1. Robert Bremer bremerr@oclc.org December 2009 Provider-Neutral E-Monographs

2. Terminology E-monographs = Online monographic resources = Remote access monographic computer files: Resources containing text, sound, images, etc., found online which are not continuing resources, i.e., not serials and not integrating resources Providers = Aggregators: Entities responsible for making resources available online

3. Terminology Provider-neutral records = Aggregator-neutral records: Bibliographic records which emphasize recording information applicable to all equivalent manifestations or instances of a work with the same content found online; information specific to any one provider is generally omitted

4. Scope New provider-neutral cataloging policy changes the cataloging of online monographic resources resulting in fewer bibliographic records Those bibliographic records will omit details previously recorded in records for online resources No change to cataloging offline monographic resources such as CD-ROMs

5. Scope No change to the “single-record” option where some details concerning an online version can be added to its corresponding print version record New policy parallels the development and use of the aggregator/provider-neutral method in cataloging online serials and online integrating resources

6. New Cataloging Practice Create only one record to represent equivalent manifestations of a work found online That one record will represent all existing and future instances of the particular online monographic resource Use the provider-neutral policy even when there is only one instance of the work online Provider-neutral records are intended to be base records in the shared cataloging environment to which libraries can add information locally as needed

7. New Cataloging Practice Different online publishers, distributors, providers, digitizers, etc., do not matter Different file formats do not matter Different access restrictions do not matter Different URLs do not matter When the content is the same it’s all represented by one record

8. New Cataloging Practice Omit provider-specific information from the record representing an online monographic resource: No notes regarding providers and their named collections or series No added entries for providers and their named collections or series No notes regarding file formats No notes regarding access restrictions

9. New Cataloging Practice LCRI 1.11A for reproductions no longer applies: No need to determine whether the print and online versions were simultaneously issued or whether one preceded the other No need for reproduction notes Body of the description (fields 245-490) should describe the online version

10. Exceptions DLF Registry of Digital Masters and other institution- specific digitization projects will continue to add the following notes to provider-neutral records with their MARC institution symbol in $5: Access restrictions notes (field 506) Reproduction notes (field 533) System requirements notes (field 538) Action notes (field 583)

11. Exceptions DLF Registry of Digital Masters and other institution- specific digitization projects will also continue to make 7xx and 8xx added entries specific to their digitization projects in provider-neutral records with their MARC institution symbol in $5

12. MARC Fields to Leave Out Field 256 – Computer file characters Field 500/550 – Issued by ; Issued as part of Field 506 – Access restrictions (except DLF) Field 516 – Type of computer file (unless the file has unusual properties) Field 530 – Additional physical form (prefer use $i in 776 instead)

13. MARC Fields to Leave Out Field 533 – Reproduction note (except DLF) Field 534 – Original version note Field 538 – System requirements (except DLF) Field 540 – Terms of use Field 583 – Action note (except DLF) Field 773 – Host item entry Fields 700-730 and 800-830 – For provider-specific added entries (except DLF)

14. MARC Field Information Field 006 – Computer file 006 (first position coded m) Field 007 – $a c $b r Field 008 – Fixed-field “Form” coded s Field 010 – LCCN of the print version belongs in 776 $w not 010 $a or $z Field 020 – e-ISBN in 020 $a only, other ISBNs in 020 $z, the print version ISBN should be copied to 776 $z

15. MARC Field Information Field 040 – Update $a and $c to your symbol when creating a new record Fields 050, 060 – 1 st indicator should be coded blank Fields 050, 060, 082, etc. – 2 nd indicator should be coded 4 Field 245 – $h [electronic resource] Field 246 – $i Available from some providers with title: $a …

16. MARC Field Information Field 250 – Ignore edition statements that are provider-specific Field 260 – Record the first named place, publisher, and date applicable to all instances of the online resource Field 300 – Use “1 online resource” followed by paging in parentheses in $a; retain illustration details in $b; omit size in $c

17. MARC Field Information Field 490 – Record series statements which are not provider-specific; record the ISSN for the electronic version instead the ISSN for the print version if both are available; otherwise, record the ISSN that appears in the item or the record being cloned

18. MARC Field Information Field 500 – Use “Description based on print version record” if cloned off the corresponding record for the print version, otherwise record the source of title per AACR2 chapter 9, but include an indication of which provider’s instance of the resource was used, for example: 500 Title from title page (NetLibrary, viewed Feb. 27, 2010).

19. MARC Field Information Field 776 – Do not use “$c Original” in 776; give the full citation and prefer use of the $i caption instead of a 530 note to indicate the availability of other formats, for example: 776 08 $i Print version: $a Chadwick, Peter K. (Peter Kenneth), 1946- $t Borderline. $d London ; New York : Routledge, 1992 $z 0415071518 $w (DLC) 91023890 $w (OCoLC)24009558

20. MARC Field Information Fields 800-830 – Use the series heading corresponding to the print version for a series that exists in print as well as online; in other words, do not supply a qualifier such as (Online) to differentiate the online version of a series from its print counterpart

21. MARC Field Information Field 856 – Don’t use $z for institution-specific information notes, e.g., “Click here” Field 856 - $3 may optionally be used to specify the name of the provider or collection; prefer to use it only when the domain name in the URI is not specific; in some cases OCLC will use it even when the domain name is clear—please do not remove it in those cases

22. Digitized Manuscript Material AACR2 rule 9.4B2 – Consider all remote access electronic resources to be published. Type code a should be used in place of code t Field 006 – Add 006 with the first position coded t Field 260 – Code as [S.l. : $b s.n. … if no other publisher information is available

23. Current Limitation Aside from online serials and online integrating resources, apply the provider-neutral technique to textual online monographs only within WorldCat. Additional guidelines will eventually be developed for online cartographic materials, scores, sound recordings, visual materials, etc.

24. Database Conversion WorldCat bibliographic records for online monographic resources will need to be made “neutral” via macros set-by-set, e.g., NetLibrary, ebrary, MyiLibrary, etc., beginning in January 2010 Duplicate Detection and Resolution (DDR) software will subsequently identify and merge most of the duplicate records which result

25. Conversion Issues No automated conversion will ever be complete Need to identify and convert records received via batchload; all incoming records may not be caught and completely converted You may convert master records where possible as needed for your cataloging You may also report duplicate records, especially those with differences that make them unlikely to be merged automatically

26. Example – Old Practice Under LCRI 1.11A 001 56416109 005 20090414230755.9 008 040903s2003 enka sb 001 0 eng d 006 m d 007 c ǂ b r ǂ d c ǂ e n ǂ f u ǂ h u ǂ i n ǂ j u ǂ k u ǂ l u 040 N$T ǂ c N$T ǂ d OCLCQ ǂ d YDXCP 020 0511042566 (electronic bk.) 020 9780511042560 (electronic bk.) 043 e-dk--- 050 14 HV7023.5 ǂ b.K966 2003eb 082 04 364.9489 ǂ 2 22

27. Example – Old Practice Under LCRI 1.11A 049 OCLC 100 1 Kyvsgaard, Britta. 245 14 The criminal career ǂ h [electronic resource] : ǂ b the Danish longitudinal study / ǂ c Britta Kyvsgaard. 260 Cambridge, UK ; ǂ a New York : ǂ b Cambridge University Press, ǂ c 2003. 300 xxi, 277 p. : ǂ b ill. ; ǂ c 24 cm. 490 1 Cambridge studies in criminology 504 Includes bibliographical references (p. 255-272) and index. 533 Electronic reproduction. ǂ b Boulder, Colo. : ǂ c NetLibrary, ǂ d 2004. ǂ n Available via World Wide Web. ǂ n Access may be limited to NetLibrary affiliated libraries.

28. Example – Old Practice Under LCRI 1.11A 650 0 Crime ǂ z Denmark ǂ v Longitudinal studies. 650 0 Criminals ǂ z Denmark ǂ v Longitudinal studies. 655 7 Electronic books. ǂ 2 local 710 2 NetLibrary, Inc. 776 1 ǂ c Original ǂ z 0521815150 ǂ w (DLC) 2002016555 ǂ w (OCoLC)48803023 830 0 Cambridge studies in criminology (Cambridge University Press) 856 4 ǂ 3 Bibliographic record display ǂ u http://www.netLibrary.com/urlapi.asp?action=summary&v=1&bookid =112675 ǂ z An electronic book accessible through the World Wide Web; click for information

29. Example – New Practice – Cloning Technique 001 NEW 008 091210s2003 enka sb 001 0 eng d 006 m d 007 c ǂ b r 040 OCLCQ ǂ c OCLCQ 020 0511042566 (electronic bk.) 020 9780511042560 (electronic bk.) 020 ǂ z 0521815150 (hc.) 020 ǂ z 9780521815154 (hc.) 043 e-dk---

30. Example – New Practice – Cloning Technique 050 4 HV7023.5 ǂ b.K966 2003eb 082 04 364.9489 ǂ 2 22 049 OCLC 100 1 Kyvsgaard, Britta. 245 14 The criminal career ǂ h [electronic resource] : ǂ b the Danish longitudinal study / ǂ c Britta Kyvsgaard. 260 Cambridge, UK ; ǂ a New York : ǂ b Cambridge University Press, ǂ c 2003. 300 1 online resource (xxi, 277 p.) : ǂ b ill. 490 1 Cambridge studies in criminology 504 Includes bibliographical references (p. 255-272) and index.

31. Example – New Practice – Cloning Technique 500 Description based on print version record. 650 0 Crime ǂ z Denmark ǂ v Longitudinal studies. 650 0 Criminals ǂ z Denmark ǂ v Longitudinal studies. 655 7 Electronic books. ǂ 2 local 776 08 ǂ i Print version: ǂ a Kyvsgaard, Britta. ǂ t Criminal career. ǂ d Cambridge, UK ; New York : Cambridge University Press, 2003 ǂ z 0521815150 ǂ w (DLC) 2002016555 ǂ w (OCoLC)48803023 830 0 Cambridge studies in criminology (Cambridge University Press) 856 40 ǂ 3 NetLibrary ǂ u http://www.netlibrary.com/urlapi.asp?action=summary&v=1&bookid =112675

32. For More Information Provider-Neutral E-Monograph Record Task Group Report (July 30, 2009): http://www.loc.gov/catdir/pcc/bibco/PN-Final-Report.pdf Provider-Neutral E-Monograph MARC Record Guide (2009): http://www.loc.gov/catdir/pcc/bibco/PN-Guide.pdf

33. Questions ???