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Introduction to the NIH

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1 Introduction to the NIH
Introduction to the NIH Grants System Introduction to the NIH Grants System Welcome. Over the next few minutes I’ve been asked to provide a brief orientation of the NIH grants system…so I’ll be introducing some of the main topics--the details of which will be further flushed out in talks you’ll hear later today and tomorrow. New Grantee Workshop, 2010

2 The National Institutes of Health: The National Cancer Institute:
Grants Process Basics The National Cancer Institute: Budget and Organization Scientific and Grants Management Personnel You Should Know I’ll focus on three themes, an overview of the NIH, how the NCI is organized and how their budgets are determined and allocated, and lastly I’ll introduce the scientific and grants management people who intersect with your grants and yourselves at various stages. And they’ll be talking to you in more detail about what they do and how their work effects you later today and tomorrow. The goal is to give you a better sense of where your grants and your research fit into the big picture and help you better navigate the NIH grants system. I’ll focus on three themes: First, an overview of the NIH and the grants process basics; Second how the NCI organized and operates to fund cancer research; Lastly, I’ll introduce the scientific and grants management people who intersect with your grants and yourselves at various stages. And they’ll be talking to you in more detail about what they do and how their work effects you later today and tomorrow. The goal is to give you a better sense of where your grants and your research fit into the big picture and help you better navigate the NIH grants system. New Grantee Workshop, 2010

3 The National Institutes of Health: Grants Process Basics
The National Cancer Institute: Budget and Organization Scientific and Grants Management Personnel You Should Know New Grantee Workshop, 2009

4 NIH is an agency within the U. S
NIH is an agency within the U.S. Department of Health and Human Services Administration for Children and Families (ACF) Food and Drug Administration (FDA) Health Resources and Services (HRSA) The Secretary Administration on Aging (AoA) Centers for Medicare and Medicaid Services (CMS) Indian Health Services (IHS) Centers for Disease Control and Prevention (CDC) Substance Abuse and Mental Health Services (SAMHSA) Agency for Toxic Substances and Disease Registry (ATSDR) Agency for Healthcare Research and Quality (AHRQ) National Institutes of Health (NIH) Kathleen Sebelius The Department of Health and Human Services consists of the Office of the Secretary and 11 operating divisions.. The Department of Health and Human Services (HHS) is the United States government's principal agency for protecting the health of all Americans and providing essential human services, especially for those who are least able to help themselves.  The NIH is the flagship agency of the HHS public health system dedicated to improving health through medical research The work of HHS is conducted by the Office of the Secretary and 11 agencies. The agencies perform a wide variety of tasks and services, including research, public health, food and drug safety, grants and other funding, health insurance, and many others. With over 300 programs valued at approximately $698 billion, HHS’ mission includes a wide range of human issues, including substance abuse, Medicare and Medicaid, children’s health, health disparities, disease prevention and health promotion. Source:

5 The National Institutes of Health
Source: Office of the Director ANIA NIAID NEI NIDCDIDCD NHGRI NIAMS NIDCR NIEHS NIGMS NINDS NINRNINR NCRR NCMHD CC CIT NIDCR The NIH consists of the Office of the Director and 27 other components: 19 Institutes (outlined in blue) and 7 Centers (outlined in green) and the National Library of Medicine, collectively the Institutes and Centers are referred to as ICs, and are largely organized by disease focus such as Cancer, Aging, Heart/Lung/Blood, etc., and most of these fund scientific research specific to their mission. There are a few Center that do not fund research and are defined by their activity such as the Center for Scientific Review. The majority grant applications submitted to the NIH for consideration for funding by any funding Institute or Center are sent to the Center for Scientific Review, and this is the first step in the NIH Grants Cycle………….

6 The NIH Grant Application Cycle
Center for Scientific Review Investigator Initiates Research Idea Assign to SS Assign to Institute Submits Application to NIH Study Section Review for Scientific Merit Institute Grants Management Office Evaluate for Relevance Advisory Councils and Boards Conducts Research Allocates Funds Recommends Action Institute Director Takes Action

7 Appropriations: Funding The NIH
+ The NIH budget is specified by Congress through a yearly appropriations bill which is signed into law by the President and provides each IC with specific funds to carry-out their respective programs and missions. The funds to support NIH-sponsored research is specified by Congress in a yearly appropriations bill, which is signed in to law by the president and provides each Institute with specific funds to carry out their respective programs and missions. The appropriations bill that’s important for funding the NIH is the Labor, Health and Human Services, Education and Related Agencies. And it’s the role of each Institute to select the most meritorious applications and ensure the funds are well spent. Source:

8 Appropriations Timeline: The Fiscal Year begins October 1
Continuing Resolution Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan FY2010 FY2011 Its important to know that our fiscal year begins on October 1; the orange indicates today’s date—so we’re near the end of FY2008 and waiting for next year’s budget—and the new budget will determine next year’s funding plan (the percentage of grant applications that can be funded and what level existing grants get funded). However, the appropriations bill is seldom passed on time and usually takes Congress and the President some months to iron out budget wrinkles. During that interim period, Congress usually enacts a continuing resolution that funds the NIH at previous years level to continue its operations. Under a CR the NCI can only fund a limited number of new grant awards. NCI may fund existing awards at a reduced level until the budget passes but these are restored once the budget is passed.

9 The National Institutes of Health:
Grants Process Basics The National Cancer Institute: Budget and Organization Scientific and Grants Management Personnel You Should Know

10 NIH Gets 1% of U.S. Budget $3.55 Trillion $30.8 Bill.

11 NIH Budget Allocation by Institute
FY2010 NIH Total = $30.8 Billion NCI ($5.15 Billion)

12 The National Cancer Institute
● Intramural Program Research in NIH laboratories. ● Extramural Program Supports the research of non-Federal scientists in universities, medical schools, hospitals, and research institutions throughout the country and abroad. Each IC, and we’re focused on the NCI as a representative institute, pursues its mission by conducting research at the NIH through an intramural program and by sponsoring research at universities through an extramural program. Source:

13 National Cancer Institute Budget
Allocation Cancer Control 11% Other 12% Training 4% Groups 3% Support 6% Research 9% SPOREs 3% Cancer Centers 6% Research Project Grants (RPG) 44% Intramural >80% goes to the Extramural Community in Research Grants, Contracts, Training and Career Development Over 80% of the NCI budget goes to support the Extramural Community in funding for Research Grants, Contracts, Training and Career Development. The majority of the NCI budget supports the what’s called the RPG pool composed of grants which comprise, among other mechanisms, the R01, R21, P01 and R00 awards that most are familiar with.

14 NCI Organizations Funding/Supporting Extramural Research
Division of Cancer Biology Division of Cancer Control and Population Sciences Division of Cancer Prevention Division of Cancer Treatment and Diagnosis Division of Extramural Activities Center for Bioinformatics Center to Reduce Cancer Health Disparities Office of Cancer Complementary and Alternative Medicine (OCCAM) Office of Technology and Industrial Relations

15 *Mouse Models of Human Cancer Consortium
*Integrative Cancer Biology Program *Tumor Microenvironment Network Chief: Don Blair, Ph.D. Jennifer Couch, Ph.D. Chief: Barbara Spalholz, Ph.D. Judy Mietz, Ph.D. Allan Mufson, Ph.D. Suresh Mohla, Ph.D.

16 https//dcb.nci.nih.gov

17 The National Institutes of Health: Grants Process Basics
The National Cancer Institute: Organization, Budget and Culture Scientific and Grants Management Personnel You Should Know I’ll focus on three themes: First, an overview of the NIH and the grants process basics; Second how the NCI organized and operates to fund cancer research; and lastly, I’ll introduce the scientific and grants management people who intersect with your grants and yourselves at various stages of the grants process and they’ll be talking to you in more detail about what they do and how their work effects you later today and tomorrow. The goal is to give you a better sense of where your grants and your research fit into the big picture and help you better navigate the NIH.

18 The NIH Grant Application Cycle
Center for Scientific Review Investigator Initiates Research Idea Assign to IRG Assign to Institute Submits Application to NIH Study Section: SRO Review for Scientific Merit Institute: Program Directors Grants Management Specialist Evaluate for Relevance Advisory Councils and Boards Allocates Funds Recommends Action Institute Director Takes Action

19 Scientific and Grants Management Personnel
Scientific Review Officer: Responsible to the NIH for the scientific/technical review of applications Program Director: Responsible to the NIH for scientific and programmatic aspects of a grant Grants Management Officer/Specialist: Responsible for ensuring that all business management actions are performed by the grantee and the NIH in a timely and appropriate manner

20 Introduction to the NIH
Introduction to the NIH Grants System The End Introduction to the NIH Grants System Welcome. Over the next few minutes I’ve been asked to provide a brief orientation of the NIH grants system…so I’ll be introducing some of the main topics--the details of which will be further flushed out in talks you’ll hear later today and tomorrow. New Grantee Workshop, 2010

21 Source:


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