1. States and Cities General features of early states:
urban (organized into full-blown, formal cities and rural hinterlands)
well defined and often large territories (not one or a few settlements)
economies based on centralized accumulation of capital through taxation and tribute
stratified, with social status largely determined by birth into one or another well defined social class (some social mobility); e.g., ruling elite, bureaucratic and religious officials, warrior, craft specialist, commoner, slave classes
legitimate use of coercive force (law) and standing armies
certain features, such as monumental architecture and public buildings, writing, sophisticated mathematics, engineering, and calendars, state religion and arts, etc.

2. The Urban Revolution
V. Gordon Childe defined urban societies as a revolution based on the presence of certain key elements, most notably: cities, writing, surplus, metallurgy, craft specialization, and social classes
he felt that technological innovations (e.g., metallurgy, writing), craft specialization, and agricultural surplus were key in the emergence of ancient states
as in his reconstruction of a “Neolithic Revolution” he felt that states were an advancement over earlier cultural forms and given the right conditions a natural development for humankind

3. The Hydraulic (Irrigation) Hypothesis
In 1950s, Karl Wittfogel (Oriental Despotism) suggested a model for the emergence of the major Asian civilizations (China, India, Mesopotamia, and also Egypt and others)
mechanisms of large-scale irrigation closely linked to emergence of state, including greater planning and coordination (water scheduling, calendars, construction planning, labor control), which required strong leadership and administration
irrigation provided more stable productivity and increased wealth, and also required defense
this resulted in increasing differentiation and social inequality (between leaders, administrators, and other high-ranking individuals and commoners), ultimately leading to despotic power by rulers

4. Wittfogel’s Hydraulic Hypothesis

5. Warfare and State Formation
Carneiro’s (1970) circumscription theory:
In areas of circumscribed agricultural land, population growth leads to competition and conflict;
this in turn leads to warfare;
victorious villages subjugate others and develop regional pyramidal (rank-order) hierarchy

6. Carneiro’s (1970) Circumscription Theory

7. Trade and cultural interaction between societies also a critical element of the rise and spread of states, including secondary state formation
Current perspectives emphasize variation of state and urban forms and multi-causal factors in state/urban formation, rather than single primary causes (“prime-movers”) or pathways to social complexity)

9. Upper Mesopotamia
Lower Mesopotamia

10. Mesopotamia: “The Cradle of Civilization”
Mesopotamia, meaning “Land between the Rivers” in Greek, refers to an area (roughly 600 by 150 miles) from the meeting of the Tigris and Euphrates Rivers, in Iraq
First clear states in the world with the emergence of powerful city-states like Uruk, Ur, Eridu and others in the Late Chalcolithic ( BC), which followed the small farming villages and towns (chiefdoms) of the region, associated with the preceding Early Chalcolithic “Ubaid” period ( BC)
By 3200 BC first “true” urban centers in lower Mesopotamia
Bronze Age ( BC) Mesopotamia included Sumer civilization and the Akkadian, Babylonian and Assyrian empires.

11. alluvium

12. Ubaid Period ( BC)
Early Chalcolithic; beginning in Lower Mesopotamia, first identified at site of Tell-al-Ubaid in southern Iraq, the Ubaid culture became widely spread throughout Lower and Upper Mesopotamia and adjacent areas, by 5,000 BC
Early evidence of ranked (complex) societies and earliest evidence of irrigation

13. Ubaid: the Roots of Mesopotamian Civilization
Ubaid ( BC) were generally small farming villages and towns linked to shared ceremonial centers through kin relations
Clear evidence of social ranking as some ceremonial centers grew in importance, such as Eridu, with significant differences in amount of wealth in burials and small monuments
Craftworkers and artisans lived a short-distance from elite temples, and food-producers lived farther away
By late Ubaid, Eridu was urban-scale settlement characterized by large temples (ziggurats) and administrative precincts

14. Eridu, southern Iraq
Sequence of temples dedicated to Enki, the water god, were identified at Eridu that spanned much of the Ubaid and later Uruk period (5,000 to 3,000 BC)
Shows continuity of religious cult in a specific location
Temples were highly significant elements in the origins of complex societies in the region, their priests and administrators oversaw many aspects of daily life, including land and labor management, distribution of food, and, above all, the correct procedures for religious rites and rituals
Large temples or “ziggurats” were a critical feature of Mesopotamian civilization throughout its long history

15. Sequence of superimposed temples
found at Eridu

16. TEPE GAWRA (NE IRAQ), Late Ubaid (after 5200 BC)
Clay cylinder seals found associated with temples
(early pictographic writing)
Tell-al-Ubaid, Uruk, Eridu

17. Uruk Period ( BC)
Late Chalcolithic; Uruk also widely spread throughout Mesopotamia and adjacent areas
Earliest fully urban societies (city-states), by 3200 BC in lower Mesopotamia
Specialized production and administration, and early pictographic writing and proto-cuneiform (“wedge-shaped”) script by 3000 BC

18. Uruk: “first genuine city on the
world”

19. Eanna precinct, late Uruk IV (ca. 3200-3000 BC)
Inanna
Eanna precinct, late Uruk IV (ca BC)

20. Uruk IV, 3100 BC

23. UR
Multi-
roomed
structure

25. Reconstruction of Royal Tomb at Ur

26. Monuments of Power
Elite were exalted as semi-divine in life, and in death received special treatment, both in burial and in the afterworld
monuments, “temple-towers” called ziggurats, originally oriented toward community-based rituals, where increasingly controlled by elite rulers and other high-class individuals (priests and bureaucrats)

27. Ur-Nammu
Ziggurat

29. Writing
By c BC the first evidence of writing appears (pictographs)
sophisticated abstract iconographic writing in ancient Sumerian Civilization called cuneiform (“wedge”), developed by ca BC
complex commercial transactions (accounting) are one theory for the increasing development of Sumerian writing
cuneiform

31. Uruk IV tablet, ca BC
(Pictographic signs)

32. Ebla archive, BC
(Sargon of Akkad)
2100 clay tablets from
Palace G

33. What Were They Writing About
In many places, writing came about as a means to record the great people and events: heroic history
In Mesopotamia, much early writing reflected economic concerns: property ownership and accounting
Measurement and cultivation of fields of officials, quotas of grain to laborers, counting flocks
Early Mesopotamian
Tokens

34. Kings and Classes
Writing also spoke of the ascensions and actions of kings
ultimately Sumerian rulers became more despotic forcibly controlling their subjects and engaging in costly wars between kingdoms
kings and other elites had a privileged relation to and control over divine forces

35. Standard of Ur, Early Dynastic Period (2500 BC)
“War” side
Standard of Ur, Early Dynastic Period (2500 BC)

36. Standard of Ur, Early Dynastic Period (2500 BC)
“Peace” side
Standard of Ur, Early Dynastic Period (2500 BC)

37. Stone stela of Naram-Sin, c. 2250 BC, showing his victory
over mountain tribes

38. describes gods and cities that supported him, his
Stela of Hammurabi,
c BC,
describes gods and cities
that supported him, his
divinely sanctioned rule, social
classes, and his public works

39. Nippur Map, 1300 BC

41. Akkadian empire
Final three centuries of 3rd millennium BC saw the rise of political entities interpreted as empires – large-scale political entities (composed of numerous states) with a core area and vast areas subject to core
Akkadian empire was the first of these, initiated by Sargon the Great ( BC) from his capital near Babylon
Akkadian also refers to Semitic language (Afro-Asiatic family)

42. Sargon the Great ruled Sumer from about 2334-2279 B.C.

43. Sacked by Hittites in 1595 BC
Ishtar Gate
Babylon,
Sacked by Hittites in 1595 BC

45. Mari, Upper Mesopotamia (ca. 1750 BC))

46. Uluburun shipwreck, sank in 14th century BC carrying copper ingots
from Cyprus, cobalt-blue and turquoise glass among many other trade goods

47. Uluburun
Phoenicians ( BC) from central Levant emphasized commerce,
and developed first alphabetic writing systems by 1000 BC

48. Isrealites (11-8th Century BC)
Early Iron Age saw the rise of the kingdoms of Israel and Judah in highlands of southern Levant, entities that can be characterized as nation-states, a stage beyond the existence of contemporary city-states sharing a common material culture

49. Assyrian Empire (collapsed 612 BC)

50. The Applied History Research Group (2000)

51. The Applied History Research Group (2000)

52. The Applied History Research Group (2000)