1. Overview and Organization

2.  Overview of Federal Program Monitoring Background Preparing for FPM During FPM

3. USDE Monitors California (US Department of Education) OIG Investigates Waste, Mismanagement or Wrongdoing (Office of the Inspector General) Simpson & Simpson Single Audit Required for Federal Funds CDE FPM Process (California Department of Education ) Who is responsible for compliance? Why?

4. 4 Background: Purpose: The purpose of the review is to ensure that schools are spending the funding as required by law. FPM

5. 1. Adult Education and Family Literacy Act 2. Before and After School Programs Office (BASP) (NCLB Title IV, Part B [21stCCLC]; [ASSETs]; & [ASES]) 3. Career Technical Education (CTE) 4. Child Development (CD) 5. Compensatory Education (CE) (NCLB Title I, Pt. A) 6. Education Equity (EE) 7. English Learner (EL) (including NCLB Title III) 8. Fiscal Monitoring (FM) 9. Homeless Education (HE) (NCLB Title X, Pt. C) 10. Improving Teacher Quality (ITQ) (NCLB Title II, Pt.A) 11. Migrant Education (ME) (NCLB Title I, Pt. C) 12. Neglected or Delinquent (NorD) (NCLB Title I, Pt. D) 13. Physical Education (PE) 14. Uniform Complaint Procedures (UCP) 5

6.  Academic Achievement  Compliance History  Program Size  Fiscal Analysis  Random Selection 6

7. Program Instruments  Contain the legal requirements pertaining to a specific program  Used to determine whether a LEA is meeting legal requirements 7

8. Preparing for 2016-17 FPM Review  CE 1: LEA Parent Involvement Policy  CE 2: School Parent Involvement Policy  CE 7: School Site Council Composition  CE 8: SSC Approves SPSA  CE 9: Parent Communication  CE 18: Supplement not Supplant  CE 19: Time Accounting  CE 20: Equipment Inventory  CE 25: Posting of SARC  CE 27: SPSA Evaluation  CE 28: Highly Qualified Teachers  CE 29: Paraprofessionals Meet Qualifications  CE 30: Professional Development  8 others reviewed at the central level, 2 not applicable in LAUSD, and 10 Waived by the CORE Waiver

9. CE Item Describes the evidence you will need to provide for each CE Item. Organization: Folders in both electronic and hard copy format

10. Create a main Compensatory Education folder on your desktop, my documents, or other accessible location. Within the folder, label a folder for each program item number.

12.  May/June 2016- Names of schools released and Central Office will notify programs, local districts, and school sites through an interoffice correspondence  August 1, 2016- FPM Informational Meeting for Program Administrators  September 29, 2016- FPM Informational Meeting for School Teams and Directors  November & December 2016- Mock reviews  December 2016- Document collection for SY 2016-17  February 6-24, 2017- FPM Review  Feb. 6- Entrance Meeting at Beaudry  Feb. 7- School Visits Begin

13.  LD Title I Coordinators will help you review POs, P-Card Transactions, Invoices, Plan Pages, Equipment Inventory and Time Reporting Documentation).  Site Entrance Meeting (LAUSD Team meets with the principal and selected staff)  Introductions  Brief School Comments (PowerPoint)  Schedule and Logistics  Interviews of Program Staff  Interview School Site Council and English Learner Advisory Committee Members  Observation of Instructional Setting  Review Student Confidential Records  Debriefing

16. Comments from School  Vision Statement  Three Small Learning Communities  Career and Technical Education Funded by Perkins  School Leadership Team  Program Identification and Demographics  State Assessment Data and A-G College Readiness  Strengths and Challenges  Attributes of SLCs  Categorically Funded Personnel  EL Program and Title III  School Measurable Objectives, Addressing School-Wide Student Needs and Intervention  Parent Involvement  Uniform Complaint Procedures  Student Activities  Final Thoughts

17.  What kinds of professional development activities have you attended this year? How were the topics selected?  What research supports the strategies used to improve student achievement?  How are students referred to you for services?  How do you know if students are improving?  Tell us about this council/committee? How often do you meet? How did you become a member? What kinds of items are covered on your agendas? What kind of training have you had to enable you to understand your role and be successful in carrying out your responsibilities?  How have you been involved in the development and revision of the school plan? How have you been involved in making decisions regarding use of the school's categorical budget?

18.  Mathematics  Language Arts  ELD  Computer Lab  Parent Center

19. In anticipation of FPM, FSEP has begun reviewing non-salary expenditures when paid for in the following three forms: Imprest Review- REF-1706.4 P-Card/Review- BUL-6518 Purchase Orders Review- Procurement Manual

20. The following are the only allowable Title I expenditures when using a school’s Imprest account: Admissions to approved educational activities -Ref-2111.0 and Ref-2191.4 Conference Registration Fees to Title I-allowed conferences – BUL-5525.1 Allowable parent training and parent travel expenses Contract Bus Services -Bul-1521.1 Supplemental Instructional Materials- http://achieve.lausd.net/Page/8647

21. The only P-Card expenditures that can be reconciled with Title I funds are: Admission Fees (preapproval required) Conference Registration Fees Supplementary Instructional Materials for items described in the Program and Budget Handbook. Other charges to the school’s P-card, even if they are allowed by Title I and in the SPSA, could be subject to payback.

22. Purchase Orders, payable through Title I, may be used to pay for the following; Curricular Trips Staff Conference Attendance Software License Maintenance Professional Service Contracts Supplemental Instructional Materials (SIM)

23. The page from the SPSA and A & Js or SPSA Update that specifically describes the item(s) purchased.

26. Based on our reviews we have found the following; SIM, available through the School’s Warehouse, is not being purchased through the Warehouse Items being charged to the wrong line (ex. SLM instead of SIM) Expenditures not in compliance with Title I regulations (ex. non-curricular trips, general supplies, toner) Expenditures purchased last year were not reconciled by the end of the school year.

27.  If a school is found to be out of compliance, they will have to repay the amount of the expenditure out of their General Funds (ex. 10183, 13027)

28. Imprest claims are reviewed as soon as they are received by our office. P-Card and Purchase Orders are reviewed three times a year (fall, winter and spring)

30. Temo Arroyo- 818.654.3651 Gerardo Cervantes- 818.654.3662