1. Technical Data Exports 11 th Annual Firearms Import/Export Conference August 1, 2012 Defense Technology Security Administration Wesley Cox Chief, Missiles and Space Division Technology Directorate wesley.cox@dtsa.mil

2. Overview The role of DoD in export licensing Organization of DTSA What is technical data? Relevant ITAR exemptions

3. DoD’s Role in Export Control Jurisdictional disputesJurisdictional disputes Controls not always clearControls not always clear Licensing delaysLicensing delays

4. Licensing Directorate --License Reviews --Commodity Jurisdictions --Voluntary & Directed Disclosures --Regulations Mr. James A. Hursch Director Mr. Tim Hoffman Deputy Director -- Aeronautical -- Electronics -- Information & Communications -- Sensors & Lasers -- Missiles & Space -- NBC/Land/Naval/ Materials/Machine Tools -- Space Monitoring Technology Directorate Policy Directorate --Regional Policy --Negotiations & Liaison --Strategic Analysis & Assessments -- License Monitoring -- Tech Exchanges -- Tech Data Reviews Space Directorate Management Directorate -- Finance -- Administration Contract -- Human Capital -- Security -- Info Technology Integration Military Assistant International Security -- Secretariat NDPC -- FG Disclosure Policy -- Security Surveys -- General Security Agreement -- NATO Security Policy -- FN Pers Assgn Policy -- Monitor International Security Program -- International Security Training Oversight Technology Security & Foreign Disclosure Office -- ATTR SSG Secretariat -- Releases in Principle/Specific -- DoD TSFD Process Oversight -- ATTR SSG TSFD Policies Defense Technology Security Administration

5. Technology Directorate Director: Tom Devendorf Deputy Director: Mike Grenn Sensors & Lasers (TDL) Chief: Todd Carr Engineer/Scientist (6) NBC, Land, Naval, Materials & Tools (TDN) Chief: Tom Colandene Engineer/Scientist (4) Electronics (TDE) Chief: Ed Auger Engineer/Scientist (3) Active Duty Engineer (1) Aeronautical (TDA) Chief: Jim Hatfield Engineer/Scientist (4) Active Duty Engineer (2) Missiles & Space (TDM) Chief: Wes Cox Engineer/Scientist (6) Operations (TDO) Tech Sec Specialist (3) Information & Communications (TDI) Chief: Maureen Raley Engineer/Scientist (5)

6. Technical Data (§120.10) Includes: −Information required for the design, development, production, manufacture, assembly, operation, repair, testing, maintenance or modification of defense articles −Blueprints, drawings, photographs, plans, instructions or documentation −Classified information relating to defense articles and defense services −Information covered by invention secrecy order −Software Does not include: −General principles taught in schools, colleges and universities −Information in public domain −Basic marketing info on function or purpose or general system descriptions

7. Public Domain (§120.11) Published information which is generally accessible or available to public: −Through sales at newstands and bookstores −Through subscriptions available to any individual −Through second class mailing privileges −At libraries from which the public can obtain documents −Patents available at any patent office −Unlimited distribution at conference, meeting, seminar, trade show or exhibition generally accessible to the public, in the United States −Through public release after approval by cognizant U.S. Government department or agency −Through fundamental research at accredited institutions of higher learning

8. Some Basic Questions Is the information: −Pertaining to a defense article? −The same as (identical to) information in the public domain? −Technical (vice fiscal, etc.)? −Marked with distribution restrictions? −Classified? −Cleared for public release by cognizant U.S. Government official? −Published? −Legitimately placed in public domain? −A compilation of individual public domain facts assembled for a particular application?

9. ITAR EXEMPTIONS (Export without license) §125.4(b)(13): −Technical data approved for public release by Office of Security Review (does not require publication to qualify) – http://www.dtic.mil/whs/esd/osr/index.htmhttp://www.dtic.mil/whs/esd/osr/index.htm §125.4(b)(5): −Technical data in the form of basic operations, maintenance, and training relating to a defense article lawfully exported or authorized for export to same recipient §125.4(b)(6): −Technical data related to firearms not in excess of caliber.50 and ammunition for such weapons, except detailed design, development, production or manufacturing information §126.17 & Supplement 1: −Defense Trade Cooperation Treaty with the UK

10. Defense Technology Security Administration Questions?