2. Statement of a firms commitment to high levels of ProfessionalismIntegrityEthics

3. 1. Endorse the Code of Conduct 2. Support Individual Membership 3. Endorse CPD Scheme 4. Support SII Examinations Your Commitment

4. In return 1. CPD Log 5. Positive Publicity 2. Exam Performance Reports 4. Conference Discounts 5. IntegrityMatters Online 6. Training Accreditation* 3. Free in house training event* *Full corporate members only

5. Why join the SII?

6. The Securities & Investment Institute is the largest and most widely respected professional body for the securities and investment industry. 45,000 examinations administered yearly 42,000 Individual Members Over 10,000 publications produced We exist to develop professional standards

7. Wealth Management Investment Management Investment Operations We have broad expertise Compliance Risk Information Technology Corporate Finance Islamic Finance

8. Diverse Qualification Structure Bench mark and higher level

9. Examination Centres in: Abuja, Accra, Albany, Amman, Amsterdam, Athens, Auckland, Bangalore, Bangkok, Barcelona, Madrid, Basildon, Beijing, Beirut, Belfast, Birmingham, Boston, Bournemouth, Bristol, Brooklyn Heights, Bucharest, Budapest, Buffalo, Cairo, Calcutta, Calgary, Cardiff, Changsha, Chengdu, Chennai, Chicago, Cincinnati, Columbus, Copenhagen, Coral Springs, Czech Republic, Dalian, Dar Es Salaam, Dubai, Dublin, Edinburgh, Edmonton, Frankfurt, Gaborone, Geneva, Glasgow, Kunming, Guangzhou, Guernsey, Gurgaon, Harare, Harbin, Hong Kong, Hyderabad, Isle of Man, Istanbul, Jersey, Jinan, Johannesburg, Kampala, Karachi, Kiev, Kuala Lumpur, Kuwait City, Lagos, Lahore, Leeds, Lisbon, Liverpool, London, Luxembourg, Manama, Manchester, Manila, Melbourne, Melville, Miami, Milan, Moscow, Mumbai, Munich, Nairobi, Nanjing, New York City, Newcastle, Oslo, Ottawa, Paris, Peterborough, Port Louis, Prague, Riyadh, Rochester, San Francisco, Shanghai, Singapore, Sofia, Southampton, Stockholm, Sydney, Syracuse, Tokyo, Toronto, Warsaw, Washington, Westbury, Wuhan, Xiamen, Xi'an, Zagreb We’re Global Offices in: London Mumbai Dubai Shanghai Singapore Dublin Edinburgh

10. We’re Local Active Branches in 16 regions of the UK 1.Jersey 2.Guernsey 3.Isle of Man 4.South Coast 5.South West 6.Bristol and Bath 7.South Wales 8.East Midlands 9.West Midlands 10.Liverpool and North Wales 11.Manchester and District 12.Yorkshire 13.North East 14.Scotland 15.Northern Ireland Active UK branches in:

11. We have partnerships with:

12. Other Members

13. We’re endorsed by:

14. We work for you, & you work for us!!!

15. Leading the Way on Ethics Code of ConductQualificationsLectures and SeminarsPractical GuidesMagazine ArticlesIntegrityMatters Elearning & Test

16. Join as a member and be associated with our work on ethics

17. More Information Local Representative shane.norton@sii.org.uk 0207 645 0644 07880 594209 Client Services Client.services@sii.org.uk 0207 645 0680 www.sii.org.uk