1. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Preservation Metadata: Adapting or Adopting PREMIS for APSR Bronwyn Lee, Gerard Clifton, Somaya Langley Australian Partnership for Sustainable Repositories and National Library of Australia

2. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Outline  APSR  PREMIS Requirements Statement project (PRESTA)  Project products:  List of preservation metadata elements  File formats  Tools for automated metadata collection  Gap reports  Preservation Event use cases  Profile for exchanging metadata

3. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories APSR  Centre of excellence for the management of scholarly assets in digital format  Focus on access continuity and sustainability  Demonstrator repositories  Develop skills and expertise  National outreach and international linkages An Innovative Action Plan for the Future The Systemic Infrastructure Initiative

4. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Outline APSR PRESTA - PREMIS Requirements Statement project Project products: List of preservation metadata elements File formats Tools for automated metadata collection Gap reports Preservation Event use cases Profile for exchanging metadata

5. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Pryor, Geoff, 1944- Army development guide, assessment of land requirements [picture] 1985 http://nla.gov.au/nla.pic-an23338388

6. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories PREMIS Requirements Statement (PRESTA)  One of the APSR projects  Aim:  To specify requirements for the collection of metadata for preservation management purposes and help these be applied to selected repository implementations of APSR partners

7. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories PREMIS Requirements Statement (PRESTA)  Draft work plan late 2005  Analysis Dec 2005 - Jun 2006  National Library of Australia  Selected repositories:  Australian National University (DSpace)  University of Queensland (Fez/Fedora)  Report completed Jul 2006

8. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Project approach  ANU and UQ repositories already established with DSpace and Fedora models  More emphasis on what metadata should be collected than on how it is collected  Identify gaps and recommend enhancements  Preservation event use cases were written as this was a significant gap.

9. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Project approach  "Implements" PREMIS in two ways:  uses the Data Dictionary as a checklist against which repositories can compare their preservation metadata  uses the PREMIS schemas in a profile for exchanging preservation metadata (concrete framework for implementing PREMIS)

10. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Outline APSR PRESTA - PREMIS Requirements Statement project Project products: List of preservation metadata elements File formats Tools for automated metadata collection Gap reports Preservation Event use cases Profile for exchanging metadata

11. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Sawyer, Harry G. (Henry George), 1903- My Watkins Products van, [Boronia, 1940s?] [picture] http://nla.gov.au/nla.pic-an23181953

12. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Project products 1.List of preservation metadata elements 2.Supported file formats 3.Tools for automated metadata collection 4.Gap reports for ANU and UQ (May 2006) 5.Preservation event use cases and requirements (history logging) 6.Profile for exchanging metadata (draft only)

13. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories

14. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Outline APSR PRESTA - PREMIS Requirements Statement project Project products: List of preservation metadata elements File formats Tools for automated metadata collection Gap reports Preservation Event use cases Profile for exchanging metadata

15. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Pryor, Geoff, Pryor's Christmas List [Malcolm Fraser, Bob Hawke, Bill Hayden, Doug Anthony, Joh Bjelke-Petersen, Ted Kennedy, Jimmy Carter, Ayatollah Khomeini, Rupert Murdoch] [picture] 1979 http://nla.gov.au/nla.pic-an22964204

16. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories List of preservation metadata elements  Scenarios - "just in case" metadata?  All the metadata required for long term sustainability and meaningful access  PREMIS Object, Event, Agent  Descriptive metadata (Intellectual Entity)  Structural metadata  Format specific metadata e.g. image, audio  Access rights metadata  Collect as much as possible automatically  Accept that some metadata can't be obtained

17. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories "Mandatory" PREMIS metadata  Checklist of things a repository should know about every archival object  Does not specify how metadata is stored  If not stored explicitly for each object it should be documented explicitly somewhere e.g. in policy or procedures

18. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories "Mandatory" PREMIS metadata  Mandatory in PREMIS for objectCategory "file":  objectIdentifierType, objectIdentifierValue  preservationLevel  objectCategory  compositionLevel  storageMedium

19. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories "Mandatory" PREMIS metadata  Others  messageDigestAlgorithm  messageDigest  size  formatName  originalName

20. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories "Mandatory" PREMIS metadata  Events  ingest  any event which changes an archival object  format validation  Event metadata  eventIdentifierType, eventIdentifierValue  eventType  eventDateTime

21. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories "Mandatory" PREMIS metadata  Agent  If an Event changes an object, record an agent e.g. the software used  Rights  Agreement with depositor - formal agreement or documented standard conditions or policies

22. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Outline APSR PRESTA - PREMIS Requirements Statement project Project products:  List of preservation metadata elements File formats Tools for automated metadata collection Gap reports Preservation Event use cases Profile for exchanging metadata

23. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Sievers, Wolfgang, 1913- Tape file cabinet [at] Remington Rand, South Melbourne, [Victoria], 1968 [picture] http://nla.gov.au/nla.pic-vn3411612

24. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories File formats  Comments on images, audio, video, text, databases, PDF, websites, multimedia, others  Recommended archival formats  Formats in common usage likely to be accepted e.g. digital camera formats  Unsupported formats (should be converted to archival format)

25. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Outline APSR PRESTA - PREMIS Requirements Statement project Project products:  List of preservation metadata elements  File formats Tools for automated metadata collection Gap reports Preservation Event use cases Profile for exchanging metadata

26. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Record, John, fl. 1768-1780. [ Tools and instruments from the Society Islands] [picture] [London : s.n., 1773] http://nla.gov.au/nla.pic-an9184910

27. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Automated tools  Tools for identifying file formats and automatically extracting metadata  JHOVE, DROID, NLNZ Preservation Metadata tool  Evaluation of capabilities  Sample output

28. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Outline APSR PRESTA - PREMIS Requirements Statement project Project products:  List of preservation metadata elements  File formats  Tools for automated metadata collection Gap reports Preservation Event use cases Profile for exchanging metadata

29. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Howard, Bruce, 1936-, Bridging the gap : the Gisborne By-Pass Road under construction 40km north of Melbourne, 1989 [picture], [Melbourne] : Herald and Weekly Times, 1989. http://nla.gov.au/nla.pic-vn3068149

30. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Gap reports for ANU, UQ  Level of support (at May 2006) for core preservation metadata (PREMIS)  Most significant gaps:  recording of preservation events  recording of structural relationships  file format validation (ANU)  checksum generation (UQ)

31. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Outline APSR PRESTA - PREMIS Requirements Statement project Project products:  List of preservation metadata elements  File formats  Tools for automated metadata collection  Gap reports Preservation Event use cases Profile for exchanging metadata

32. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Seselja, Loui, 1948- Scoreboard, equestrian individual three day event jumping, Horsley Park, Sydney 2000 Olympic Games, 22 September 2000 [picture] http://nla.gov.au/nla.pic-an23288590

33. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Preservation Event use cases 1.Performing an action on an object which doesn't change the object e.g. error checking 2.Performing an action on an object which transforms the object into a new object e.g. migration to a newer format (example below) 3.Deleting an object

34. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Preservation Event use cases 4.Updating the content of an object (not preservation but included for clarification) 5.Updating metadata about an object

35. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Event use case example: Performing an action on an object which transforms an object into a new object Base course: A new object is created and the old object is kept. 1.Preservation Monitor or Workflow System alerts the Event Manager that an action to change an object needs to be performed. 2.The Event Manager schedules the event.

36. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Event use case example 3.The Event Manager takes a copy of the object, and modifies it to create a new object. 4.The Event Manager submits the new object to the Repository along with details of the event which created it, including its relationship to the old object. 5.The Repository ingests the new object, records the relationship between the new and old objects, applies version information and assigns a unique identifier to the new object.

37. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Event use case example 6.The Repository stores relevant preservation metadata about the new object. 7.The Repository ensures descriptive, rights and and any other relevant metadata from the old object are associated with the new object. 8.The Repository records details of the event which created the new object and associates the event with the new and old objects.

38. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Event use case example 9.The Repository records the event which ingested the new object. If the ingest event is not stored explicitly the details must be able to be output to conform with the draft APSR METS profile. Alternative course: A new object is created and the old object is not kept.

39. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Outline APSR PRESTA - PREMIS Requirements Statement project Project products:  List of preservation metadata elements  File formats  Tools for automated metadata collection  Gap reports Preservation Event use cases Profile for exchanging metadata

40. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Hurley, Frank, 1885-1962. Eating gum tips, koala profile [picture] : [Taronga Park Zoo, Sydney, New South Wales] [between 1910 and 1962] http://nla.gov.au/nla.pic-an23817478

41. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Profile for exchanging metadata  METS profile  For transferring custody of an object (needs most metadata)  Way of demonstrating compliance with metadata requirements  Illustrates our thinking so far - needs testing and refining  Uses MODS, PREMIS, MIX, other format specific schemas  Consultation with PREMIS, METS groups - we'll follow consensus

42. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Conclusion  14 recommendations  Report published on APSR website - follow the Publications link  http://www.apsr.edu.au/publications/PRESTA/ http://www.apsr.edu.au/publications/PRESTA/

43. www.apsr.edu.au Australian Partnership for Sustainable Repositories www.apsr.edu.au Australian Partnership for Sustainable Repositories Hurley, Frank, 1885-1962. [Sea-going yachts in Constitution Dock at the conclusion of the annual Sydney to Hobart yacht race] [picture] : [Hobart, Tasmania] [between 1910 and 1962] http://nla.gov.au/nla.pic-an23504326