1. Current Trends in Library Resource Management and Discovery Marshall Breeding Independent Consultant, Author, and Founder and Publisher, Library Technology Guides http://librarytechnology.org/ http://twitter.com/mbreeding 22 October 2015 Supporting the needs of Transforming Libraries New Mexico Library Association 2015

2. Description  The success of libraries depends to a large extent on the technology tools that they have in place. Marshall Breeding will highlight today's major trends and explore how librarians and information professionals should respond in order to maximize the potential of new developments

3. Library Technology Guides www.librarytechnology.org

4. Library and Tech Trends

5. Fundamental trends in Academic Libraries  Increased diversity and complexity of collections:  Electronic, Digital, Print  Collection budgets skewed toward subscriptions to electronic content resources (~70-95%)  Personnel resources disproportionately allocated to supporting print  Demand for strong integration with campus infrastructure (Authentication, Financial, Student, VLE)  Involvement with Research Data  Emphasis on role in student learning performance  Increase impact and lower costs through collaboration

6. Academic Tech Trends  Comprehensive Resource Management  Library Services Platforms  Article-level index-based discovery  Discoverability beyond library-provided interfaces  Open Linked Data; Schema.org, BIBFRAME,  API ecosystem  Declining, but targeted investments in RFID

7. Academic libraries in New Mexico

8. Public Library Trends  Print collections remain strong  Circ transactions many multiples higher than academics  Collection Budgets skewed toward print  E-book lending a routine service  Minority component of collection budget  Deep satisfaction with pricing and business models offered by publishers

9. Public Tech Trends  Model of the Library Management system persists  Gradual evolution toward Web-based interfaces  No current offerings based on true multi-tenant platforms  Programs and services designed to strengthen patron engagement  Hosted: Managed services  RFID-based self-service routine for mid-sized to large public libraries (uneven by international region)

10. E-book lending  High demand for integration technologies  E-book lending fully blended within the library’s own online catalog or discovery interface  Simple selection, download, and reading of e- books  Librarians demand fair pricing models  Publishers continue to fear impact on sales  Impose policies that create more friction

11. Public Libraries in New Mexico

13. Public Libraries in New Mexico (facilities)

14. School Library Trends  Mostly automated at the district level  Requirements for age and reading level classifications  Metrics or analytics tied to student, teacher, and school performance  Typically small collections  Many partnerships with public library systems

15. School Library Tech Trends  ILS for basic circulation  Tailored for K-12  Integration with district systems  Student records  Optional textbook management  Reading programs  E-book packages

16. Needs of Small libraries  Small collections – tiny budgets  Require less complex systems  Ambition to offer high levels of service with limited resources  Often find themselves with unsustainable technology  Need to have technology services that scale down to their budget levels

17. Functionality Trends

18. Legacy: Fragmented Environment  Integrated Library System for management of (mostly) print  Duplicative financial systems between library and university  Electronic Resource Management  E-Resource knowledge base and Link Resolver  A-Z e-journal lists and other finding aids  Interlibrary loan (borrowing and lending)  Digital Collections Management platforms (CONTENTdm, DigiTool, etc.)  Separate systems for archival materials and special collections  Discovery-layer services for broader access to library collections  No effective integration services / interoperability among disconnected systems, non-aligned metadata schemes

19. Cycles of fragmentation > unification  Early Phase: Modular automation  Integrated Library Systems  Proliferation of systems to manage electronic resources and digital collections  Current unification phase: library services platforms bring together print and electronic resource management  Next phase? Bring archival and digital assets under common management platform

20. Library Services Platform  Library-specific software. Technical infrastructure to help libraries automate their internal operations, manage collections, fulfillment requests, and deliver services  Services  Services-oriented architecture  Exposes Web services and other API’s  Facilitates the services libraries offer to their users  Platform  General infrastructure for library automation  Consistent with the concept of Platform as a Service  Library programmers address the APIs of the platform to extend functionality, create connections with other systems, dynamically interact with data

21. Library Services Platforms – Functional  Manages electronic and print formats of materials  Replaces multiple incumbent products  Extensive Metadata Management  Multiple procurement workflows  Knowledgebases  Built-in collection analytics  Decision support for collection development

22. Library Services Platforms – Technical  Beyond Client/Server Computing  Multi-tenant platforms  Web-based interfaces  Services-oriented architecture  Exposes APIs for extensibility and interoperability  Interoperable

23. Consolidated index Unified Presentation Layer Search: Digital Coll ProQuest EBSCO … JSTOR Other Resources New Library Management Model ` API Layer Library Services Platform Learning Management Enterprise Resource Planning Stock Management Self-Check / Automated Return Authentication Service Smart Cad / Payment systems Discovery Service

24. Library Services Platform Installations Production installations as of December 2014 ProductInstallations 2014 Sales Sierra495123 Alma40643 WorldShare Management Services30379 Kuali OLE210 Intota021

25. Web-scale Index-based Discovery Search: Digital Collections Web Site Content Institutional Repositories … E-Journals Reference Sources Search Results Pre-built harvesting and indexing Consolidated Index ILS Data Aggregated Content packages (2009- present) Usage- generated Data Customer Profile

26. Discovery Service Statistics Discovery Product20102011201220132014Installed EBSCO Discovery Service 17742634 8246 Primo506111101 9888 1529 Encore5672 36 Summon164214158 195 697 WorldCat Discovery2085

27. Resource Management Models Category Integrated Library System Progressive integrated library System Library Services Platform Resources managedPhysicalPrint, electronicElectronic, Physical Technology platformServer-based Multi-tenant SaaS KnowledgebasesNone e-holdings, bibliographic Patron interfacesBrowser-based Staff interfaces Graphical Desktop (Java Swing, Windows, Mac OS) Browser-based Procurement modelsPurchasePurchase, licenselicense Hosting optionLocal install, ASP Saas Only Interoperability Batch transfer, proprietary API Batch transfer, RESTful APIs, APIs (mostly RESTful) Products SirsiDynix Symphony, Millennium, Polaris Sierra, SirsiDynix Symphony/BLUEcloud, Polaris, Apollo WorldShare Management Services, Alma, ProQuest Intota, Sierra, Kuali OLE Development strategyBrownfield Greenfield (mixed)

28. Development Timeline for Library Services Platforms

29. Changing models of Resource Sharing

30. Bibliographic Database Library System Branch 1 Branch 2 Branch 3 Branch 4 Branch 5 Branch 6 Branch 7 Branch 8 Holdings Main Facility Search: Integrated Library System Patrons use Circulation features to request items from other branches Floating Collections may reduce workload for Inter-branch transfers Model: Multi-branch Independent Library System

31. Bibliographic Database Library System A Branch 1 Branch 2 Branch 3 Branch 4 Branch 5 Branch 6 Branch 7 Branch 8 Holdings Main Facility Bibliographic Database Library System B Branch 1 Branch 2 Branch 3 Branch 4 Branch 5 Branch 6 Branch 7 Branch 8 Holdings Main Facility Bibliographic Database Library System C Branch 1 Branch 2 Branch 3 Branch 4 Branch 5 Branch 6 Branch 7 Branch 8 Holdings Main Facility Bibliographic Database Library System D Branch 1 Branch 2 Branch 3 Branch 4 Branch 5 Branch 6 Branch 7 Branch 8 Holdings Main Facility Bibliographic Database Library System F Branch 1 Branch 2 Branch 3 Branch 4 Branch 5 Branch 6 Branch 7 Branch 8 Holdings Main Facility Bibliographic Database Library System E Branch 1 Branch 2 Branch 3 Branch 4 Branch 5 Branch 6 Branch 7 Branch 8 Holdings Main Facility Resource Sharing Application Bibliographic Database Discovery and Request Management Routines Staff Fulfillment Tools Inter-System Communications NCIP SIP ISO ILL Z39.50 NCIP Search: Consortial Resource Sharing System

32. Bibliographic Database Shared Consortia System Library 2 Library 3 Library 4 Library 5 Library 7 Library 8 Library 9 Library 10 Holdings Library 1Library 6 Shared Consortial ILS Search: Model: Multiple independent libraries in a Consortium Share an ILS ILS configured To support Direct consortial Borrowing through Circulation Module

33. Benefits of shared infrastructure  Increased cooperation and resource sharing  Collaborative collection management  Lower costs per institution  Greater universe of content readily available to patrons  Avoid add-on components for union catalog and resource requests and routing

34. Shared infrastructure Projects  Orbis Cascade  WHELF  South Australia  Ireland Public Libraries  JULAC  LIBROS  California State University  University System of Georgia  Complete Florida Plus Program  University of Wisconsin system

35. Business and Industry Trends

36. Library Technology Industry Reports  2014: Strategic Competition and Cooperation  2015: Operationalizing Innovation  2013: Rush to Innovate  2012: Agents of Change  2011: New Frontier  2010: New Models, Core Systems  2009: Investing in the Future  2008: Opportunity out of turmoil  2007: An industry redefined  2006: Reshuffling the deck  2005: Gradual evolution  2004: Migration down, innovation up  2003: The competition heats up  2002: Capturing the migrating customer American LibrariesLibrary Journal

37. Library Systems Report 2015 “Operationalizing innovation” http://americanlibrariesmagazine.org/2015/05/01/library-systems-report/

38. Industry Revenues  $1.8 billion global industry  $ 805 million from companies involved in the US  $495 million from US Libraries

39. Business Climate  Generally growing and profitable  Able to attract interest of large risk-adverse investors  Long-term prospects matter more than short-term profitability  Ex Libris speculated to have lower profitability due to higher R&D costs, but deemed a good long-term investment

40. Ownership models  Private Equity  Innovative (HCCG, JMI)  SirsiDynix (ICV)  Family owned  Follett  EBSCO  ProQuest (Snyder / Goldman Sachs) Ex Libris – A ProQuest Company  Membership owned  OCLC

41. Increased vertical integration Companies offer ever more broad scope of products and services Trend:

42. Overlap between Content and Technology  Content companies ever more deeply extended into resource management and discovery technologies  Technology companies involved in content creation and integration  E-resource Knowledgebases (Journal level)  Discovery indexes (Article level)  Content companies well positioned to create knowledge bases and indexes

43. Mergers and Acquisitions http://librarytechnology.org/mergers

44. Personnel Resources 2014

45. Innovative Interfaces, Inc.  Transition from founder to Investor ownership  Global expansion  Acquisition of Polaris  Acquisition of VTLS  Evolutionary development model

46. SirsiDynix  Product of decades of consolation of directly competing ILS Companies:  Sirsi > Dynix > DRA > Inlex > MultiLIS > NOTIS > Ameritech > epixtech > DataPhase  Transition of ownership: Vista Equity Partners > ICV  Hybrid development: Legacy + BLUEcloud

47. Bibliotheca acquires 3M Library Services  Intellident (UK)  Bibliotheca RFID (Europe)  ITG (US)  Aturis Group (Belgium, Netherlands, Germany)  MultiSystems (partnership in Brazil)  3M Library Services

48. Bibliotheca e-book strategy  Continue and rebrand 3M Cloud Library  Fold nascent opus into Cloud Library  Expand from US to International  Overdrive still dominant provider of library e-books

49. Acquisition of Ex Libris by ProQuest  Still primarily a content company  Full arsenal of resource management products (“workflow solutions”)  Alma  Intota Analytics  360 Suite (core, Link)  Discovery Services  Primo  Summon

50. ProQuest  Database creation and aggregation  ProQuest Platform  Print acquisition pipeline: Couts, MyiLibrary  Academic E-books: ebrary + EBL = Ebook Central  Discovery Technology: Summon  Resource management  360 Resource Manager  360 Link  Intota (Print + electronic)

51. EBSCO Information Services  Subject Indexing: EBSCO databases  Content aggregation: EBSCOhost platform  Discovery Technology: EBSCO Discovery Service  Print acquisition pipeline: YBP, GOBI3  Serials Acquisition pipeline EBSCO Subscription Services  E-books (academic)  Resource management / workflow strategy Integrate with all Library Management Systems

52. Questions and discussion