1. The following category of RMS Reports are available on Portal I.Client Profile II.VaR Report III.Client wise Holding Report IV.CMS Cheque entry V.Risk Reports - LAS, F&O Shortfall, T6/T7 Ageing and Equity Risk Report Important Risk Reports on Portal

2. I. Client Profile  This Report is available under Reports Section. The path is Reports => Client Profile/Brokerage Status  All core information of a client is available under this report including personal information, brokerage details, real time position details, etc.

3. I. Client Profile

4. II. VaR Report  This Report is available under Reports Section. The path is Reports => VaR Margin Report (Scrip wise)  One will get to know the approved scripts for trading as defined in our VaR Policy as well as respective VaR/Haircut for the same along with the reason for that VaR/Haircut

5. II. VaR Report

6. III. Client wise Holdings  This Report is available under Reports Section. The path is Reports => Client wise Holding  The user will get client wise information of the Holdings which are lying in LKP DP PoA, Pool and Margin A/c as well the before and after haircut values as on previous trading day closing rate. One can view Holdings trading code-wise, back office code-wise or by client name

7. III. Client wise Holdings

8. IV. CMS Cheque Entry  This Report is available under Accounts section. The path is Accounts => CMS => CMS – Cheque Entry Report  This report enables one to key in clients’ cheques which are received at their end. It also provides a historical cheque entry data which can be used for reference purpose. One can avail limits for 2 days basis this cheque entry in Portal

9. IV. CMS Cheque Entry

10. V. Risk Reports  The following Risk Reports are available on Portal:  LAS Risk Report  F&O Margin Shortfall Report  T6/T7 Ageing Report  Equity Risk Report

11. Risk Report => 1) LAS Risk Report  This Report is available under the following path: Reports => LAS => LAS Report  It provides details of single script concentration, LAS shortfall, etc.

12. LAS Risk Report Risk Report => 1) LAS Risk Report

13. F&O Margin Shortfall  This Report is available under the following path: Reports => FO Reports => Margin Shortfall Report  It provides details of client-wise/ date- wise Equity and Currency Derivative Margin Shortfall for a client/ branch. This report also gives a tentative penalty information in case the shortfall is reported to the Exchange Risk Report => 2) F&O Margin Shortfall

14. F&O Margin Shortfall Risk Report => 2) F&O Margin Shortfall

15. F&O Margin Shortfall  This Report is available under the following path: Reports => T6/ T7 Reports  T6/T7 Blocking Report – Provides information whether the client is in T6/T7  T7 Selling Feedback Report – All feedback need to be updated in this Report  T7 Selling Report – Provides data of selling done from RMS for clients where no response is received Risk Report => 3) T6/T7 Ageing Report

16. F&O Margin Shortfall Risk Report => 3) T6/T7 Report

17. F&O Margin Shortfall  This Report is available under the following path: Reports => Risk Report (Client wise) and Risk Report (SB wise)  The Client wise report provides client-wise information of ledger debit, stock details, cover value, etc. for all Non-LAS customers  The SB wise report provides Sub broker level information of deposit, brokerage, uncovered amounts of clients, final sub broker cover after considering all uncovered debits of clients, etc. Risk Report => 4) Equity Risk Report

18. F&O Margin Shortfall Risk Report => 4) Equity Risk Report