Insert Company Name Here Office of Internal Auditing

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Presentation transcript:

Insert Company Name Here Office of Internal Auditing Audit Entrance Meeting. Insert Company Name Here Office of Internal Auditing (Insert Audit Name) (Insert Date)

Agenda. ► Introductions ► Value Proposition ► Authority & Responsibility ► Collaboration ► Audit Process ► What Can I Expect ► Audit Scope

Audit Team. Name Title Name Title

Value Proposition. Insight Assurance Objectivity Into operations through evaluation/audit of processes and activities. Assurance Reasonable assurance into the adequacy and efficiency of operations. Objectivity Services performed in an objective manner.

Authority. Delegated Authority Responsibility to You The Office of Internal Auditing has unrestricted access to all functions, records, property, and personnel. Utilize property and information for intended purposes. Adequately secure and protect sensitive information.

CONTINUOUS COMMUNICATION Audit Process. Planning Fieldwork Reporting Process Discussions Information Gathering Relationship Building Direct Observation Shadowing Document Review Re performance Develop Draft Collaborative Review Exit Meeting Mgmt Reponses (15 business days) Distribution CONTINUOUS COMMUNICATION

Collaboration. Board Audit Management

What Can I Expect. ► Direct Observation ► Shadowing ► Documentation Request ► System Access Request ► Weekly Status Updates ► Confidentiality ► Honest Objective Assessment

Preliminary Audit Scope. ► testing ► Testing

Questions. ?