1. Helping You Secure Your Financial Future, While You Work to Secure Your Clients Future Lantern Investments, Inc Lantern Advisors, LLC

2. OFFICE LOCATIONS Headquarters 35 Pinelawn Road Suite # 101E Melville, NY 11747 631-454-2000 NEW YORK 150 Broadway Suite # 502 New York, NY 10038 212-233-2000 ILLINOIS 208 South LaSalle Street Chicago, IL 60602 312-7019400 CALIFORNIA 111 Pine Street San Francisco, CA 94111 415-399-0139 NEW YORK 343 Central Avenue Lawrence, NY 11559 631-454-2011 TEXAS 720 North Post Oak Road Houston, TX 77024 713-686-0222 CALIFORNIA 11612 Alderidge Lane San Diego, CA 92131 858-566-8509 MAINE Abenaki Professional Park Wells, ME 0409 FLORIDA Turnberry Plaza Aventura, FL 33180 Your Branch !

3. Can An Investment Firm Be All Things To All Investment Executives? YES! Lantern Independent Channel This platform is for investment executives that want to have their own office and be responsible for their own expenses. You will have access to the same products and services as the traditional branch employees. Lantern Traditional Employee Join one of our Lantern branches and enjoy a high payout along with operations and sales associates to help you manage your practice. As an employee, you will still have the freedom to build your business in the way that is best for you and your clients. A branch office setting will give you the synergy and support of working with other financial professionals.

4. A Boutique Firm Founded by Professionals for Professionals Founded in 1993 with the goal of providing the highest level of service to clients and financial professionals alike. At Lantern we recognize that the financial executive is the cornerstone of the client relationship. Lantern encourages the entrepreneurial spirit across all our platforms, investment executives that join Lantern prosper in our culture; we are uniquely suited to allow maximum flexibility and support individuality among our brokers. BE IN BUSINESS FOR YOURSELF NOT BY YOURSELF

5. Products and Services Lantern, with our clearing partner Ridge offer a superior suite of products and services. Our strong support and capabilities in many areas – from managed money to transactional stocks and bonds, allow our investment professionals to deliver the first class service current Lantern clients have come to expect. The following pages will allow you to explore the depth and quality of products and services we offer to complement your practice. Youll see why Lantern has become the gold standard for the service we provide to our clients. And remember at Lantern there are no product hair-cuts and you will never be penalized on your commission or pay out for doing what is right for your client.

6. A Powerful Desktop Lantern gives you the tools to treat all your clients like high net worth clients. Along with quotes and news, the ProVisor Broker desktop application includes: All Client Data: positions, balances, account value, history, cumulative returns, asset class returns, periodic returns, concentrated positions and much more ProVisor Wealth: allows you to create proposals, build portfolios, and produce reports on demand in a variety of formats by capturing your clients data that is already in the system. You spend less time inputting data and more time selling Research: the Lantern Research Dashboard features a robust array of equity, fixed income, and mutual fund research from top rated independent providers.

7. ProVisor A Desktop That Cuts Through the Clutter View an accounts entire portfolio of holdings with summary and detailed cost basis information and the ability to sort by gains and losses.

8. Research Dashboard On Your Desktop Customizable Interface Research Providers: Best Independent Research Argus Lipper Moodys Features Market Overview Numerous Top 10 Lists Featured Stock Reviews Upcoming Earnings Announcements User Defined Alerts Numerous Market Reports Model Portfolios You will also have access to the Lantern Economic and Financial Digest to send to your clients.

9. Fixed Income The Lantern Fixed Income desk is located in the Broadway office in New York City and staffed by industry veterans; most with over 25 years of trading experience. All Lantern financial executives have access to this desk and have the advantage of speaking directly with our traders. Now more than ever it is important to have direct access to Fixed Income. Your Client Purchases That Bond Because the Bond was Purchased Directly By An Experienced Trader, Your Client Gets a Better Price No Middlemen Means Better Client Value Lantern Fixed Income Desk Buys a Bond You Request

10. Compensation A Very High Payout, With No Compromise On Technology, Products or Service… Lantern is That Firm That Can Be all Things To All Investment Executives ! Lantern Investment Executives enjoy one of the industries higher payouts along with a competitive benefit package. Employee Payouts up to 65% No hair-cuts on Products, (Wirehouse Average is Over 13%) Sales Support Pre Tax Medical Insurance FLEX Medical FLEX Dependent Care Participation in the Lantern Pension Plan, With up to 3% Firm Match After Year One

11. Moving Your Practice To Lantern Investments One Size Does Not Fit All. Lantern shares your objective. We both want your practice to flourish by joining Lantern. Recognizing that no two investment executives are exactly alike, Lantern goes to great lengths to customize our transition packages with a unique combination of bonuses and enhanced payouts. Additionally, we will give you all the hands on help and support you need for a successful transition Our Goal is for you to be talking to your clients not bogged down in administration

12. Take The Next Step Start Taking Home More of What You Earn. Visit our website www.lanterninvestments.comwww.lanterninvestments.com Call Mark Eisenberg, Vice President at 516-374-0002 Email Mark: Mark@lanterninvestments.com