Unitized Managed Portfolios unitZXchange™ brings you.

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Presentation transcript:

Unitized Managed Portfolios unitZXchange™ brings you

unitZXchange™ Gives plan sponsors the ability to offer customized 401(k) investment options to their employees Employees can invest in top performing managed portfolios as alternatives to mutual funds Ability to have same investment managers for defined benefit and defined contribution 401(k) plans Control expense ratios for investment options to improve long term performance

unitZXchange™ Key system features Ability to create unitized fund to trade in 401(k) plans like a mutual fund, using any investment manager or managed portfolio Ability to combine unitized funds into multiple manager funds or life style funds Secure, internet based system with automated processing and reporting

unitZXchange ™ Trading & Daily Cash Flow Unitized Fund Record Keeping TRADE & CONFIRM Participant FILES Directs Trade Mutual Fund Trading Platform Mutual Fund Plan Investments On Mutual Fund Trading Platform Units Trade Placement Mutual Fund Shares Trade Placement Settlement $ $ Asset Trade Placement Managed Portfolio Liquidity Fund $ Settlement

unitZXchange™ System operation User access Internal user External user Audit user Security procedures Trading platform set up

unitZXchange™ System operation Fund set up Type – company stock, GIC, managed portfolios Parent-child funds – sequential NAV calculations Asset set up Asset types Individual issues – equities or fixed income Managed portfolios

unitZXchange™ System operation Data input FTP files or Manual alternative Notice of file acceptance or rejection Trade entries Unit trades Asset Trades Price files

unitZXchange™ System operation Daily NAV calculation Trade date based processing Automatically when requirements met Automated reports Trade price files Processing completion Settlement and cash flow reports

unitZXchange™ System operation Client Statements NAV Calculation Statement - Automatic or select statement period Internal Reports Variance calculation Proof calculation Price differential reports

unitZXchange, Inc. facilitates internet based unitization and trading of unique assets. These assets can be offered in 401(k), 403(b), non-qualified and other individual account retirement plans. Larry Harris and Richard Deuber have over 15 years combined experience in unitizing assets including company stock, managed portfolios, managed separate accounts and group annuity contracts. unitZXchange’s staff have unitized assets in excess of $850 million with individual accounts ranging from $200 thousand to $100 million. unitZXchange works directly with portfolio managers, trustees, plan sponsors and investment advisors to provide a low cost investment alternative to mutual funds. Larry HarrisRichard Deuber (703) (410) unitZXchange, Inc.

Technology for the customized 401(k) plan