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The STA Securities Transfer Association, Inc. STA Annual Conference 2008.

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Presentation on theme: "The STA Securities Transfer Association, Inc. STA Annual Conference 2008."— Presentation transcript:

1 The STA Securities Transfer Association, Inc. STA Annual Conference 2008

2 The STA Securities Transfer Association, Inc.

3 The STA Securities Transfer Association, Inc. Registered Conference Attendees

4 The STA Securities Transfer Association, Inc. New Members: November 2007-October 2008 Ellen Philip Associates, Inc. Hodgson Russ LLP Integrity Stock Transfer Capital Transfer Agency Colonial Stock Transfer Evergreen Service Company First Knox National Bank MGE Energy, Inc. Accurate Stock Transfer Inc.

5 The STA Securities Transfer Association, Inc. New Members: November 2007-October 2008 (cont) DST Stock Transfer Corp. Sales Focus Solution Wall Street Transfer Agents Inc. Globex Transfer, LLC International Stock Transfer & Trust Stocktransfer Online, LLC Prudential Mutual Fund Services, LLC US Stock Transfer Corp. Ultimus Fund Solutions, LLC

6 The STA Securities Transfer Association, Inc. Important Notices from 2008 DRS Deadline Extension to March 31 st 2008 Rule 144/145 Changes CA Notices to Holders of Abandoned Property STA Comment Letters on DTC Rule Filing STA Comment Letter on Reg S/P Changes Launch of Signature Validation Program DRS Guidelines Completed DTC Rule Filing to Default WT’s to DRS Statements

7 The STA Securities Transfer Association, Inc. Website Usage 2004-2008

8 The STA Securities Transfer Association, Inc. New Website Features Useful Industry Links Updated –OFAC –Securities Lawyer’s Deskbook Easier Access to Newsletter Articles on Website Committee Meeting Notes Available

9 The STA Securities Transfer Association, Inc. STA Newsletter Interviews with Directors More Photos Contributions from STA Members: –Data Breaches –Reg S/P Changes –Rule 144 Changes

10 The STA Securities Transfer Association, Inc. Training Seminars On Site Seminars Available from Kevin Irwin –Open Enrollment Programs: 23 –On-Site Programs: 59 –Participants Completing Course: 1,360 New Seminar: Writing Regulatory Compliance Policies and Procedures

11 The STA Securities Transfer Association, Inc. Today’s Program President’s Remarks Keynote Speaker: Jones Loflin Proxy & Annual Meeting Issues Panel Golf or Free Time Enjoy!

12 The STA Securities Transfer Association, Inc. STA Annual Conference 2008


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