0 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. Paul Preuveneers – Principal Technologist Lee Pollington – Principal Consultant The Only Operational Database Technology for Mission-Critical Big Data Applications

1 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. Agenda Big Data and MarkLogic What is MarkLogic? MarkLogic in Financial Services MarkLogic Integration Points (Connectors / Toolkits)

2 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. Volume Complexity Variability ValueVariety Petabyte / Exabyte Billions of items Social Media Machine data Data processes producing data 10Ks of transactions per second In & out Streams Bulk processing Patterns Inference Unstructured Disparate events Relationships Varied sources Varied data types Changing data types Value from decision support Value from operational efficiencies Velocity

3 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. Agenda Big Data and MarkLogic? What is MarkLogic? MarkLogic in Financial Services MarkLogic Integration Points (Connectors / Toolkits)

4 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. What is MarkLogic Server? Special Purpose DBMS for poly-structured information, with enterprise expectations ACID transactions Backup, Full/Partial Replication, Distributed Txns Search Engine Kernel, with enterprise expectations Full text Faceted navigation, at massive scale Boolean, proximity, stemming, tokenization, decompounding, case, diacritics, language… Application Server HTTP (including RESTful) XCC Java/.NET WebDAV

5 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. What makes MarkLogic DBMS Special? Not Relational (RDBMS) XML The Only Data Model Required Schema Agnostic Text a First-class Citizen among Data Types XQuery/XSLT Optimized Search Engine Algorithms Very Low DBA Overhead (0.5 FTE / 100 hosts) 5-Minute Install 5-Minute Scale-Out Database and Search Engine are the same

6 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. What makes MarkLogic Search Special? Transactional: Enterprise Scale (no index latency) Unicode (Internationalization) Multiple Query Types Analytics: Aggregation, Facets & Ranges, Co-occurrence, Geospatial Text Search: Boolean, Stemming, Word Lexicons, Dictionary & Thesauri Alerting: Profiles, Alerts, Filters, Tipping, Selectors, “Triggers” … Powerful Search Combination (e.g. Text + Analytics + Alerting) Processing Near the Data (fast search, low bandwidth) Database and Search Engine are the same

7 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. 123, 127, 129, 152, 344, , 125, 126, 129, 130, , 126, 130, 142, 143, , 130, 131, 135, 162, , 130, 167, 212, 219, Document References 126, 130, 167, … TermTerm List Range Indexes “accelerating” “creation” “content” “application” “agility” / product: MarkLogic Geospatial Search: Universal Index

8 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. MarkLogic Can Scale Scale Up: Typically 1 TB+ XML per Server Scale Out: Low Hundreds(++) of Servers in a Cluster Commodity Hardware 2-CPU x 6-core/hyperthreaded 32+ GB RAM 3x disk: local mount with failover OS Linux RHEL 5 Solaris 10 Windows 2003/8 (XP/Vista/7 for Dev)

9 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. E Host 1 partition 1 E Host 3 D Host 4 D Host 5 D Host 6 D Host k partition 2 partition 3 partition m E Host 2 partition 4 HA&DR AppServer Data Same Code- base Shared-Nothing Cluster

10 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. Agenda Big Data and MarkLogic What is MarkLogic? MarkLogic in Financial Services MarkLogic Integration Points (Connectors / Toolkits)

11 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. Financial Services Solutions Operational Data Store / Trade Store Highly Transactional ISDA Contract Analysis (Electronic & Paper) Document Analysis (e.g. Sales Process, Financial Directives) Situational Awareness Customer On-Boarding Content Aggregation & Discovery Research / Policy Authoring & Distribution Content Publishing

12 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. Operational Data Store / Trade Store - High Volume Trades (Derivatives, Equities, FX etc.) in siloes - Mostly represented in XML (e.g. FpML, FIXML) - Point-in-time queries (e.g. exposure by counterparty) - Risk Management (understand exposure, auditing) What is it? - High Performance with Native XML compared to RDBMS - We are a transactional DB (ACID + business continuity) - Less hardware required / commodity servers - No shredding of XML (lowers risk of corruption) - Can aggregate over multiple schemas - Easily accommodate new schemas, changes in schema Why are we good at it?

13 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. Operational Data Store / Trade Store Example: JP Morgan Chase ODS Live for 12+ months 2.25 million OTC Derivatives (450+ million documents) Strategic platform mandated for core transaction processing Short-listed for Best Investment Banking Initiative at The Banking Technology Awards 2011 Agile onboarding of new Derivatives products Huge reduction in time to process FO XML messages 20 Sybase systems replaced with 3-Node MarkLogic cluster

14 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. It's a Trade Processing Story Started with Derivatives Natural fit with documents Complex instruments, “low volume” instruments It’s a trade workflow engine Enterprise Service Bus / Component architecture New products Modifications to existing products Securities had a new challenge for us

15 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. ISDA Contract Analysis - Swaps / Derivatives Contracts - Risk Management (understand exposure) - Effect of Change (e.g. credit rating, termination events) What is it? - Contracts are combination data/text - Front-end solutions like Exari use Word for contract authoring but output structured XML - Good query functions for filtering and aggregation of exposure as well as other what-if scenarios Why are we good at it? - If in paper form, OCR and enrichment is required. This is hard, time-consuming and costly (up to $150 per doc for managed service) - Most contracts are in paper form (90+ percent) Where do we need help?

16 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. Document Analysis (e.g. Sales Process, Financial Directives) - Making sense of poly-structured data (avoid BIG fines) - Extracting patterns and trends (e.g. did we say the right thing to our customer at the right time? / PPI mis-selling) - Developing value calculations in hard-to-handle formats (i.e. aggregating and unlocking the calculations in Excel) What is it? - Good conversion tools for PDF, MS Office etc. - Great full-text search to analyse converted documents - Inclusion of external content where applicable (RSS, Social Media, Web Sites) - Group individual Excel spreadsheets for powerful analysis Why are we good at it? - Enrichment often requires substantial domain expertise Where do we need help?

17 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. Situational Awareness - Trading Decision Support - Amalgamation of internal/external poly-structured data - Heavy geospatial element - Analysis across datasets (vessels, pipes, weather, RSS) What is it? - Quick take-up of new sets of data - ML is good at geospatial queries - ML is good at incorporating external data (web, RSS etc.) Why are we good at it?

18 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. Situational Awareness

19 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. Customer On-Boarding - Content Aggregation from multiple CMS - KYC / Holistic view of customer (good communication) - Avoid duplication of effort (faster on-boarding) - Rapid search and retrieval What is it? - Feature-rich, fast search at volume - 30 Digits allows us to extract from multiple CMS - Flexible metadata-handling (dynamic facets) - Able to apply security model from underlying CMS Why are we good at it? - Lots of content is image-based / requires OCR and data enrichment Where do we need help?

20 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. Research / Policy Authoring & Distribution - Template-driven authoring - Ensuring consistency, validation and component re-use - Dynamic Publishing (VISA, Morgan Stanley, Citigroup) What is it? - Easy template creation and maintenance - Great integration with MS Office - Componentisation and versioning easy in ML - Dynamic assembly based on role/geography etc. Why are we good at it?

21 This document is CONFIDENTIAL and its circulation and use are RESTRICTED. © 2012 KPMG LLP, a UK limited liability partnership, is a subsidiary of KPMG Europe LLP and a member firm of the KPMG network of independent member firms affiliated with KPMG International, a Swiss cooperative. All rights reserved. Thank You – Questions?