1. Office of Sponsored Projects & Industry Partnerships 1 OSPIP Process Meeting February 3, 2011 NIH Regional Seminar in April New Adobe Forms for NIH Recent Changes at NIH NIH Q&A OSPIP Website Updates Institutional Conflict of Interest eSRA Update

2. Office of Sponsored Projects & Industry Partnerships 2 NIH Regional Seminar – April 2011 Registration is Open for Scottsdale, AZ: April 27-29, 2011 Registration opens this month for Ft. Lauderdale, FL: June 22-24, 2011 Two parts: –Hands-on Computer Workshops –2-Day Seminar New Feature during registration: sign up for specific seminars Three Tracks: –Administrators –Investigators –All Interests http://grants.nih.gov/grants/seminars.htm

3. Office of Sponsored Projects & Industry Partnerships 3 Office of Extramural Research http://grants.nih.gov/grants/OER.htm

4. Office of Sponsored Projects & Industry Partnerships 4 New Guides Posted SF424 Version B1updated 11/24/10 SBIR/STTR SF424updated 1/24/11 Fellowship SF424updated 1/18/11 Summary of Changes: NOT-OD-11-022: Updated Application Guides and Non- competing Continuation Progress Report Instructions Posted http://grants.nih.gov/grants/funding/424/index.htm#inst

5. Office of Sponsored Projects & Industry Partnerships 5 New Adobe Forms Version B1 for NIH Must use new forms by May 7, 2011 Some solicitations now requiring the new forms Recommend start using the new forms ASAP Only minor differences –Although DUNS # not required by Grants.gov; still required by NIH –Human Subjects Assurance Number field fixed Different Sequencing of the pages in the final application NOT-OD-11-007: NIH, AHRQ, CDC, FDA & NIOSH to Require Use of Updated Electronic Application Forms in 2011 http://grants.nih.gov/grants/guide/notice-files/not-od-11-007.html

6. Office of Sponsored Projects & Industry Partnerships 6 Resubmissions Not accepting A2 applications Limitation on resubmissions (37 months after date of receipt of original submission) NOT-OD-11-023: Correction: Reminder of Policies Affecting Submission of NIH Grant Applications for Due Dates on or after January 25, 2011 http://grants.nih.gov/grants/guide/notice-files/NOT-OD-11-023.html

7. Office of Sponsored Projects & Industry Partnerships 7 Late Submission – A review Correction Window discontinued Permission for Late Submission not granted in advance NOT-OD-11-035: NIH Policy on Late Submission of Grant Applications http://grants.nih.gov/grants/guide/notice-files/NOT-OD-11-035.html My Dog Ate My Email & Other Excuses

8. Office of Sponsored Projects & Industry Partnerships 8 Letters of Reference 5 day grace period for Letters of Reference for NRSA (F) and Career Development (K) going away Letter of Reference will now be due by the application receipt deadline date –Individual Fellowships for applications due 4/8/11 –Individual Career Development Awards for applications due 6/2/11 NOT-OD-11-036: Advance Notice of Change in Policy on the Submission of Letters of Reference for Kirschstein-NRSA Fellowship (F) and Career Development (K) Applications http://grants.nih.gov/grants/guide/notice-files/NOT-OD-11-036.html

9. Office of Sponsored Projects & Industry Partnerships 9 New Page Limits for “K” Awards Mentor Plan – 6 pages Statement by Mentor, Co-Mentors, Contributors – 6 pages Description of Institutional Environment – 1 page Commitment to Candidate’s Research Career Development – 1 page NOT-OD-11-027: New Page Limits for NIH Individual Career Development (K) Award Applications: Due Dates After January 7, 2011 http://grants.nih.gov/grants/guide/notice-files/NOT-OD-11-027.html

10. Office of Sponsored Projects & Industry Partnerships 10 Final Invention Statement PD/PI Verification No Longer Required to submit the Final Invention Statement LBNL still required Patent Office review before the OSPIP CO can submit it. NOT-OD-11-012: PD/PI Verification No Longer Necessary to Submit Final Invention Statements in eRA Commons Closeout Feature http://grants.nih.gov/grants/guide/notice-files/NOT-OD-11-012.html

11. Office of Sponsored Projects & Industry Partnerships 11 My NCBI Cannot enter citations directly in eSNAP NOT-OD-10-103: My NCBI Tool to Replace eRA Commons for Bibliography Management Help Topics: http://www.ncbi.nlm.nih.gov/sites/myncbi/about/ http://www.ncbi.nlm.nih.gov/sites/myncbi/about/

12. Office of Sponsored Projects & Industry Partnerships 12 Federal Financial Report System New Form starting 2/1/11: FFR or SF-425/SF-425A) Replaces the Financial Status Report (FSR or SF- 269/SF269A) Replaces the Federal Cash Transaction Report (FCTR or SF-272/SF272A) NOT-OD-11-017: Implementation of Federal Financial Report – Upcoming Mandatory Use of the Federal Financial Report System in the eRA Commons Beginning February 1, 2011 http://grants.nih.gov/grants/guide/notice-files/NOT-OD-11-017.html

13. Office of Sponsored Projects & Industry Partnerships 13 NIH Q&A

14. Office of Sponsored Projects & Industry Partnerships 14 OSPIP Website Updates Publication Acknowledgements Requirements – Required by LBNL Policy (RPM 5.02c) –Identify source of funding for research – Required in the contract or grant language of some sponsors –NIH, DOD, … – Posted on the OSPIP website under “Policies and Procedures – Process Guides” –Includes policies and examples of contract language –Also includes FAQs from LBNL Report Coordination Office –http://www.lbl.gov/Workplace/CFO/ospip/ospip_policies/index.htmlhttp://www.lbl.gov/Workplace/CFO/ospip/ospip_policies/index.html “NIH” –Includes NIH specific policies and examples of grant language –http://www.lbl.gov/Workplace/CFO/ospip/nih.htmlhttp://www.lbl.gov/Workplace/CFO/ospip/nih.html

15. Office of Sponsored Projects & Industry Partnerships 15 Policies & Procedures Page

16. Office of Sponsored Projects & Industry Partnerships 16 NIH Page

17. Office of Sponsored Projects & Industry Partnerships 17 Organizational Conflict of Interest RAPID Review Factor Question (if appears below the BAA Review Factor: If you answered yes to the BAA review factor above, you must complete this review factor also. Please indicate yes on this review factor if you (the PI), and/or anyone else at LBNL (to the best of your knowledge), helped prepare the SOW or Specs of the solicitation. Contract 31 Clause I.66 reads that LBNL cannot perform or participate in any capacity in any contract for which LBNL has prepared the SOW or specs for a competitive solicitation. The clause also prevents LBNL from incorporating its services or products in a SOW it prepares for a BAA without DOE Contracting Officer (CO) approval.

18. Office of Sponsored Projects & Industry Partnerships 18 Organizational Conflict of Interest Frequently Asked Questions This review factor only applies to proposals that are submitted in response to a competitive solicitation. The PI is expected to answer the question to the best of his/her ability, and is expected to know whether any of the key personnel on the proposal were involved in the preparation of the solicitation. The PI is not expected to specifically inquire about involvement beyond his/her immediate research group (but must answer yes if he/she happens to have knowledge of anyone at LBNL involved in the preparation).

19. Office of Sponsored Projects & Industry Partnerships 19 Organizational Conflict of Interest Frequently Asked Questions (continued) A positive answer to this review factor requires review and approval by the DOE Site Office before OSPIP can submit the proposal. For proposals with a positive answer to this review factor, OSPIP will forward the proposal to the DOE Site Office for review and approval.

20. Office of Sponsored Projects & Industry Partnerships 20 eSRA Update Phase 1: NIH proposal development for the system to system submission to Grants.gov The current Project Plan projects a Go-Live date of 4/15/2011 UAT #1 –Successful test on Smartform configuration & data entry Based on Tester’s comments, reorganized Smartform views to better support the SF424 Proposal mapping process. UAT #2 – Testing of Mapping and Validations is being conducted by a small team. Next Steps: UATs on Workspaces, Activities, Proposal Submission, and Training.