Avoiding Fraud FINRA Investor Education and FINRA Investor Education Foundation AFCPE Military Pre-Conference – November 19, 2008.

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Presentation transcript:

Avoiding Fraud FINRA Investor Education and FINRA Investor Education Foundation AFCPE Military Pre-Conference – November 19, 2008

Copyright 2008 FINRA Our Commitment: Putting Investors First  Investor Information on the Web –Investor Alerts –Smart Investing Series –Interactive Investor Tools –Podcasts  E-Newsletter  Content Syndication  Special Programs “We believe that the most potent form of investor protection is investor education.” Mary Schapiro, FINRA CEO & Foundation Chair

Copyright 2008 FINRA

Copyright 2008 FINRA 3 Check Background: FINRA BrokerCheck

Copyright 2008 FINRA 4 View Report

Copyright 2008 FINRA Military Forums: At-a-Glance Three 45 minute topics:  Predatory Lending  Mutual Funds & 529s  Saving for Retirement Audience = officers, enlisted, spouses SaveAndInvest.org/Military

Copyright 2008 FINRA 6 BrightScore: Online Credit Management Tool Over 42,500 military users 90 days of online access Participants with scores below 620 can use tool again after 90 days Toll-free access to talk with LIVE Certified Credit Counselors Partnership with InCharge Foundation

Copyright 2008 FINRA 7 Early Retirement Scams: Workplace Outreach Two Resources:  Employers  Employees Distribution to Human Resource Professionals  International Foundation of Employee Benefit Plans  Society of Human Resources Managers  Center for American Nurses

Copyright 2008 FINRA 8 Contact Information Gerri Walsh Vice President, FINRA (202) Frank Dong Associate Director FINRA Investor Education Foundation (202)