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Tri-Agency Open Access Policy on Publications: What You Need to Know Jenn Riley Information Session on Tri-Agency Open Access Policy June 2015
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Peer reviewed journal publications …arising out of SSHRC, NSERC, CIHR grants …awarded after May 1, 2015 …must be made freely available within 12 months of publication The policy
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SSHRC, NSERC: brand new! CIHR: continues the same policy that’s been in place since January 2013 affecting grants awarded since January 2008 CIHR continues requirement to share research data No research data requirement for SSHRC, NSERC (yet) What’s changed, and what hasn’t
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Committing to academic freedom, and the right to publish; Recognizing the critical importance of peer review to the scholarly communication ecosystem; Maintaining the high standards and quality of research by committing to academic openness and responsible conduct of research; Promoting recognized research best practices and standards across disciplines, and embracing and sharing emerging practices and standards; Advancing academic research, science and innovation; Effective dissemination of research results; and Aligning activities and policies between Canadian and international research funding agencies. Principles guiding the policy
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Follows a late 2013 public consultation 201 responses Expressing a wide variety of opinions The Tri-Agencies have a responsibility to make research available to the widest possible audience and at the earliest possible opportunity As part of a federal commitment to open science, from initiative 6.2.2 inSeizing Canada’s Moment: Moving Forward in Science, Technology, and Innovation (2014)Seizing Canada’s Moment: Moving Forward in Science, Technology, and Innovation Why are the Tri-Agencies doing this?
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Deposit in an open access repository OR Publish in an open access journal How to comply
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Disciplinary or institutional eScholarship@McGill is our institutional option eScholarship@McGill Email escholarship.library@mcgill.ca, and we’ll take care of it! Including any necessary embargo periods There are hundreds (thousands?) of disciplinary repositories OpenDOAR – The Directory of Open Access Repositories is a tool for locating them OpenDOAR Some well known options PubMed Central Canada (health and life sciences; only CIHR grantees may deposit) PubMed Central Canada ArXiv (physics, mathematics, computer science, quantitative biology, quantitative finance, statistics) ArXiv Social Science Research Network (many social science fields) Social Science Research Network Depositing in an OA repository
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Policy requires deposit of: "the final full-text peer-reviewed manuscript (the post-print) or the published version where allowable. The final full-text peer-reviewed manuscript must include all tables, figures, images and appendices.” Approximately 70% of publishers’ default policies are consistent with this requirement Which version should be deposited?
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This is the researcher’s responsibility A typical journal publishing agreement involves Author transferring copyright to the publisher Restrictions on what the author can do with the paper after publication Therefore negotiation may be needed Look up publisher policies Standard author agreements are often on a journal’s web site SHERPA/RoMEO database has easy to use summaries SHERPA/RoMEO CARL SPARC Canadian Author AddendumSPARC Canadian Author Addendum Legal document an author can send along with their signed publication agreement Provides author some key rights including repository deposit Negotiating deposit rights
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Article Processing Charges (APCs) are allowable grant expenses OK if OA delayed up to 12 months OK if journal is hybrid, as long as your paper is OA Find an OA journal at the Directory of Open Access JournalsDirectory of Open Access Journals Judge a journal’s quality based on the papers published there and its editorial board, not on its OA vs subscription model Publishing in an OA journal
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Encourages OA published papers also be deposited in a repository Grant recipients must acknowledge Agency contributions in all peer- reviewed publications, quoting the funding reference number Posting on personal web site not sufficient; must be a repository Doesn’t apply to training and salary awards (e.g. fellowship programs) Research data: CIHR: “Deposit bioinformatics, atomic, and molecular coordinate data into the appropriate public database,” and “Retain original data sets for a minimum of five years after the end of the grant” SSHRC, NSERC: no requirement yet; expecting a statement of principles on data management soon Other details of the policy
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Tri-Agency Framework: Responsible Conduct of Research http://www.rcr.ethics.gc.ca/eng/policy-politique/framework-cadre/ http://www.rcr.ethics.gc.ca/eng/policy-politique/framework-cadre/ Includes a process for handling breaches of agency policies Centers around investigating allegations made CIHR monitors through Research Reporting System (RRS) Requires URL or DOI for all papers How will the Tri-Agencies enforce the policy?
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It doesn’t have to Majority of journals already consistent with policy When not, authors can negotiate their publishing agreement Publishers accustomed to receiving these requests More and more journals offer an open access option Does this limit my publishing options?
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Easier way to do lookups in SHERPA/RoMEO (for fall) Negotiating deposit rights Email template CARL/SPARC author addendum Understanding publishing agreements Finding a place to deposit Depositing in eScholarship@McGill Finding a place to publish OA Support provided by the McGill Library
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READ THE POLICY And the FAQ And check out the toolbox Take compliance seriously; engage with the details Read your publishing agreements Keep copies of your author manuscripts Be aware of the best repositories in your discipline Be aware of the best OA journals in your discipline Take this as an opportunity to know and exercise your rights, and to make your research more widely accessible Researcher best practices
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jenn.riley@mcgill.ca jenn.riley@mcgill.ca escholarship.library@mcgill.ca escholarship.library@mcgill.ca Information on the policy and open access from the Library: http://www.mcgill.ca/library/services/open-access http://www.mcgill.ca/library/services/open-access The policy: http://www.science.gc.ca/default.asp?lang=En&n=415B5097-1 http://www.science.gc.ca/default.asp?lang=En&n=415B5097-1 Thank you!
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