BRANCH LOGIN TRAINING ON TREASURY REPORTS

1. Delivery Clientwise : This report will provide net buy and sale obligation. To generate Delivery Clientwise Report kindly select following parameters : Exchange Segment Grouping From Code To Code From Date To Date From Sett. Type To Sett. Type From Sett. BSE Capital Market Client ZZZ Current RM TT 1213XXX NSE N 2012XXX

Delivery Clientwise Report

2. Settlement Master : It will provide Trading day + Pay-in/Pay-out day & Segment of respective Settlement for BSE / NSE – CAP/SLB/MFSS, NSEL-SPOT. To generate Settlement Master Report kindly select following parameters : Exchange Segment From Date To-Date From Settl. To-Settl. BSE Capital Market Start Date End Date ZZZ NSE

Settlement Master Report

To generate Client DP-List Report kindly select following parameters : 3. Client DP-List : This report will provide you Demat Account detail of your respective Clients with auto pay-in status (By-Default mark as True & other demat account as multiple demat account) To generate Client DP-List Report kindly select following parameters : From Client To Client From Date To Date ZZZ Current Date

Client DP List Report

To generate Auto Pay-in Report kindly select following parameters : 4. Auto Pay-in List : This report will provide you status of Auto pay in of your client’s who has opted / selected Auto pay-in facility. It will generate with client code, client’s name & client’s Demat Account detail & date of auto pay-in. To generate Auto Pay-in Report kindly select following parameters : Grouping From Code To-Code From Date To-Date Client ZZZ Current Date

Auto Payin List Report

5. OFF Mkt POA Mandate List : To generate OFF Mkt POA Mandate List kindly select following parameters : Grouping From Code To-Code From Date To-Date Client ZZZ Current Date

OFF Mkt POA Mandate List Report

6. Block Code List : This report will provide you status of Auto pay in of your client’s who has opted / selected Auto pay-in facility. It will generate with client code, client’s name & client’s Demat Account detail & date of auto pay-in. To generate Block Code List Report kindly select following parameters : Grouping From Code To-Code From Date To-Date Client ZZZ Current Date

Block Code List Report

7. Payout Detail Settlement Date : This report can be generated on pay out date after 1.00 p.m. for Rolling / Normal Payout and also for Auction Payout. This report will provide you actual status of your purchase delivery received from Exchange pay-out (i.e. Transfer / Pay-out Hold / Inter Settlement / Shortage). To generate Payout Detail Settlement Date Report kindly select following parameters : Exch. Segment Grouping From Code To Code From Date To Date From Sett. To Sett. BSE Capital Market Client ZZZ Settlement Date (Pay-in / Pay-out Date) NSE

Payout Detail Settlement Date Report

7. Payout Detail Settlement Date - Summary : To generate Payout Details Settlement Date Report kindly select following parameters : Exch. Segment Grouping From Code To Code From Date To Date From Sett. To Sett. BSE Capital Market Client ZZZ Settlement Date (Pay-in / Pay-out Date) NSE To view only shortage then click on RIGHT side in summary column

Payout Detail Settlement Date Report - Summary

8. Payin Detail Settlement Date : This report will provide you status of your Sale delivery (i.e. Transfer / Hold Release / Collateral Release / Inter- Settlement / Shortage). To generate Payin Detail Settlement Date Report kindly select following parameters : Exch. Segment Grouping From Code To Code From Date To Date From Sett. To Sett. BSE Capital Market Client ZZZ Settlement Date (Pay-in / Pay-out Date) NSE

Payin Detail Settlement Date Report

8. Payin Detail Settlement Date - Summary : To generate Payin Detail Settlement Date Report kindly select following parameters : Exch. Segment Grouping From Code To Code From Date To Date From Sett. To Sett. BSE Capital Market Client ZZZ Settlement Date (Pay-in / Pay-out Date) NSE To view only shortage then click on RIGHT side in summary column

Payin Detail Settlement Date Report - Summary

9. Hold Client Account : This report will show Due to debit balance & No Client-ID, Shares hold by us in our client’s beneficiary account & after received credit balance shares will be transferred in Client’s account on next day after adjustment of previous day sale. To generate Hold Client Account Report kindly select following parameters : Grouping From Code To-Code From Date To-Date Client ZZZ Current Date

Hold Client Acc Report

10. Hold Detail Client : This report will provide you transaction statement of account hold stock.. To generate Hold Detail Client Report kindly select following parameters : Grouping From Code To-Code From Date To-Date Client ZZZ Start Date End Date

Hold Detail Client Report

11. Client Holdings Gross Value : This report will provide you DP Holding, Shares held in beneficiary account, Collateral Stock with previous day’s closing price valuation. Unsettled buy and Unsettled Sale / Buy position can be viewed on every day morning by selecting previous day date. Early payin done from POA account/Hold release will reflect under the head Stock in Transit. To generate Client Holding Gross Value Report kindly select following parameters : Grouping From Code To-Code From Date To-Date Client ZZZ Current Date

Client Holding Gross Value Report

12. Valuation Clientwise : This report will provide you the holding statement of collateral stocks. This report is applicable for all Exchange & Segment. To generate Valuation Clientwise Report kindly select following parameters : Exchange Segment Grouping From Code To-Code From Date To-Date NSE Derivative Client ZZZ Current

Valuation Clientwise Report

13. Collateral Transaction : This report will provide you the transaction for the collateral stock whether shares are adjusted in against sale or transferred to client’s demat account. This report is applicable for all Exchange & Segment. To generate Collateral Transaction Report kindly select following parameters : Exchange Segment Grouping From Code To-Code From Date To-Date NSE Derivative Client ZZZ Start Date End Date

Collateral Transaction Report

14. Scrip Master : This report will provide you details of any security like Scrip Name, ISIN, Scrip Code/Symbol. To generate Scrip Master Report kindly select following parameters : Exchange Segment Grouping From Scrip Code To Scrip Code BSE Capital Market Client ZZZ NSE

Scrip Master Report

15. Exch Trade Info : This report will provide Client wise / Scrip wise / date wise report. For BSE select Scrip code in Settlement Type column for all scrip from 500000 to 999999 (For Specific scrip select specific scrip code only) & For NSE select Scrip-ID for all scrip from A to ZZZZ (For Specific scrip select specific-id only) E.G. for Reliance Ind select –R to RZZZ) To generate Exch Trade Info Report kindly select following parameters : Exchange Segment Grouping From Code To Code From Date To Date From Sett. To Sett. BSE Capital Market Client ZZZ Start Date End Date 999999 NSE

Exch Trade Info Report

16. Securities Reg : This report will provide you the details about settlement of sale and purchase stock. Security register send to all Clients from HO at end of every quarter as a Client Confirmation. To generate Securities Reg Report kindly select following parameters : Exchange Segment Grouping From Code To Code From Date To Date From Sett. To Sett. BSE Capital Market Client ZZZ Start Date End Date 999999 NSE

Securities Register Report

17. Corporate Actions Master : This report will provide you the Corporate action details of Dividend announced by the Company. To generate Corporate Actions Master Report kindly select following parameters : Exchange Segment Grouping From Code To Code From Date To Date From Sett. To Sett. BSE Capital Market Client ZZZ Start Date End Date NSE

Corporate Action Master Report

Pool Account Details

Approved List available on Website under – Downloads – Treasury Backoffice

Collateral Deposit & withdrawal Format Letter available on Website under – Downloads – Treasury Backoffice

Collateral Deposit & withdrawal Format Letter available on Website under – Downloads – Treasury Backoffice

Collateral Demat account Details

Treasury Contact Person List