1. Warszawa 18 luty 2004 6th Framework Programme NMP - 2nd Calls Integrated Projects for SMEs Hervé Péro, Christophe Lesniak DG Research

2. Warszawa 18 luty 2004 Thematic Priorities SME dedicated actions in FP6 Ambition Duration CRAFT Collective IPs for SMEs

3. Warszawa 18 luty 2004 CRAFT project size € 0,5 to 2 Million 1 to 2 year duration participation of individual SMEs dedicated to specific RTD and innovation needs covers the whole field of science and technology

4. Warszawa 18 luty 2004 Collective Research project size € 2 to 5 Million 2 to 3 year duration participation of industrial associations / groupings of SMEs dedicated to specific RTD, innovation and training needs covers the whole field of science and technology

5. Warszawa 18 luty 2004 To support integrated research activities on Nanotechnologies, Materials, Production processes, instruments, devices and applications for many sectors... Towards Knowledge-based Enterprises ! Thematic priority 3 € 1.300 million

6. Warszawa 18 luty 2004 Transition towards knowledge-based society & sustainable development From resource-based to knowledge-based Promote real breakthroughs not incremental research Integrated approach covering production & consumption patterns Integration of education & skills development Overall approach and objectives

7. Warszawa 18 luty 2004 (a) Participation of SMEs (b)SME dedicated modules / tasks (c)Dedicated calls for IP for SME SME dedicated activities in NMP General objective: At least 15% of the funding to be allocated to SMEs

8. Warszawa 18 luty 2004 IP, STREP SMEs with RTD capacities are encouraged to participate in the core research activities - SMEs should be well represented (a) Participation of SMEs All instruments SMEs from a wide spectrum are encouraged to participate (eg. to perform dedicated tasks such as requirement analyses and validation)

9. Warszawa 18 luty 2004 NoE Tasks to be developed answering to the objective of “spreading excellence”. The networks are to bridge to SME communities as future users of the research. (b) SME dedicated modules/tasks IP Modules to be set-up for dissemination to SMEs, for training of SMEs, for technology transfer etc.

10. Warszawa 18 luty 2004 for SMEs Transformation and modernisation of SME intensive traditional industries (Large participation of SMEs) Project must be clearly led by SMEs with RTD capacities (SMEs have the decision making vote) (c) Dedicated call IP-SME

11. Warszawa 18 luty 2004 50% EC Funds Objectives Real transformation of Traditional Industry … among Participants and funding bodies governments, assocations, high-tech SMEs, SME-industry, research organisations, etc. … across Activities from basic research Technology transfer Benchmarking to dissemination and training… … across Technical Areas Design, life-cycle aspects, Full supply chain, Materials, Processes, Maintenance, repair, etc... IP-SME (1) Clear and Quantified Deliverables and Integration…

12. Warszawa 18 luty 2004 Clear objectives providing high-tech SMEs an opportunity to have a leading and decisive role in an integrated research project serving the needs of more traditional, SME intensive industrial sectors leading to radical innovation to the concerned sectors at EU level supporting sustainable development and eco-innovation IP-SMEs (2)

13. Warszawa 18 luty 2004 Partnership and Ownership SMEs are expected to participate in substantial numbers. At least 50% of the Consortium members should be an SME The ownership of the results should be in the full interest of the participating SMEs and for the benefit of SME intensive industrial communities IP-SME (3)

14. Warszawa 18 luty 2004 Management and Coordination SMEs should have the majority vote in the decision making structure of the project Pragmatic management structure adopted to the nature of the project SMEs are leading and encouraged to steer as much coordination tasks as appropriate. Coordinator does not need to be an SME IP-SME (4)

15. Warszawa 18 luty 2004 Size and Duration Generally smaller than other IPs With budget of 80 Million, 15 proposals maximum are expected to be funded. Duration recommended of a maximum of 4 years Compared to CRAFT & Collective research projects should be more ambitious, have longer term focus and a larger budget IP-SME (5)

16. Warszawa 18 luty 2004 Evaluation procedure (1) Priority 3 approach 2 stage submission & evaluation Stage 1 proposal is an outline proposal with þa maximum of 20 pages þusing a font with minimal point size 12 þmainly addressing a reduced set of criteria (relevance, potential impact and S/T excellence þhowever since there are specific criteria for an IP-SME it is also important that the role of the SMEs are described as well (management, consortium)

17. Warszawa 18 luty 2004 Stage 1: 3 criteria - min threshold 12/15 Relevance to call 3/5 Potential impact 3/5 S & T excellence 4/5 Quality of the consortium 3/5 Quality of the management 3/5 Mobilisation of the resources 3/5 Stage 2: all 6 criteria – minimum threshold 24/30 Same criteria common for all priorities Evaluation procedure (2)

18. Warszawa 18 luty 2004 IPs “Stage 1”: Title page (1 page) Title, acronym, participants Confidential summary (1 page) O bjectives, appropriateness of IP, impact, partnership Relevance to call (3 pages) Addressing objectives of WP - see specific “bullet point” Potential Impact (4 pages) Suitably ambitious; optimal use of results; clear added value at EU level S/T excellence (10 pages) Clearly defined objectives and S/T activities; clear progress beyond State of the Art Budget breakdown (1 page) Requested community contribution broken down by types of activities( research, demonstration, management, …) Go/No go - but must score 12 out of 15 20 pages strict maximum Evaluation procedure (3)

19. Warszawa 18 luty 2004 Call FP6-2003-NMP-SME-3 Launch: December 2003 Closing date: March 2, 2004 (1st stage); June 22, 2004 (2nd stage) Indicative budget: 80 M€ (15 projects) Priority areas: 3.4.3.1-3 “support to the development of new knowledge based added value products and services in traditional industries” 3.4.3.3-1 “support to the development of new knowledge-based and sustainable processes and eco-innovation” IP-SME (6)

20. Warszawa 18 luty 2004 For more information… Horizontal specific SME activities http:// www.cordis.lu/fp6/sme.htm General information EC research http://www.cordis.lu/fp6/ http://europa.eu.int/comm/research/ Thematic Priority 3 - NMP http:// www.cordis.lu/fp6/nmp.htm Call Identifier: [FP6-2003-NMP-SME-3] Consult guidance notice