1. Srihari-CSE635-Fall 2002 CSE 635 Multimedia Information Retrieval Chapter 7: Text Preprocessing

2. Srihari-CSE635-Fall 2002 Document Pre-Processing Lexical analysis digits, hypens, punctuation marks e.g. I’ll --> I will Stopword elimination filter out words with low discriminatory value stopword list reduces size of index by 40% or more might miss documents, e.g. “to be or not to be” Stemming connecting, connected, etc. Selection of index terms e.g. select nouns only Thesaurus construction permits query expansion Lexical analysis digits, hypens, punctuation marks e.g. I’ll --> I will Stopword elimination filter out words with low discriminatory value stopword list reduces size of index by 40% or more might miss documents, e.g. “to be or not to be” Stemming connecting, connected, etc. Selection of index terms e.g. select nouns only Thesaurus construction permits query expansion

3. Srihari-CSE635-Fall 2002 Lexical Analysis Converting stream of characters into stream of words/tokens more than just detecting spaces between words Disregard numbers as index terms too vague perform date and number normalization Hyphens consistent policy on removal e.g. B-52 Punctuation marks typically removed sometimes problematic, e.g. variable names myclass.height Orthographic variations typically disregarded Converting stream of characters into stream of words/tokens more than just detecting spaces between words Disregard numbers as index terms too vague perform date and number normalization Hyphens consistent policy on removal e.g. B-52 Punctuation marks typically removed sometimes problematic, e.g. variable names myclass.height Orthographic variations typically disregarded

4. Srihari-CSE635-Fall 2002 OAC Stopword list (~ 275 words) The Complete OAC-Search Stopword List adidhasnobodysomewhereusually aboutdohavenoonesoonvery alldoeshavingnorstillwas almostdoingherenotsuchway alongdonehownothingthanways alreadyduringhowevernowthatwe alsoeachiofthewell althougheitherifoncetheirwent alwaysenoughiionetheirswere ametcinone'sthenwhat amongevenincludingonlytherewhen aneverindeedorthereforewhenever andeveryinsteadotherthesewhere anyeveryoneintootherstheywherever anyoneeverythingisourthingwhether anythingforitoursthingswhich

5. Srihari-CSE635-Fall 2002 Stopword list contd. anywhere from its out this while are further itself over those who as gave just own though whoever at get like perhaps through why away getting likely rather thus will because give may really to with between given maybe same together within beyond giving me shall too without both go might should toward would but going mine simply until yes by gone much since upon yet can good must so us you cannot got neither some use your come great never someone used yours could had no something uses yourself sometimes using

6. Srihari-CSE635-Fall 2002 Stemming Algorithms Designed to standardize morphological variations stem is the portion of a word which is left after the removal of its affixes (prefixes and suffixes) Benefits of stemming supposedly, to increase recall; could lead to lower precision controversy surrounding benefits web search engines do NOT perform stemming 4 types of stemming algorithms affix removal table look-up successor variety (uses knowledge from structural linguistics, more complex) n-grams Porter Stemming algorithm http://snowball.sourceforge.net/porter/stemmer.html Designed to standardize morphological variations stem is the portion of a word which is left after the removal of its affixes (prefixes and suffixes) Benefits of stemming supposedly, to increase recall; could lead to lower precision controversy surrounding benefits web search engines do NOT perform stemming 4 types of stemming algorithms affix removal table look-up successor variety (uses knowledge from structural linguistics, more complex) n-grams Porter Stemming algorithm http://snowball.sourceforge.net/porter/stemmer.html

7. Srihari-CSE635-Fall 2002 Porter Stemmer - 1 A consonant in a word is a letter other than A, E, I, O or U, and other than Y preceded by a consonant. (The fact that the term ‘consonant’ is defined to some extent in terms of itself does not make it ambiguous.) So in TOY the consonants are T and Y, and in SYZYGY they are S, Z and G. If a letter is not a consonant it is a vowel. A consonant will be denoted by c, a vowel by v. A list ccc... of length greater than 0 will be denoted by C, and a list vvv... of length greater than 0 will be denoted by V. Any word, or part of a word, therefore has one of the four forms: CVCV... C CVCV... V VCVC... C VCVC... V These may all be represented by the single form [C]VCVC... [V] where the square brackets denote arbitrary presence of their contents. Using (VC) m to denote VC repeated m times, this may again be written as [C](VC) m [V]. m will be called the measure of any word or word part when represented in this form. The case m = 0 covers the null word. Here are some examples: m=0 TR, EE, TREE, Y, BY. m=1 TROUBLE, OATS, TREES, IVY. m=2 TROUBLES, PRIVATE, OATEN, ORRERY.

8. Srihari-CSE635-Fall 2002 Porter Stemmer - 2 The rules for removing a suffix will be given in the form (condition) S1 -> S2 This means that if a word ends with the suffix S1, and the stem before S1 satisfies the given condition, S1 is replaced by S2. The condition is usually given in terms of m, e.g. (m > 1) EMENT -> Here S1 is ‘EMENT’ and S2 is null. This would map REPLACEMENT to REPLAC, since REPLAC is a word part for which m = 2. The ‘condition’ part may also contain the following: *S - the stem ends with S (and similarly for the other letters). *v* - the stem contains a vowel. *d - the stem ends with a double consonant (e.g. -TT, -SS). *o - the stem ends cvc, where the second c is not W, X or Y (e.g. -WIL, -HOP). And the condition part may also contain expressions with and, or and not, so that (m>1 and (*S or *T)) tests for a stem with m>1 ending in S or T, while (*d and not (*L or *S or *Z)) tests for a stem ending with a double consonant other than L, S or Z. Elaborate conditions like this are required only rarely. In a set of rules written beneath each other, only one is obeyed, and this will be the one with the longest matching S1 for the given word. For example, with SSES -> SS IES -> I SS -> SS S -> (here the conditions are all null) CARESSES maps to CARESS since SSES is the longest match for S1. Equally CARESS maps to CARESS (S1=‘SS’) and CARES to CARE (S1=‘S’).

9. Srihari-CSE635-Fall 2002 Porter Stemmer - Step 1a In the rules below, examples of their application, successful or otherwise, are given on the right in lower case. Only one rule from each step can fire. The algorithm now follows: Step 1a SSES -> SS caresses -> caress IES -> I ponies -> poni ties -> ti SS -> SS caress -> caress S -> cats -> cat

10. Srihari-CSE635-Fall 2002 Porter Stemmer- Step 1b Step 1b (m>0) EED -> EE feed -> feed agreed -> agree (*v*) ED -> plastered -> plaster bled -> bled (*v*) ING -> motoring -> motor sing -> sing If the second or third of the rules in Step 1b is successful, the following is done: AT -> ATE conflat(ed) -> conflate BL -> BLE troubl(ed) -> trouble IZ -> IZE siz(ed) -> size (*d and not (*L or *S or *Z)) -> single letter hopp(ing) -> hop tann(ed) -> tan fall(ing) -> fall hiss(ing) -> hiss fizz(ed) -> fizz (m=1 and *o) -> E fail(ing) -> fail fil(ing) -> file The rule to map to a single letter causes the removal of one of the double letter pair. The -E is put back on -AT, -BL and -IZ, so that the suffixes -ATE, -BLE and -IZE can be recognised later. This E may be removed in step 4.

11. Srihari-CSE635-Fall 2002 Porter Stemmer- Step 1c Step 1c (*v*) Y -> I happy -> happi sky -> sky Step 1 deals with plurals and past participles. The subsequent steps are much more straightforward.

12. Srihari-CSE635-Fall 2002 Porter Stemmer - Step 2 (m>0) ATIONAL -> ATE relational -> relate (m>0) TIONAL -> TION conditional -> condition rational -> rational (m>0) ENCI -> ENCE valenci -> valence (m>0) ANCI -> ANCE hesitanci -> hesitance (m>0) IZER -> IZE digitizer -> digitize (m>0) ABLI -> ABLE conformabli -> conformable (m>0) ALLI -> AL radicalli -> radical (m>0) ENTLI -> ENT differentli -> different (m>0) ELI -> E vileli -> vile (m>0) OUSLI -> OUS analogousli -> analogous (m>0) IZATION -> IZE vietnamization -> vietnamize (m>0) ATION -> ATE predication -> predicate (m>0) ATOR -> ATE operator -> operate (m>0) ALISM -> AL feudalism -> feudal (m>0) IVENESS -> IVE decisiveness -> decisive (m>0) FULNESS -> FUL hopefulness -> hopeful (m>0) OUSNESS -> OUS callousness -> callous (m>0) ALITI -> AL formaliti -> formal (m>0) IVITI -> IVE sensitiviti -> sensitive (m>0) BILITI -> BLE sensibiliti -> sensible The test for the string S1 can be made fast by doing a program switch on the penultimate letter of the word being tested. This gives a fairly even breakdown of the possible values of the string S1. It will be seen in fact that the S1-strings in step 2 are presented here in the alphabetical order of their penultimate letter. Similar techniques may be applied in the other steps.

13. Srihari-CSE635-Fall 2002 Porter Stemmer - Step 3 (m>0) ICATE -> IC triplicate -> triplic (m>0) ATIVE -> formative -> form (m>0) ALIZE -> AL formalize -> formal (m>0) ICITI -> IC electriciti -> electric (m>0) ICAL -> IC electrical -> electric (m>0) FUL -> hopeful -> hope (m>0) NESS -> goodness -> good

14. Srihari-CSE635-Fall 2002 Porter Stemmer- Step 4 (m>1) AL -> revival -> reviv (m>1) ANCE -> allowance -> allow (m>1) ENCE -> inference -> infer (m>1) ER -> airliner -> airlin (m>1) IC -> gyroscopic -> gyroscop (m>1) ABLE -> adjustable -> adjust (m>1) IBLE -> defensible -> defens (m>1) ANT -> irritant -> irrit (m>1) EMENT -> replacement -> replac (m>1) MENT -> adjustment -> adjust (m>1) ENT -> dependent -> depend (m>1 and (*S or *T)) ION -> adoption -> adopt (m>1) OU -> homologou -> homolog (m>1) ISM -> communism -> commun (m>1) ATE -> activate -> activ (m>1) ITI -> angulariti -> angular (m>1) OUS -> homologous -> homolog (m>1) IVE -> effective -> effect (m>1) IZE -> bowdlerize -> bowdler The suffixes are now removed. All that remains is a little tidying up.

15. Srihari-CSE635-Fall 2002 Porter Stemmer - Step 5 Step 5a (m>1) E -> probate -> probat rate -> rate (m=1 and not *o) E -> cease -> ceas Step 5b (m > 1 and *d and *L) -> single letter controll -> control roll -> roll

16. Srihari-CSE635-Fall 2002 Stemming - example Word is “duplicatable” duplicatstep 4 duplicatestep 1b duplicstep 3 Word is “duplicatable” duplicatstep 4 duplicatestep 1b duplicstep 3

17. Srihari-CSE635-Fall 2002 Index Term Selection Noun groups e.g. computer science cluster into a single indexing term Noun groups e.g. computer science cluster into a single indexing term

18. Srihari-CSE635-Fall 2002 Thesauri Thesaurus precompiled list of words in a given domain for each word above, a list of related words computer-aided instruction computer applications educational computing Applications of Thesaurus in IR provides a standard vocabulary for indexing and searching medical literature querying proper query formulation classified hierarchies that allow broadening/narrowing of current query e.g. Yahoo Components of a thesaurus index terms relationship among terms layout design for term relationships Thesaurus precompiled list of words in a given domain for each word above, a list of related words computer-aided instruction computer applications educational computing Applications of Thesaurus in IR provides a standard vocabulary for indexing and searching medical literature querying proper query formulation classified hierarchies that allow broadening/narrowing of current query e.g. Yahoo Components of a thesaurus index terms relationship among terms layout design for term relationships

19. Srihari-CSE635-Fall 2002 Implementing Stoplists 2 ways to filter stoplist words from input token stream examine tokenizer output and remove any stopwords remove stopwords as part of lexical analysis (or tokenization) phase Approach 1: filtering after tokenization standard list search problem; every token must be looked up in stoplist binary search trees, hashing hashing is preferred method insert stoplist into a hash table each token hashed into table if location is empty, not a stopword; otherwise string comparisons to see whether hashed value is really a stopword Approach 2 much more efficient 2 ways to filter stoplist words from input token stream examine tokenizer output and remove any stopwords remove stopwords as part of lexical analysis (or tokenization) phase Approach 1: filtering after tokenization standard list search problem; every token must be looked up in stoplist binary search trees, hashing hashing is preferred method insert stoplist into a hash table each token hashed into table if location is empty, not a stopword; otherwise string comparisons to see whether hashed value is really a stopword Approach 2 much more efficient

20. Srihari-CSE635-Fall 2002 Building Lexical Analysers Finite state machines recognizer for regular expressions Lex (http://www.combo.org/lex_yacc_page/lex.html) popular Unix utility program generator designed for lexical processing of character input streams input: high-level, problem oriented specification for character string matching output: program in a general purpose language which recognizes regular expressions +-------+ Source -> | Lex | -> yylex +-------+ Input -> | yylex | -> Output +-------+ Finite state machines recognizer for regular expressions Lex (http://www.combo.org/lex_yacc_page/lex.html) popular Unix utility program generator designed for lexical processing of character input streams input: high-level, problem oriented specification for character string matching output: program in a general purpose language which recognizes regular expressions +-------+ Source -> | Lex | -> yylex +-------+ Input -> | yylex | -> Output +-------+

21. Srihari-CSE635-Fall 2002 Writing lex source files Format of a lex source file: {definitions} % {rules} % {user subroutines} invoking lex: lex source cc lex.yy.c -ll minimum lex program is % (null program copies input to output) use rules to do any special transformations Program to convert British spelling to American colour printf("color"); mechanise printf("mechanize"); petrol printf("gas");

22. Srihari-CSE635-Fall 2002 Sample tokenizer using lex Sample input and output from above program here are some ids 1: now some numbers 123 4 2: ids with numbers x123 78xyz 3: garbage: @#$%^890abc 4: \:\ \@#$%^\