1. 香港民航處 Civil Aviation Department Hong Kong ICAO Second Cycle of USAP Audits Hong Kong China

2. 香港民航處 Civil Aviation Department Hong Kong Agenda Background Focuses of Second Cycle Audits Documentations involved Scope and Methodology to be used

3. 香港民航處 Civil Aviation Department Hong Kong Background of USAP Launched in 2002 with the objective of promoting global aviation security through the auditing of Member States. The first audit conducted in November 2002. First cycle completed by end 2007

4. 香港民航處 Civil Aviation Department Hong Kong Second Cycle ICAO Assembly in Sept 2007 requested continuation of USAP Adopted by Council Second cycle commences in 2008

5. 香港民航處 Civil Aviation Department Hong Kong Aspects Focused in Second Cycle State’s national oversight capabilities with regard to aviation security activities Relevant security related provisions of Annex 9- Facilitation

6. 香港民航處 Civil Aviation Department Hong Kong Documentation applied  Annex 17  Annex 9  Doc 8973 – Security Manual  Doc 9303 – Machine Readable Travel Documents, Part 1 Machine Readable Passports Vol. I and II  Doc 8907 – Security Audit Reference Manual  Doc 9734 Part C – Oversight Manual

7. 香港民航處 Civil Aviation Department Hong Kong AVSEC Oversight Critical Elements The tools of a State ’ s Aviation Security Oversight System and are required for the effective implementation of security-related policy and associated procedures

8. 香港民航處 Civil Aviation Department Hong Kong Critical Elements CE 1:Aviation Security Legislation CE2:Aviation Security Programmes and Regulations CE 3:State Appropriate Authority for Aviation Security and its Responsibilities CE 4:Personnel Qualifications and Training CE 5:Provision of Technical Guidance, Tools and Security Critical Information CE 6:Certification and Approval Obligations CE 7:Quality Control Obligations CE 8:Resolution of Security Concerns

9. 香港民航處 Civil Aviation Department Hong Kong Audit Areas AA1: Regulatory Framework and the National Civil Aviation Security System AA2: Training of aviation security personnel AA3: Quality Control functions AA4: Airport Operations AA5: Aircraft and In-flight security AA6: Passenger and Baggage security AA7: Cargo, Catering and mail security AA8: Response to acts of Unlawful Interference AA9: Security aspects of Facilitation

10. 香港民航處 Civil Aviation Department Hong Kong Facilitation – Aircraft and Inflight Security 3.31 – Inspection of travel documents presented by pax 3.33 – Airlines ensure pax possess documents required by transit and destination states 3.47 (RP) – Advance Pax Information 5.19 – Arrangements for removal of deportees

11. 香港民航處 Civil Aviation Department Hong Kong Facilitation - Cargo, Catering and mail security 4.6 - Use of modern screening or examination techniques for physical examination of import or export goods

12. 香港民航處 Civil Aviation Department Hong Kong Facilitation – Security Aspects 3.7 – Security features of travel documents 3.8 – control on issuance of travel documents 3.9 (RP) – incorporation of biometric data in passports 3.10, 3.11 (RP) – Issuance of Machine Readable Passports 3.46 – seizure of fraudulent, falsified or counterfeit travel documents

13. 香港民航處 Civil Aviation Department Hong Kong Facilitation – Security Aspects 3.70 - Control on issuance of crew member certificate and crew identity cards 4.41 – Prompt release of ground and security equipment 8.17 – Establishment of Facilitation Programme 8.20 (RP)- Coordination between avsec and facilitation,

14. 香港民航處 Civil Aviation Department Hong Kong Thank you