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Wall St. Experience with a Main St. Touch Nadeem A Mian Vice President & Investment Advisor.

Published byAlyson Cross Modified over 8 years ago

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Presentation on theme: "Wall St. Experience with a Main St. Touch Nadeem A Mian Vice President & Investment Advisor."— Presentation transcript:

1 Wall St. Experience with a Main St. Touch Nadeem A Mian Vice President & Investment Advisor

2 Nadeem Mian VP & Investment Advisor 16 years of advising clients on their wealth Bachelor of Commerce - Concordia University Level II CFA Candidate 4 years with a premiere Wall Street firm 4 years with one of largest international bank on Bay Street Advised up to ~$30 Million of assets

3 PACE Securities Corp A wholly owned subsidiary of PACE Savings & Credit Union Ltd. IIROC regulated investment dealer headquartered in Vaughan, Ontario PACE Securities Corp. is a member of the Canadian Investor Protection Fund. Laurentian Bank Securities Inc. (LBS) is its carrying broker which means all securities and cash are held by LBS. Offering a wide variety of investment products and portfolio services; Mutual Funds, ETFs, North American listed Stocks, Bonds & Options. Portfolio Services include Registered Retirement Funds and Non-registered Assets.

4 The Process

5 Investment Policy Statement: The Blueprint I.Description of Client (i.e. age, dependents, income, etc.) II.Responsibilities of the parties involved: May include trustee or another 3 rd party III.Investment Objectives & Constraints (i.e. time, taxes, restrictions, etc.) IV.Schedule for Reviewing IPS V.Performance benchmarks VI.Strategies & Investment Styles: Passive, Active, Core-Satellite VII.Guidelines for rebalancing

6 Investment Products & Solutions Managed Money Solutions *For accounts below $250K and/or clients with limited investment experience Mutual Funds Principal Protected Notes ETF Portfolios & Strategies Equities *Minimum account size $250+ plus level of sophistication/experience of investor Common Shares, Preferred Shares (Listed on TSX, NYSE & NASDAQ) New Issues (IPOs, Secondary, Flow Through Shares) Focus Portfolios using a disciplined strategy Fixed Income *Minimum account size $250K+ plus level of sophistication/experience of investor Government & Corporate Bonds Convertible Debentures Structured Deposit notes issued by Big 6 Banks Options *For HNW and experienced clients only

7 Nadeem Mian Vice President & Investment Advisor PACE Securities Corp. 8111 Jane St., Unit 1 Vaughan, ON L4K 4L7 T: 905-532-9881 C: 647-229-7678

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