1. The Association of Electrical and Medical Imaging Equipment Manufacturers Agenda Welcome & Introductions Lunch Delegation Objectives US Policy Overview Jim Creevy, NEMA US Activities in Smart Grid Paul Molitor, NEMA Industry Perspective Ed May, Itron

2. The Association of Electrical and Medical Imaging Equipment Manufacturers The National Electrical Manufacturers Association (NEMA) International Perspectives on Smart Grid Gene Eckhart, Director of International Trade Paul Molitor, Director of Smart Grid

3. The Association of Electrical and Medical Imaging Equipment Manufacturers About NEMA Trade Association for Electrical and Medical Imaging Manufacturers  Founded in 1926  Headquarters in Rosslyn, VA  Field Offices in Beijing and Mexico City ~100 Professional Staff  Government Services, Technical Services, Business Information Services  Medical Imaging Technology Association (MITA) ~450 Member Companies ANSI Accredited Standards Development Organization

4. The Association of Electrical and Medical Imaging Equipment Manufacturers NEMA History in Standards Development  Promotes development and maintenance of product standards—domestic, regional, international  236 NEMA Standards Publications  266 American National Standards  72 Council for Harmonization of Electrotechnical Standards of the Nations of the Americas (CANENA) harmonization projects supported by 24 Sections  28 Tri-National and 13 Bi-National standards  5 International Electrotechnical Commission (IEC) Secretariats  56 IEC and 6 ISO Technical Advisory Groups (TAGs)  300+ NEMA representatives on committees of other organizations  NEC Code Making Panels, National Electric Safety Code (NESC)

5. The Association of Electrical and Medical Imaging Equipment Manufacturers NEMA Board of Governors Craig W. Ashmore, Emerson Electric Co. William J. Boehm, Connector Manufacturing Co. Theodore D. Crandall, Rockwell Automation Christopher B. Curtis, Schneider Electric NA Daryl D. Dulaney, Siemens Industry, Inc. Zia Eftekhar, Philips Professional Luminaires North America John W. Estey, S&C Electric Company David J. FitzGibbon, ILSCO Corporation Gabriel J. Garza-Herrera, Prolec, Mexico Mark J. Gliebe, Regal Beloit Corporation Susan W. Graham, Elantas, PDG, Inc. Thomas S. Gross, Eaton Corporation Kirk S. Hachigian, Cooper Industries, Inc. Donald J. Hendler, Leviton Manufacturing Co., Inc. Gregory B. Kenny, General Cable Rick Leaman, OSRAM SYLVANIA Peter McIlroy II, Robroy Industries, Inc. Vernon J. Nagel, Acuity Brands Lighting Michael W. Pessina, Lutron Electronics Company, Inc. Dominic J. Pileggi, Thomas & Betts Corporation Timothy H. Powers, Hubbell Incorporated Luis M. Ramirez, GE Energy Kenan E. Sahin, PhD, TIAX LLC Enrique O. Santacana, ABB Inc. Gregory M. Sebasky, Philips Healthcare John P. Selldorff, Legrand North America John M. Stropki, Lincoln Electric Maryrose Sylvester, GE Lighting Stuart W. Thorn, Southwire Company Malcolm Unsworth, Itron, Inc.

6. The Association of Electrical and Medical Imaging Equipment Manufacturers NEMA Governance Structure NEMA Board of Governors Div 1 INDUSTRIAL AUTOMATION DIVISION Div 2 LIGHTING SYSTEMS DIVISION Div 3 ELECTRONICS DIVISION Div 4 SECURITY IMAGING & COMMUNICATIONS Div 5 BUILDING SYSTEMS DIVISION Div 6 INSULATING MATERIALS DIVISION Div 7 WIRE & CABLE DIVISION Div 8 POWER EQUIPMENT DIVISION Div 9 MEDICAL IMAGING & TECHNOLOGY 1CM 1EW 1IS 1MG 1PE 2BL 2EM 2LC 2LE 2LL 2SL 3DB 3DC 3MS 3SB 3SB2 3TS 5CT 5EN 5FB 5FU 5HC LVDE 4IIC 5OS 5PP 5PR 5RN 5TC 5WD 6IM 6LD 6MW 7HW 7MO 7WC1 7WC2 7WC3 8CC 8CP 8EI1 8EI3 8TP1 8TP2 8HV 8LA 8SG 9MII 9MS 9NU 9RT 9UD 9XR

7. The Association of Electrical and Medical Imaging Equipment Manufacturers NEMA Product Groups Industrial Automation Division 1CMCarbon/Manufactured Graphite 1EWArc Welding 1ISIndustrial Automation Control 1MGMotor and Generator 1MG-6Small Machine Motor Group 1PEPower Electronics Lighting Systems Division 2BLBallast 2EMEmergency Lighting 2LCLighting Controls 2LELuminaire 2LLLamp 2SLSolid State Lighting Electronics Division 3DBDry Battery 3DCResidential & Commercial Controls Electronics Division (continued) 3SBSignaling Protection and Comm. 3SB-2Health Care Communications 3TSTransportation Mgt. Systems Industrial Imaging Division 4IIIndustrial Imaging and Comm. Building Systems Division 5CTCable Tray 5ENEnclosures 5FBConduit Fittings 5FB-2Cable Ties 5FUFuse 5HCHealth Care Facility Equipment 5HBHigh Performance Buildings 5LVDELow Voltage Distr. Equipment 5OSOutlet and Switch Box

8. The Association of Electrical and Medical Imaging Equipment Manufacturers NEMA Product Groups Building Systems Division (continued) 5PPGround Fault Personnel Protect. 5PRPin & Sleeve Plug 5RNSteel Rigid Conduit 5TCPolymer Raceway Products 5VSLow Volt. Surge Protective Devices 5WDWiring Device Insulating Materials Division 6IMInsulating Materials 6LDDecorative Laminate 6MWMagnet Wire Wire and Cable Division 7HWHigh Performance Wire and Cable 7MOModular Wire 7WC-1Building Wire 7WC-2Power & Control Cable 7WC-3Flexible Cords Power Equipment Division 8CCElectrical Connector 8CPCapacitor 8EI-1Electricity Metering Group 8EI-3Meter Mounting/Test Equipment 8TP-1Dry Type/Specialty Transformers 8TP-2Transformer 8HVHigh Voltage Insulator 8LASurge Arrester 8SGSwitchgear Medical Imaging and Technology Alliance 9MIIMedical Imaging Informatics 9MSMagnetic Resonance 9NUNuclear 9RTRadiation Therapy 9UDUltrasound Imaging 9XRX-Ray Imaging Products

9. The Association of Electrical and Medical Imaging Equipment Manufacturers What is Smart Grid? For everywhere we look, there is work to be done. The state of our economy calls for action, bold and swift. And we will act, not only to create new jobs, but to lay a new foundation for growth. We will build the roads and bridges, the electric grids and digital lines that feed our commerce and bind us together. Inauguration Address, Jan. 20, 2009 So that's why today, I'm pleased to announce that under the Recovery Act, we are making the largest-ever investment in a smarter, stronger, and more secure electric grid. This investment will come in the form of 100 grants totaling $3.4 billion -- grants that will go to private companies, utilities, cities, and other partners who have applied with plans to install smart grid technologies in their area. Remarks by the President on Recovery Act Funding for Smart Grid Technology, October 27, 2009

10. The Association of Electrical and Medical Imaging Equipment Manufacturers Origins in the U.S. The Blackout of 1965  25 million people affected  80,000 square miles  Congressional Hearings Cites lack of R&D in Electric Power Creation of Electric Power Research Institute (EPRI)

11. The Association of Electrical and Medical Imaging Equipment Manufacturers Origins of Smart Grid The Blackout of 2003  55 million people affected  110,000 square miles  Congressional Hearings Environmental Protection Act of 2005 – FERC charged with mandating reliability stds Energy Independence and Security Act of 2007 (EISA) – Title XIII – Smart Grid

12. The Association of Electrical and Medical Imaging Equipment Manufacturers Energy Independence & Security Act of 2007 1.Increase Use of Digital Controls 2.Dynamic Optimization 3.Integrate Distributed Resources 4.Demand Response 5.Smart Metering 6.Smart Appliances 7.Storage and Peak Shaving 8.Customer Control 9.Communications Standards 10.Reduce Market Barriers SEC.1301. “It is the policy of the United States to support the modernization of the Nation's electricity transmission and distribution system to maintain a reliable and secure electricity infrastructure that can meet future demand growth and to achieve each of the following, which together characterize a Smart Grid:”

13. The Association of Electrical and Medical Imaging Equipment Manufacturers Energy Independence & Security Act (EISA) Title XIII, Section 1305 Smart Grid Interoperability Framework  (a) Interoperability Framework - The Director of the National Institute of Standards and Technology shall have primary responsibility to coordinate the development of a framework that includes protocols and model standards for information management to achieve interoperability of smart grid devices and systems. Such protocols and standards shall further align policy, business, and technology approaches in a manner that would enable all electric resources, including demand-side resources, to contribute to an efficient, reliable electricity network. In developing such protocols and standards-- (1) the Director shall seek input and cooperation from the Commission, OEDER and its Smart Grid Task Force, the Smart Grid Advisory Committee, other relevant Federal and State agencies; and (2) the Director shall also solicit input and cooperation from private entities interested in such protocols and standards, including but not limited to the Gridwise Architecture Council, the International Electrical and Electronics Engineers, the National Electric Reliability Organization recognized by the Federal Energy Regulatory Commission, and National Electrical Manufacturer's Association

14. The Association of Electrical and Medical Imaging Equipment Manufacturers Map of EISA Responsibilities

15. The Association of Electrical and Medical Imaging Equipment Manufacturers The Federal Energy Regulatory Commission (FERC)  Smart Grid Policy, Final Rule (18 CFR Chapter 1)  Four key grid functionalities: Wide Area Situational Awareness Demand Response Electric Storage Electric Transportation The National Institute of Standards and Technology (NIST)  Framework and Roadmap Release 1.0  FERC List plus: Advanced Metering Infrastructure Distribution Grid Management Cybersecurity Network Communications Other Sources & Descriptions

16. The Association of Electrical and Medical Imaging Equipment Manufacturers Other Sources & Descriptions International Electrotechnical Commission (IEC)  Standards Management Board, Strategy Group 3 (SMB-SG3) Report on Smart Grid Electromobility (Electric Transportation) Electric Storage Smart Home Demand Response Advanced Metering Infrastructure Distributed Energy Resources (DER) Substation Automation Distribution Automation Distribution Management Systems Blackout Prevention & Event Management High-Voltage Direct Current (HVDC) & Flexible AC Transmission Systems (FACTS)

17. The Association of Electrical and Medical Imaging Equipment Manufacturers The Bottom Line… Regardless of the source, the definition of the Smart Grid comes down to two key functions:  Two-way flow of electricity  Two-way flow of communications

18. The Association of Electrical and Medical Imaging Equipment Manufacturers NIST Special Publication 1108 Release 1.0 January, 2010 25 Standards identified for implementation 50 Standards designated for further review 15 Priority areas identified for new standards activity  Now 19

19. The Association of Electrical and Medical Imaging Equipment Manufacturers NIST Conceptual Model for Smart Grid

20. The Association of Electrical and Medical Imaging Equipment Manufacturers 25 Recommended Standards BACNET (ASHRAE 135- 2008/ISO 16484-5) ANSI/NEMA C12 Suite:.1,.18,.19,.20,.21 ANSI/CEA 709 and CEA 852.1 LON Protocol Suite DNP3 IEC 608760 / TASE.2 IEC 61850 Suite IEC 61968/61970 Suites IEEE C37.118 IEEE 1547 Suite IEEE 1588 Internet Protocol Suite Multispeak Open ADR OPC-UA Industrial Open Geospatial Consortium Geography Markup Language (GML) Zigbee/Homeplug Smart Energy Profile 2.0 Meters Substations Demand Response

21. The Association of Electrical and Medical Imaging Equipment Manufacturers 25 Recommended Standards, continued Open HAN AEIC Guidelines version 2.0 Security Profile for Advanced Metering Infrastructure v.1.0 DHS National Cyber Security Catalog of Control Systems Security DHS Cyber Security Procurement Language for Control Systems IEC 62530 Parts 1-8 IEEE 1686-2007 NERC CIP 002-009 NIST Special Publication (SP) 800-53, NIST SP 800-82 Security

22. The Association of Electrical and Medical Imaging Equipment Manufacturers Selected Additional Standards ANSI C12.22,.23,.24 GPS & SPS Homeplug AV & Homeplug C&C IEEE 61400-25 Communication and Control of Windpower Plants G.Hn IEEE P1901 – PLC ISO/IEC 8824 & 12139-1 IEEE 802 Family 3GPP (2G, 3G, 4G Cellular) Wireless IEEE P2030 SAE J1772 Electrical Connector SAE J2836/1-3 Use Cases for PEV Interactions SAE J2847/1-3 Communications for PEV W3C US Dept. of Transportation NTCIP 1213 – Intelligent Transportation Systems Cyber Security ISA SP99, ISO 27000, NIST FIPS 140-2, OASIS WS Suite EV Wired & Wireless

23. The Association of Electrical and Medical Imaging Equipment Manufacturers SGIP Priority Action Plans Smart Meter Upgradeability Internet Protocol Wireless Networking Common Price Model Common Scheduling Meter Data Profiles Common Semantic Model Electric Storage Distribution Management Demand Response Energy Usage Info Electric Transportation Info Mgmt. Mapping Time Synch Trans. & Dist. Models Power Line Carrier Communications Wind Plant Communications Facility Smart Grid Model Smart Energy Profile Transition

24. The Association of Electrical and Medical Imaging Equipment Manufacturers Public-Private Partnership for Smart Grid Industry Consortium  Smart Grid Interoperability Panel (SGIP) 600+ member companies 1,700+ individual participants Governing Board Structure Charter & Elected Representation Open to International Participation  www.SGIPweb.org

25. The Association of Electrical and Medical Imaging Equipment Manufacturers SGIP Structure

26. The Association of Electrical and Medical Imaging Equipment Manufacturers IEC vs NIST – Object Models IEC Generation  Harmonic Control, Fluctuations, and Renewable Integration Power Grid  Substation Automation, Power Quality, Energy Management System, Distribution Management, Smart Meter, … Consumer/Prosumer  Smart Consumption, Smart Homes, and Building Automation. Communication  Syntax, Semantics, and Security NIST Generation  Bulk Power Producers Transmission  Long-Haul Distribution  Consumer Providers Markets  Utility to Utility Operations  Power Control & Management Service Providers  Non-Utility Services

27. The Association of Electrical and Medical Imaging Equipment Manufacturers Common Application Areas Top-Down Approach Use Cases and Architecture Applications AMI Blackout Prevention/EMS Distributed Energy Resources Demand Response Distribution Automation Distribution Management Systems Electromobility Electric Storage HVDC/FACTS Smart Home Substation Automation Bottom-Up Approach Stakeholder Forums Applications AMI Cyber & Physical Security Demand Response (DR) Distribution Grid Management Electric Transportation Electric Storage Network Communications Wide Area Situational Awareness (WASA) IECNIST

28. The Association of Electrical and Medical Imaging Equipment Manufacturers NEMA International Activities US NIST/ DOE Framework & Roadmap 75 standards Canada NEB, SCC Infra. 2020 Clean Energy Fund Mexico CFE, ANCE, IIE Developing Processes China SAC, SGC, CEEIA Developing Processes EU CENELEC, IEC, ETSI Manifesto Globally Harmonized Standards

29. The Association of Electrical and Medical Imaging Equipment Manufacturers US Dept. of Commerce Smart Grid North America Program United States  US Dept. of Commerce, Market Development Cooperator Program (MDCP), International Trade Administration (USTDA), National Institute of Standards and Technology (NIST), In- country Commercial Services via US Embassy Mexico  Consejo de Armonización de Normas Electrotecnicas de las Naciones de las Americas (CANENA), Comisión Federal de Electricidad (CFE), Asociación Nacional de Normalización y Certificación del Sector Eléctrico (ANCE), Cámara Nacional de Manufacturas Eléctricas (CANAME), Instituto de Investigaciones Eléctricas (IIE) Canada  Electro-Federation Canada, CSA International, National Energy Board, Canadian Electricity Association, Standards Council of Canada, Canadian Manufacturers & Exporters, Natural Resources Canada, Provincial Utilities

30. The Association of Electrical and Medical Imaging Equipment Manufacturers Important Links www.nema.org/smartgrid www.nist.gov/smartgrid www.energy.gov Questions?