Introduction to Systems Auditing What is a Systems Audit? Answers the questions are adequate internal controls in place and are they functioning effectively?

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Presentation transcript:

Introduction to Systems Auditing What is a Systems Audit? Answers the questions are adequate internal controls in place and are they functioning effectively?

Introduction to Systems Auditing What Areas Are In-Scope For Audit Work? Applications Databases Interfaces Operating Systems Networks/Communications Physical Facility Entity Level Controls Others?

Introduction to Systems Auditing Key Traits of a Systems Auditor? Analytical Skills Communications Skills Technical Skills Quick Learner (New technologies, industries, processes) See the Big Picture Creativity

Introduction to Systems Auditing Job Opportunities? Internal Audit (in-sourced or out-sourced) External Audit Support (Big Four) Risk Management Firms (Protiviti) Consulting Firms (Hitachi, Accenture) Independent Contractor Others? Discover Internal Audit Associate

Introduction to Systems Auditing Certifications CISA CISSP CIA Others?

Introduction to Systems Auditing Systems Audit Process Information Gathering (Questionnaire(s)) Audit Plan (Objectives, Scope, Risk, Checklists) Execute Audit (Documentation/Iterate) Audit Findings and Report (Draft and Final) Audit Presentation

Introduction to Systems Auditing Projects 1. Boulder Outlook Hotel (TBD) 2. Boulder Chamber of Commerce (Credit Card Processing 3. KIRA (DOD Compliance) Computers (Financial Reporting, Interface between front and back-end systems) 5. Leeds Technology Services (Disaster Recovery, Backup) 6. Others?