1. C. Brantley Synco MSHI, MBA, CPA, CIA, CAMS, CHPC, CHC Director, Internal Audit and Compliance Baptist Health System

2. What is ACL?  Originally known as “Audit Command Language”  SQL “LIKE” coding  GUI Interface  Repeatable queries/reporting

3. Data Access

7. ACL Screen Shot

9. ACL Log

10. Scripting

11. 1.DEFINE TABLE DB SOURCE "hr90sys“ SCHEMA "HR83SYS" 2.TITLED "hr90sys" 3.DBTABLE "PS_EMPLOYEES“ FIELDS "ALTER_EMPLID"

12. Scripting

13. BHS Scripts/Reports in Production

14. ACL in Use (Finance)  Duplicate Invoices (Amount)  Duplicate Invoices (Inv Number)  Duplicate Invoices (Similar Amount)  Duplicate Invoices (Different Invoice Dates)  Duplicate Invoices (Invoice Layout)

15. ACL in Use (Finance)  Invoice before PO date.  Patient refunds to BHS employees.  Payments to AP Employees  Vendors with same address  PO created and received by same person  Sequential invoices

16. ACL in Use (Finance)  Employee address to vendor address match  Employee bank account same as vendor.  Employees with same address  Last work date > 30 days, but no termination date.  Same employee SSN and vendor EID

17. ACL in Use (OIG Compliance)  OIG scan of physicians (UPIN)  OIG scan of employees (Name)  OIG scan of employees (Address)  OIG scan of Vendors (Address)

18. ACL in Use (OIG Compliance)

21. ACL in Use (Stark/AKB Compliance)  Payments to physicians w/o contract  Payments to physicians with expired contracts  Guarantee payments w/o payment in 60 days.  Physician contracts w/o a vendor number  Physician contracts w/o a guarantee date end  Physician contracts with guarantee ending within 45 days.  Physician monthly payment greater than expected amount.

22. ACL in Use (Stark/AKB Compliance)

23. Questions?