2013 and a notice will be sent New material will be added to the Wiki from the Award submittals each year Chapters can share their good/best practices by adding them to the Wiki Suggestions for new resources can be requested by emailing ChapterKeys@incose.orgChapterKeys@incose.org

4. 4 All Chapters Benefit from Continuous Improvement Rather than focusing on the awards, the chapter support program concentrates on providing guidelines and best practices to assist chapters in providing value to their members. The awards’ criteria then provide metrics for the chapters to track and manage how well they are doing. The program is based on two bedrocks: planning and communications.

5. 55 All Chapters Benefit from Continuous Improvement The multi-component Keys to Effective Chapters program is available to assist chapters Refined Chapter Circle Awards process to encourage planning and reduce ambiguity Provides orientation for new officers Provides good/best practices with templates and examples Provides guidelines for planning and execution Veteran officers are available to help, share ideas

6. 6 Components of Keys to Effective Chapters This overview Orientation for new chapter officers Document detailing the program, including an emphasis on planning Good/best practices Revised awards process, including the current spreadsheet for submittal In addition to Sector Representatives, Chapter officers can confer with experienced officers – email ChapterKeys@incose.org ChapterKeys@incose.org

7. 7 New Officer Orientation Component Ideally new officers will attend an in-person orientation or webinar with their leadership team to facilitate discussion A summary presentation, “Chapter Officer Orientation”, is available on the Keys to Effective Chapters Wiki for team training and personal review –What is INCOSE –Membership –Chapters –Chapter Officer Roles & Responsibilities –Chapter Continuous Improvement Program –Resources and Products –Events

8. 8 Good/Best Practices Component Good/best practices can be found in the Keys to Effective Chapters Wiki Good/best practices are drawn primarily from previous chapter award submittals In addition, selected templates and other examples are included New examples will be added from each year’s award submittals and others as available Good/best practices will be updated as more current/useful practices become available Chapters are encouraged to submit their best practices to share

9. 9 Keys to Effective Chapters - Document Component “Keys to Effective Chapters Including Procedures for Awards and Recognition” document includes: Guidelines for facilitating chapter planning and operations Details of current awards program

10. 10 Veteran Officers Available to Confer; Use the Wiki to Share Ideas First line of support is your Sector Representative The Keys to Effective Chapter Wiki provided for chapters to upload what is working (or not working), FAQs, etc. Chapter officers invited to submit questions about any phase of chapter planning, operations, or awards to ChapterKeys@incose.org for a response from veteran officersChapterKeys@incose.org

11. 11 All Chapters Benefit from Continuous Improvement An active chapter involves its membership; plans for the current year with sustainability into future years – e.g. strategic planning, President-Elect Circle awards provides metrics for a chapter to track their progress - and recognizes a chapter’s accomplishments in achieving INCOSE’s objectives and ideals Chapter activities are an opportunity to find potential new board members – active, dependable involvement; intersection of individual interests and chapter needs Lack of effective planning and communications puts a chapter on a downward spiral X X Communications Planning

12. 12 During Chapter Planning, Maintain Alignment with Overall INCOSE Mission and Goals Chapter Strategic Plan Describes the chapter’s direction for long and short term, promoting smooth continuity year to year Chapter SWOT Strengths, Weaknesses, Opportunities, Threats INCOSE Goals To provide a focal point for dissemination of systems engineering knowledge. To promote international collaboration in systems engineering practice, education, and research. To assure the establishment of competitive, scalable professional standards in the practice of systems engineering. To improve the professional status of all persons engaged in the practice of systems engineering. To encourage governmental and industrial support for research and educational programs that will improve the systems engineering process and its practice. INCOSE Mission Share, promote and advance the best of systems engineering from across the globe for the benefit of humanity and the planet. INCOSE Vision The world's authority on Systems Engineering. INCOSE Strategic Initiatives SE Vision, SE Certification, SE Handbook, IPAL, Guide to SE Body of Knowledge when used together have potential to improve the ability of stakeholders to understand and use SE to improve outcomes

13. 13 Early & Effective Planning Is Essential Chapter Strategic Plan Lays out the chapter’s direction for long and short term, promoting smooth continuity year to year Chapter Operation Plans Addresses the chapter organization, budget, roles & responsibilities, chapter development (presentations and tutorials), facilities, schedule, metrics, reviews, & action item tracking. Also includes items from objectives/initiatives such as goals for technical papers, attendance at IW and IS, work with other chapters or non-INCOSE entities, etc. Other plans, such as below, may be incorporated integral to the Operation Plan or be documented separately. Chapter Membership Plan Addresses recruitment and retention Chapter Communications Plan Includes website, newsletter, and publicity. The Ambassador/Promoter plan can be included or documented separately.

14. 14 Activities Are a Chapter’s Life Blood Chapter Meetings Number ONE core chapter activity Survey chapter members as to their interests Presentation Sources: Working Groups Work of local companies SE in local Universities Presenter doesn’t have to be local – use remote presenters via INCOSE provided Live Meeting All are great opportunities for learning and networking Chapter Tutorials Another core chapter activity Survey member companies and chapter members as to their needs and interests Tutorial Speakers Sources: INCOSE experts Experts from local companies SE in local Universities Working Groups Regional Conferences Join with other nearby chapters to broaden offerings Regional Conferences: Region III’s biennial European Systems Engineering Conference Region VI’s annual “Asia- Pacific Conference on Systems Engineering” Other various Regional Conferences

15. 15 Effective Communications Encourage and Inform Chapter Members Social Media Chapter Website Provides public presence Websites can provide details for members Update at least every other month List contacts for current officers Announcements for events Link to INCOSE.org Chapter Newsletters Hardcopy or electronic format Minimum of two pages (not including space for address, officers, editor, distribution, etc) Include activities, event reports, membership information, reviews, etc. Chapter Publicity Ambassadors / Promoters Announcements of upcoming events (separate from website and newsletter) Periodic evaluation of publicity progress to plan by BoD Enlist ambassadors to promote INCOSE & chapter Provide orientation Periodic communications to ambassadors Feedback from ambassadors Periodic evaluation of ambassadors’ effectiveness Linked in Facebook Twitter

16. 16 Growing Membership Involves More System Engineers and Companies Recruiting Recruitment package available at chapter events INCOSE materials Local chapter specific information including contacts Survey Chapter Members Survey chapter members as aid to setting chapter direction and addressing member desires Chapter level and INCOSE level concerns Retention/ Renewal Reminder to renew Personal contact with non-renewals Feedback from those who do not renew New Members Publish name & brief bio of new members in newsletter/website (with their permission) Corporate Advisory Board (CAB) Members Recruit new CAB members Active work between CAB(s) and chapter Student Division Start/support student division at a university Student officers, activities

17. 17 INCOSE Technical Aspects Extend the Practice of Systems Engineering INCOSE Papers Refereed article in INCOSE Journals Paper presented at symposium/ seminar sponsored/ co- sponsored by INCOSE Technical Groups (International in scope) INCOSE International Technical Interest or Working Group (meets at International Workshops) Active participation by chapter member(s) Potential chapter presentations Local Working Groups Local Interest or Working Group (such as done in Europe) Active participation by chapter member(s) Non-INCOSE Papers Article on Systems Engineering published/ presented in non- INCOSE publication Technical Product Approved by Technical Operations as a completed INCOSE product

18. 18 Chapter Outreach Activities Promotes INCOSE & SE to Groups Outside INCOSE Host or significant participant Can be broader than just SE Engr week, Future City, Science Fairs, robotics competitions Active support or involvement in SE activity for K-college Apply SE in local non- profit organizations SE project with resulting product or report Non-profit community organization Civic organization University or college (if project/report resulted) No fees involved Presentations about INCOSE Present to executive in previously unrepresented organization (in local membership) organization Provide Unpaid Speaker To university, career day, civic organization, non-INCOSE sponsored conference/seminar Joint meetings with other societies Joint meeting with society other than INCOSE Systems Engineering explicitly explained or promoted Local Engineering Club/Council Join/participate in local engineering club or council of technical societies

19. 19 Chapter’s Support to INCOSE Strengthens the Total Organization Attend International Workshop/ Symposium Member attendance at International Workshop or Symposium Work with other chapters Joint event or new chapter start-up Donations Chapter or individual donates to INCOSE Foundation Chapter or individual donates to another chapter Provide speakers Meetings of other chapters Chapter Awards Committee Serve as reviewer for chapter awards Publish in INCOSE INSIGHT Articles (excluding letters to the editor, notices, chapter summaries) Submit for INCOSE Individual Award Submit nominee for individual INCOSE award (Founder, Fellow, Service)

20. 20 Solid Chapter Operations Facilitate Repeatable Chapter Performance Chapter elections Regular leadership team meetings Chapter display/ banner Chapter events Public recognition Provide candidate biographies with ballot Mailed with ballots at least 30 days prior to election close Scheduled and publicized at least 3 months in advance Individual and organizational contributions publically recognized Separate meeting for leadership team Agenda and Minutes At chapter events Include chapter & INCOSE logos Use an electronic banner (PowerPoint loop) to educate about INCOSE, promote chapter events Active leadership Officers remain INCOSE members in good standing throughout their term

21. 21 Chapter Performance-Data/Evidence Collection Vital for Self Evaluation by Chapter, and for Awards Data/Evidence Collection Chapter collects data throughout year from plans and activities and stores on website for self evaluation and award submittal Chapter Plans Strategic, Operational, Membership, Communications, etc. Communications Active chapter website all year; newsletters, publicity flyers, Ambassador two- way correspondence Membership Recruiting package, renewal reminders & feedback, survey of members, student division details, CAB enlistment Chapter Activities Chapter meetings, presentations, tutorials, socials Technical Papers, working group participation, technical products Outreach Other societies, non-corporate community, schools INCOSE Support Work with/support other chapters, IW/IS attendance, INSIGHT articles, $ Operations Elections, BOD meeting agenda/minutes, banner, recognition

22. 22 Chapter Recognition Awards Bronze Circle Award2,500 points Silver Circle Award5,000 points Gold Circle Award8,000 points

23. 23 Chapter Award Submittal Spreadsheet Use as metrics for chapter management - updating throughout the year, reviewing at BoD meetings Planning section has due dates to encourage timely planning Descriptions/criteria clarified Documentation requirements detailed to reduce ambiguity Each section’s total points is limited to a set maximum Credit allowed for International Symposium preparation (but with same section maximum points) Gold award has minimum points per section to encourage a balanced program

24. 24 Gold Award Has Minimum Requirements Gold Award requires a minimum of 8000 points Planning must be a team effort by the Chapter Leadership Team To ensure a “balanced scorecard”, minimum points are required per section. –Planning – 600 points –Activities – 1000 points –Communications – 1000 –Membership – 500 –Technical – 500 –Outreach – 500 –INCOSE Support – 250 –Operations – 500

25. 25 Chapter Award Spreadsheet Submittal Due Date & Certification To allow more time for the evaluations, all evidence and spreadsheet must complete uploading to the Chapter Awards website no later than January 5, 2014 (earlier submittals encouraged and most appreciated) Chapter must certify on the first worksheet tab that the data/evidence and spreadsheet that are submitted are complete and as intended since the process does not allow time for the evaluators to search for data

26. 26 Chapter Award Review Process Designed to be Fair and Impartial Performed by a team of seasoned chapter officers Each chapter submittal is reviewed by three reviewers Reviewers excluded from reviewing their own chapter or any they have had direct association with Evaluation differences are discussed for consensus Recommendations are submitted to the Board of Directors for review and approval Chapters can appeal their rating

27. 27 Chapter Special Awards President’s Award for Outstanding Chapter criteria allows no repeat awards within three years of previously winning Outstanding Award (i.e., cannot win Outstanding Chapter again until two years have passed with other winners)

28. 28 Feedback Sought The Keys to Effective Chapters program, and changes to the awards criteria outlined herein are based on the recommendations of seasoned chapter officers who have reviewed many chapter award submittals and drawn from their own chapter experiences Chapters are invited to submit comments and suggestions for chapter support to ChapterKeys@incose.org. ChapterKeys@incose.org Chapters are invited to submit comments and suggestions concerning the Chapter Awards to ChapterAwards@incose.org ChapterAwards@incose.org