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Bonnie Olsen, Ph.D. Clinical Professor of Medicine Elder Abuse Forensic Center Program In Geriatrics University of California, Irvine Bonnie Olsen, Ph.D. Clinical Professor of Medicine Elder Abuse Forensic Center Program In Geriatrics University of California, Irvine Assessing Vulnerability, Capacity & Undue Influence in Elder Abuse
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Topics: Normal aging Conditions contributing to vulnerability Conceptual framework for evaluation of vulnerability and capacity Components of assessment Forms of undue influence Normal aging Conditions contributing to vulnerability Conceptual framework for evaluation of vulnerability and capacity Components of assessment Forms of undue influence
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Age-related Cognitive Change Expect little change in memory before 70 Then only slight decline - encoding vs. retrieval General intellectual skills persist Speed, flexibility & multi-tasking decline slightly Compensated by wisdom & experience Expect little change in memory before 70 Then only slight decline - encoding vs. retrieval General intellectual skills persist Speed, flexibility & multi-tasking decline slightly Compensated by wisdom & experience
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Conditions Leading to Vulnerability Dementia, cognitive impairment Psychiatric disorders Depression, Anxiety Loneliness, Isolation, Grief Disability Substance abuse (Rx, OTC,OTB) Dementia, cognitive impairment Psychiatric disorders Depression, Anxiety Loneliness, Isolation, Grief Disability Substance abuse (Rx, OTC,OTB)
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Dementia Degenerative Impairment in memory and at least one other cognitive domain Effects IADL functioning Degenerative Impairment in memory and at least one other cognitive domain Effects IADL functioning
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Prevalence of Dementia: 65 year old = > 5 % 75 year old = > 15 % 85 year old = > 45% 65 year old = > 5 % 75 year old = > 15 % 85 year old = > 45%
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DEMENTIA Differentiating types: Most distinct early in disease process More similar as it progresses Important if it informs: Treatment Prognosis Caregiving needs Vulnerability to abuse Differentiating types: Most distinct early in disease process More similar as it progresses Important if it informs: Treatment Prognosis Caregiving needs Vulnerability to abuse
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Dementia Diagnostic Distribution
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Dementia ALZHEIMERS DISEASE: Typical onset in 70s - 80s Early onset - mid 50s Memory first symptom (encoding deficit) Lack of insight Impairment in functional skills: IADLs Lack of content to speech Agitation and Anxiety Common ALZHEIMERS DISEASE: Typical onset in 70s - 80s Early onset - mid 50s Memory first symptom (encoding deficit) Lack of insight Impairment in functional skills: IADLs Lack of content to speech Agitation and Anxiety Common
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Dementia Diagnosis of Alzheimers disease: Neurological Exam normal MRI shows atrophy SPECT scan biparietal decreased perfusion Neuropsychological test impairment in multiple domains Diagnosis of Alzheimers disease: Neurological Exam normal MRI shows atrophy SPECT scan biparietal decreased perfusion Neuropsychological test impairment in multiple domains
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Dementia VASCULAR DEMENTIA: Also called microvascular disease, multi-infarct dementia Impairment in frontal/subcortical circuits Look for risk factors (heart, diabetes, HTN) Subtle decline in speed of processing Memory due to poor retrieval Other retrieval problems - word finding Usually some insight Emotional lability/depression Usually personality preserved VASCULAR DEMENTIA: Also called microvascular disease, multi-infarct dementia Impairment in frontal/subcortical circuits Look for risk factors (heart, diabetes, HTN) Subtle decline in speed of processing Memory due to poor retrieval Other retrieval problems - word finding Usually some insight Emotional lability/depression Usually personality preserved
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Dementia Lewy Body Dementia: Onset in 70s, faster course Initial symptoms include: - change in personality (delusions) - visual hallucinations - impaired visuospatial skills (pentagons) - fluctuating attention - motor impairment - parkinsonism Lewy Body Dementia: Onset in 70s, faster course Initial symptoms include: - change in personality (delusions) - visual hallucinations - impaired visuospatial skills (pentagons) - fluctuating attention - motor impairment - parkinsonism
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Dementia Frontotemporal Dementia: Also Picks Disease Initial symptoms before 65 yrs. First symptom in self-regulation/executive function Lack of personal awareness Impaired interpersonal conduct Lack of insight Memory NOT impaired initially Frontotemporal Dementia: Also Picks Disease Initial symptoms before 65 yrs. First symptom in self-regulation/executive function Lack of personal awareness Impaired interpersonal conduct Lack of insight Memory NOT impaired initially
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Delirium Reversible Due to metabolic or physiologic cause Common etiologies: Infection Toxicity Anesthesia Medication Dehydration Reversible Due to metabolic or physiologic cause Common etiologies: Infection Toxicity Anesthesia Medication Dehydration
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Delirium Disturbance of consciousness, arousal Fluctuates over time Develops quickly (hours, days) Change in other cognitive functions Can coexist with dementia, depression, anxiety Disturbance of consciousness, arousal Fluctuates over time Develops quickly (hours, days) Change in other cognitive functions Can coexist with dementia, depression, anxiety
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Depression Depressed mood Loss of pleasure or interest Weight loss or gain Insomnia or hypersomnia Psychomotor agitation or retardation Fatigue or loss of energy Feelings of worthlessness or guilt Decreased concentration Recurrent thoughts of death or suicide Depressed mood Loss of pleasure or interest Weight loss or gain Insomnia or hypersomnia Psychomotor agitation or retardation Fatigue or loss of energy Feelings of worthlessness or guilt Decreased concentration Recurrent thoughts of death or suicide Diagnostic Criterion:
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Depression Fewer mood symptoms (sadness) Fewer ideational symptoms (guilt, suicidality) More somatic complaints (pain, GI) More cognitive impairment (attention, memory, indecisiveness) More delusional symptoms Fewer mood symptoms (sadness) Fewer ideational symptoms (guilt, suicidality) More somatic complaints (pain, GI) More cognitive impairment (attention, memory, indecisiveness) More delusional symptoms Symptoms in Older Adults:
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Depression Major Depression: 1– 2% of geriatric population, lower than in other age groups. Minor Depression: approx. 16% of geriatric population, higher than other age groups. Depression in the general population is 3 times as common in women than men. May be reversed in geriatric population. Suicide rate highest for elderly men than any other group. Major Depression: 1– 2% of geriatric population, lower than in other age groups. Minor Depression: approx. 16% of geriatric population, higher than other age groups. Depression in the general population is 3 times as common in women than men. May be reversed in geriatric population. Suicide rate highest for elderly men than any other group.
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Depression Depression and anxiety often coexist Often complicated by dementia/cognitive decline Lower threshold for treatment Treat as syndrome Depression and anxiety often coexist Often complicated by dementia/cognitive decline Lower threshold for treatment Treat as syndrome Unique to older populations:
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Depression Associated with medical conditions: Diabetes Stroke Heart attack Cancer Associated with medical conditions: Diabetes Stroke Heart attack Cancer
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Incidence Frequent symptom in geriatric population Rarely diagnosed or treated directly in geriatric population Incidence Frequent symptom in geriatric population Rarely diagnosed or treated directly in geriatric population ANXIETY
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Anxiety Symptoms Cognitive: worry, poor concentration Somatic: fatigue, muscle tension, poor sleep Emotional: restlessness, irritability Cognitive: worry, poor concentration Somatic: fatigue, muscle tension, poor sleep Emotional: restlessness, irritability
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The Conceptual Basis Evaluating Vulnerability and Capacity
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Four Concepts Are Critical To Understanding Abuse Autonomy Vulnerability Capacity Undue Influence Autonomy Vulnerability Capacity Undue Influence
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A UTONOMY : TO GOVERN ONES SELF. Autonomy Is The Highest Principle in Legal, Psychological and Medical Issues
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A UTONOMY: YOU HAVE THE RIGHT TO MAKE YOUR OWN DECISIONS, GOOD OR BAD, STUPID OR SMART, WHETHER OTHERS AGREE OR NOT, if you have the CAPACITY to make them & you are not UNDULY INFLUENCED.
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Vulnerability: Any Condition Severe Enough That Another Person Could Use It To Unduly Influence You or Take Advantage of You.
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Most Vulnerable Conditions Are Diagnosable Disorders Can lead to lack of capacity
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Capacity: The Legal Definition Varies From State to State Depends upon the kind of transaction involved Most Involve Two Things
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Key Phrase in California Probate Code 812 The Person Must Understand and Appreciate Understand can be assessed by having person re-state key facts regarding decision or act or process information adequately. Appreciate requires ability to relate information to ones own circumstance, to identify consequences to self and others of the decision, to weigh risks against benefits for self. Understand can be assessed by having person re-state key facts regarding decision or act or process information adequately. Appreciate requires ability to relate information to ones own circumstance, to identify consequences to self and others of the decision, to weigh risks against benefits for self.
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Capacity Is Not Absolute: It Is Relative To The Complexity Of The Decision To Be Made You can have capacity to make one kind of decision but not another.
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Capacity Relates To Being Able To Make a Decision Whats a Decision? the rational evaluation of alternatives understanding the implications of the choices choosing the one that is best for oneself Whats a Decision? the rational evaluation of alternatives understanding the implications of the choices choosing the one that is best for oneself
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Issue: How Much Capacity Is Enough Capacity? Well….what are you trying to decide?
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Legal/Medical Decisions Of Different Levels Testamentary capacity Marriage Contractual capacity Having surgery Participation in research.
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Capacity Is Not The Same As Diagnosis Diagnosis (dementia, mental retardation, psychosis) does not tell you the persons capacity. Capacity must be individually assessed. Diagnosis (dementia, mental retardation, psychosis) does not tell you the persons capacity. Capacity must be individually assessed.
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Capacity Is Not The Same As IQ IQ measures acquired knowledge and abilities. Regardless of IQ, capacity still has to be tested. IQ measures acquired knowledge and abilities. Regardless of IQ, capacity still has to be tested.
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Capacity Is Not Equivalent To Physical Changes In The Brain Brain scans neither prove nor disprove capacity. Provide good correlative evidence Brain scans neither prove nor disprove capacity. Provide good correlative evidence
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Conditions That Contribute To Vulnerability: Dementia, Cognitive impairment Psychotic disorders Depression, Anxiety Disability Loneliness, Grief, Isolation Substances (Rx, OTC,OTB) Dementia, Cognitive impairment Psychotic disorders Depression, Anxiety Disability Loneliness, Grief, Isolation Substances (Rx, OTC,OTB)
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Assessing Capacity: A Three-Step Process
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Four Conditions That Impair Capacity Under The Law Cognitive Impairment Severe Mood Disturbance Perceptual Distortion Thought Processing Defects Cognitive Impairment Severe Mood Disturbance Perceptual Distortion Thought Processing Defects
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Step One: Can The Person Process Information And Think Logically In General? (Does the machinery work?) You have to actually test for it. Common mistake is to assume person is OK. (Does the machinery work?) You have to actually test for it. Common mistake is to assume person is OK.
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Processing Information For Capacity Purposes Requires At A Minimum 1. Attention, concentration 2. Orientation, Short-term memory 3. Retrieval of long-term memory 4. Language: comprehension and expression 5. Visual-spatial abilities 6. Reasoning 1. Attention, concentration 2. Orientation, Short-term memory 3. Retrieval of long-term memory 4. Language: comprehension and expression 5. Visual-spatial abilities 6. Reasoning
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Why are some things remembered and not others ? Recall old memories but NOT new (long term vs. short term) Recall emotional events but not ordinary Recall big picture but not details Recall old memories but NOT new (long term vs. short term) Recall emotional events but not ordinary Recall big picture but not details
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Can The Person Think Logically, Rationally and Abstractly? Executive Functions logic organize consequences plan judgment alternatives insight reason Executive Functions logic organize consequences plan judgment alternatives insight reason
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Step Two: Assess for Other Deficits Mood disorders (depression & anxiety) Perceptual disturbances (hallucinations) Thought disorders (delusions) Mood disorders (depression & anxiety) Perceptual disturbances (hallucinations) Thought disorders (delusions)
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Step Three : The Interview Appreciating This Decision Reasons for the decision Consequences of the decision Benefits and risks of the decision Alternatives considered Consistency of the decision
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Undue Influence exerting inappropriate influence over a vulnerable person in order to change his/her decision or behavior.
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Undue Influence The perpetrators will is substituted for the will of the victim Victim acts subject to the will or purposes of the perpetrator Victim agrees to give the perpetrator money or property The perpetrators will is substituted for the will of the victim Victim acts subject to the will or purposes of the perpetrator Victim agrees to give the perpetrator money or property
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Assessment of Undue Influence Examine the dynamic interplay between the victim and the perpetrator Medical diagnosis, mental illness, cognitive impairment is not necessary Affected by mental capacity, medical issues and environmental factors Manipulation, coercion, compulsion or restraint occurs as a direct result of the relationship Examine the dynamic interplay between the victim and the perpetrator Medical diagnosis, mental illness, cognitive impairment is not necessary Affected by mental capacity, medical issues and environmental factors Manipulation, coercion, compulsion or restraint occurs as a direct result of the relationship
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Five Common Forms of Undue Influence: It s WICKED! W ithholding information, not disclosing. I ntimidating, threatening, coercing. C harming, K issing up, getting overly close. E xploitive: acting while person is most vulnerable. D eceiving, making false promises. W ithholding information, not disclosing. I ntimidating, threatening, coercing. C harming, K issing up, getting overly close. E xploitive: acting while person is most vulnerable. D eceiving, making false promises.
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