1. Jeju, 13 – 16 May 2013Standards for Shared ICT Mark Lipford Director, Global Standards and Ecosystem Development Sprint Nextel ATIS Lawful Intercept (LI) Standards Development Document No: GSC17-PLEN-58 Source: ATIS Contact: Mark Lipford, Mark.A.Lipford@sprint.comMark.A.Lipford@sprint.com GSC Session: PLEN Agenda Item: 6.3

2. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea Highlight of Current Activities ATIS LI activities focus on capabilities for: –Voice over LTE (VoLTE) –Conferencing –Push-to-Talk over Cellular (PoC) –Broadband Internet Connection –Fine-tuning the 3GPP LI Specifications to meet the North American LI Requirements –Cloud-based Telephony Services 2

3. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea Highlight of Current Activities ATIS members survey and engage in addressing the applicability of LI for 3GPP activities, such as: –Femto Cells (or Small Cells) –Single Radio Voice Call Continuity (SR-VCC) –Evolved Packet System (EPS) –IMS –Dynamic Triggering –Proximity-based Communications –SIPTO/LIPA –Secured IMS Media –Cloud-based Services 3

4. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea Strategic Direction Focus on regional (North American) needs of LI/LAES. Work within, and in response to, legal and regulatory framework (per U.S. Communications Assistance for Law Enforcement Act [CALEA] law and related Federal Communications Commission [FCC] regulations, and Canadian regulations). Work collaboratively to address law enforcement’s needs. Coordinate/collaborate with other organizations where appropriate. 4

5. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea Challenges Delivering standards to satisfy legal interception requirements for new services and service platforms. Determining what is reasonable, feasible, and achievable to proactively meet law enforcement’s needs under the regulatory framework. Communication services and the means by which they are accessed are evolving (e.g., Facebook, proximity- based communications) and the LI requirements on those are not clear or not aligned with new services and service platforms. Some services may not be possible to intercept (e.g., proximity communications where no network node is involved in the call). 5

6. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea Next Steps/Actions Complete currently defined work program. Continue appropriate changes to current standards suite. Respond (at appropriate time) to the expectation of more information from FCC regarding any existing LI/LAES standards. Continue with cross-organizational coordination and collaboration. Identify how to align the LI service with IP based distributed and layered architectures (SIP/IMS/EPC/LTE/Wifi). 6

7. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea Proposed Resolution No change proposed. 7

8. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea Supplementary Slides 8

9. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea General Drivers for LI/LAES Drivers: Stimulated by passage of the U.S. 1994 Communications Assistance for Law Enforcement Act (CALEA) FCC Mandates Law Enforcement and National Security needs “Safe Harbor” –Something (as a statutory or regulatory provision) that provides protection (as from a penalty or liability). From Merriam-Webster's Dictionary of Law © 2001. 9

10. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea PTSC Mission/Scope Packet Technologies and Systems Committee (PTSC) –http://www.atis.org/0191/index.asphttp://www.atis.org/0191/index.asp –Mission: PTSC develops and recommends standards and technical reports related to services, architectures, and signaling, in addition to related subjects under consideration in other North American and international standards bodies. –Scope: Coordinates and develops standards and technical reports relevant to telecommunications networks in the U.S. Reviews and prepares contributions on such matters for submission to U.S. ITU-T and U.S. ITU-R Study Groups or other standards organizations. Reviews for acceptability or per contra the positions of other countries in related standards development and takes or recommends appropriate actions. 10

11. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea PTSC LAES Mission/Scope PTSC Lawfully Authorized Electronic Surveillance Subcommittee (PTSC LAES) –Mission: The PTSC LAES Subcommittee develops and recommends standards, technical requirements and technical reports related to Lawfully Authorized Electronic Surveillance (LAES) of packet-mode technologies in a wireline environment. –Scope: Coordinates and develops standards, technical requirements, technical reports and other documents relevant to LAES of packet-mode technology in telecommunications networks in the U.S., taking advantage of standards development progress in other standards organizations, e.g., IETF, WTSC and ETSI. In as much as the development of standards may be evolved or influenced by several ATIS technical committees/forums, PTSC and the PTSC LAES Subcommittee will maintain liaisons with appropriate ATIS committees/forums, as well as with standards-setting bodies, external to ATIS and will adopt other SDO standards as appropriate. 11

12. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea WTSC Mission/Scope Wireless Technologies and Systems Committee (WTSC) –http://www.atis.org/0160/index.asphttp://www.atis.org/0160/index.asp –Mission: WTSC develops and recommends standards and technical reports related to wireless and/or mobile services and systems, including service descriptions and wireless technologies. WTSC develops and recommends positions on related subjects under consideration in other North American, regional and international standards bodies. –Scope: WTSC coordinates and develops standards and technical reports primarily relevant to wireless/mobile telecommunications networks in the U.S. and reviews and prepares contributions on such matters for submission to the appropriate U.S. preparatory body for consideration as ITU contributions or for submission to other domestic and regional standards organizations. WTSC will maintain liaison with other ATIS Committees as well as external fora as appropriate. WTSC will coordinate closely with other standards developing organizations (e.g., ITU-R, TIA, IEEE, ETSI) on wireless issues to ensure that the work programs are complementary. 12

13. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea WTSC LI Mission/Scope WTSC Lawful Intercept Subcommittee (WTSC LI) –Mission: WTSC LI develops, maintains, amends, and enhances American National Standards and other WTSC deliverables related to lawful intercept within the GSM family (GSM/EGPRS/UMTS). This work may be done within WTSC LI or may be done in close cooperation with other U.S., regional, and international standards and specifications groups to ensure that respective standards and specifications for the GSM family meet North American regulatory and commercial requirements. –Scope: WTSC LI provides the following functions and capabilities: Formulate positions in support of WTSC objectives. Coordinate activities relevant to U.S., regional, and international standards and specifications activities including: –Preparation, review and presentation of contributions as proposed US positions for submission to international standards bodies such as ITU-T; –Establish appropriate mechanisms and coordinate contributions and positions that support WTSC objectives with other relevant committees and organizations (e.g., other US, regional, and international standards and specifications fora). Evaluate proposals for lawful intercept capabilities within the GSM family. Transpose 3GPP lawful intercept deliverables into WTSC deliverables. Develop and coordinate appropriate inputs regarding lawful intercept aspects that impact or are impacted by IMT-2000 services. 13

14. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea ATIS LI/LAES Standards PTSC LAES; (J-STD-025-A-2003); Joint with TIA LAES for Voice Over Packet Technologies in Wireline Telecommunication, Version 2 (ATIS-1000678.2006); plus Supplements A and B. LAES for Internet Access and Services (IAS); (ATIS-1000013.2007); plus Supplement A Data Buffering (Short Term Storage) in an IAS LAES Environment; (ATIS-1000021) Wireline Service Provider Job Aid for VoIP and IAS LAES Standards; (ATIS 1000022) Implementation Guidelines for ATIS-1000013.2007, LAES for IAS; ATIS-100003 LAES Addendum 3 – Support for BSID or Subnet; (J-STD-025-B-3); Joint with TIA Byte Count Reporting in an Internet Access and Services LAES Environment; (ATIS- 1000052) Support for LAES of Advanced VoP Conferencing (ATIS-1000042) ATIS Document Center: https://www.atis.org/docstore/default.aspxhttps://www.atis.org/docstore/default.aspx 14

15. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea ATIS LI/LAES Standards WTSC LAES; (J-STD-025-A-2003); Joint with TIA LAES; (J-STD-025-B-2006); Joint with TIA LAES Addendum 1 - Addition of Mobile Equipment Identifier (MEID); (J-STD-025-B- 1); Joint with TIA LAES - Addendum 2 - Support for Carrier Identity; (J-STD-025-B-2); Joint with TIA UMTS Handover Interface for Lawful Interception; (ATIS-0700724.2004(R2009)) LAES for 3GPP IMS-based VoIP and other Multimedia Services; (ATIS-0700005) Supplement A to ATIS-0700005 (LAES for 3GPP IMS-based VoIP and other Multimedia Services) Canadian-specific Location Reporting Requirements for LAES; (ATIS-0700009) ATIS Document Center: https://www.atis.org/docstore/default.aspxhttps://www.atis.org/docstore/default.aspx 15

16. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea PTSC LAES Issues (Work Items) PTSC Issue S0086: New Version of LAES for VoIP (Current Schedule: publication by 4Q2013) PTSC Issue S0103: Technical Study of Lawful Interception Implications on Cloud Services (Current Schedule: publication by 1Q2014) PTSC Issue S0104: Version 2 of ATIS-1000013 (IAS) (Current Schedule: publication by 2Q2014) PTSC Issues page: http://www.atis.org/0191/issues.asp http://www.atis.org/0191/issues.asp 16

17. GSC17-PLEN-58 Standards for Shared ICT GSC-17, Jeju / Korea WTSC LI Issues (Work Items) WTSC Issue P0009: IMS Based POC (Push-to-talk Over Cellular) LAES Capabilities (Current schedule: publication by 2Q2013) WTSC Issue P0022: North American changes to 3GPP Lawfully Authorized Electronic Surveillance Standards (Current Schedule: Publication by 4Q2013) WTSC Issue P0036: Communication Content Interception in an IMS-Based VoIP Call (Current Schedule: Publication by 4Q2014) WTSC Issues page: http://www.atis.org/0160/issues.asp http://www.atis.org/0160/issues.asp 17