1. UNITED NATIONS FINANCIAL SITUATION 11 October 2011 Angela Kane Under-Secretary-General for Management

2. Key Components (US$ millions) 1 31 December 20105 October 2011 AssessmentsRegular budget 2,1662,415 Peacekeeping 9,6717,433 Tribunals 256286 Capital Master Plan 341 Unpaid assessmentsRegular budget 351867 Peacekeeping 2,4613,304 Tribunals 2756 Capital Master Plan 2288

3. Key Components * Not including reserve accounts (US$ millions) 2 31 December 2010 (Actual) 31 December 2011 (Estimates) Cash on hand Regular budget* 412 412 244 244 Peacekeeping*3,0883,083 Tribunals 88 88129 Capital Master Plan* 858 858 861 861 Estimated level of debt owed to Member States for peacekeeping 539448

4. Regular Budget – Financial Position (US$ millions) 3 20102011Difference Prior year’s balance*33535116 Assessments2,1662,415249 Payments received 1,7151,899184 Unpaid assessments 786**867***81 * As at 1 January ** As at 5 October 2010 *** As at 5 October 2011

5. Number of Member States paying in full their Regular Budget Assessments at Year-End 4 Including Member States owing less than $100 * Compared to 119 Member States as at 5 October 2010 *

6. Fully Paid for Regular Budget Assessments* at 5 October 2011: 131 Member States** 5 * Including Member States owing less than $100 Afghanistan Albania Algeria Andorra Antigua and Barbuda Armenia Australia Austria Azerbaijan Bahamas Belgium Bhutan Bolivia (Plurinational State of) Bosnia and Herzegovina Botswana Brazil Brunei Darussalam Bulgaria Burkina Faso Burundi Canada Cape Verde Chile China Congo Costa Rica Cote d’Ivoire Croatia Cuba Cyprus Czech Republic Democratic People's Republic of Korea Democratic Republic of Congo Denmark Djibouti Dominican Republic Ecuador Egypt El Salvador Eritrea Estonia Finland France Georgia Germany Ghana Greece Guatemala Guinea Guyana Honduras Hungary Iceland India Indonesia Iraq Ireland Israel Italy Japan Jordan Kazakhstan Kenya Kuwait Kyrgyzstan Lao People's Democratic Republic Latvia Liechtenstein Lithuania Luxembourg Malawi Malaysia Mali Malta Mauritania Mauritius Monaco Mongolia Montenegro Morocco Myanmar Namibia Nepal Netherlands New Zealand Nicaragua Niger Nigeria Norway Oman Pakistan Panama Paraguay Philippines Poland Qatar Republic of Korea Republic of Moldova Romania Russian Federation Rwanda Saint Kitts and Nevis Saint Vincent and Grenadines Samoa San Marino Saudi Arabia Senegal Serbia Sierra Leone Singapore Slovakia Slovenia South Africa Sri Lanka Suriname Sweden Switzerland Tajikistan Thailand Togo Tunisia Turkey Turkmenistan Tuvalu Ukraine United Arab Emirates United Kingdom of Great Britain and Northern Ireland United Republic of Tanzania Uzbekistan Zambia Zimbabwe ** Compared to 119 Member States as at 5 October 2010

7. Regular Budget Assessments Outstanding at 5 October 2011 (US$ millions) 6 Outstanding Amount United States 758 Mexico 40 Spain 19 Venezuela 11 57 Other Member States 39 Total 867

8. Regular Budget Cash Position (Actual) 31 December 2010 5 October 2011 Regular Budget 412 412 179 179 Working Capital Fund 150 150 Special Account 251 251 255 255 Combined General Fund 813 813 584 584 7 (US$ millions)

9. Regular Budget Cash Position* Actual and projected figures for Regular Budget for 2010 – 2011** (US$ millions) 8 * Does not include balances in Working Capital Fund and Special Account ** Estimates for October – December 2011

10. Peacekeeping – Financial Position at 5 October 2011 (US$ millions) 9 Outstanding assessments at 31 December 20102,461 Assessments during 2011*7,433 Total9,894 Payments/Credits received during 2011 6,590 Outstanding assessments at 5 October 2011 3,304 * Including assessment for $474 million for UNIFIL issued on 16 September 2011

11. Unpaid Peacekeeping Assessments (US$ millions) 10 Member State Outstanding Japan 654 United States 431 United Kingdom ` 307 Spain 293 France 194 Ukraine 140 Republic of Korea 139 Italy 129 Greece 102 Others 802 Total3,191 5 October 20105 October 2011 Japan 648 Spain 490 United States 405 Italy 251 United Kingdom 174 Republic of Korea 168 Ukraine 140 China 121 Greece 117 Others 790 Total 3,304

12. Fully Paid all peacekeeping assessments* due and payable at 5 October 2011: 17 Member States** Australia Canada Cote d’ Ivoire Estonia Finland Germany Iceland Ireland Liechtenstein Monaco Netherlands New Zealand Saint Kitts and Nevis Singapore Sweden Switzerland Thailand * Including Member States owing less than $100 11 ** Compared to 11 Member States as at 5 October 2010

13. (US$ millions) Peacekeeping Cash at 5 October 2011 TOTAL $4,281 million 12

14. (US$ millions) Projected Peacekeeping Cash at 31 December 2011 TOTAL $3,223 million 13

15. Closed Peacekeeping Missions Projected Cash at End of 2011 CLOSED MISSIONS $316 million Less: $263 million for liabilities $53 million remaining 14

16. Amounts Owed for Troops/Formed-Police Units and Contingent Owned Equipment for 2010 - 2011 15 * Reference A/65/715. table 12 (updated figures) Actual 2010* Projected 2011 1 January 787 787 539 539 New obligations 1,9932,057 Payments to Member States (2,240)(2,148) 31 December 539 539448 (US$ millions)

17. 16 Projected 2011 Debt Situation Increase in new obligations compared to 2010 is primarily due to the one-time supplemental payment to Troop Contributing Countries (TCCs) and deployment of military contingent to UNISFA.Increase in new obligations compared to 2010 is primarily due to the one-time supplemental payment to Troop Contributing Countries (TCCs) and deployment of military contingent to UNISFA. Payments for troop/Formed Police Unit (FPU) costs and Contingent Owned Equipment (COE) are current up to August 2011 and June 2011 respectively for most missions.Payments for troop/Formed Police Unit (FPU) costs and Contingent Owned Equipment (COE) are current up to August 2011 and June 2011 respectively for most missions. Payments for COE/SS (Self Sustainment) claims are contingent on the timely finalization of MOUs and subsequent certification of claims. As of October 2011, out of 345 MOUs, 23 (6.7%) are yet to be finalized.Payments for COE/SS (Self Sustainment) claims are contingent on the timely finalization of MOUs and subsequent certification of claims. As of October 2011, out of 345 MOUs, 23 (6.7%) are yet to be finalized. After the recent payment of $617 million to TCCs and PCCs (Police Contributing Countries) made in October 2011, the amount owed as at 11 October 2011 is $598 million.After the recent payment of $617 million to TCCs and PCCs (Police Contributing Countries) made in October 2011, the amount owed as at 11 October 2011 is $598 million.

18. 17 Amounts Owed to Troop and Police Contributing Countries as at 11 October 2011 TOTAL 598 million 79 Member States (US$ millions)

19. International Tribunals – Financial Position * Including Member States owing less than $100 18 5 October 2010 5 October 2011 Member States paid in full*8893 Member States with amounts outstanding to one or both tribunals 10499 Payments received ($ millions) 242257 Unpaid assessments ($ millions) 5056

20. Fully Paid for Tribunal Assessments* at 5 October 2011: 93 Member States** 19 Algeria Andorra Antigua and Barbuda Argentina Australia Austria Azerbaijan Bahamas Belgium Belize Bosnia and Herzegovina Brazil Brunei Darussalam Bulgaria Burkina Faso Canada China Costa Rica Cote d’Ivoire Croatia Cuba Cyprus Czech Republic Democratic People's Republic of Korea Democratic Republic of Congo Denmark Ecuador Egypt El Salvador Eritrea Estonia Finland France Georgia Germany Ghana Guinea Guyana Honduras Hungary Iceland India Iraq Ireland Israel Italy Japan Kazakhstan Kuwait Latvia Liechtenstein Luxembourg Malawi Mexico Monaco Montenegro Myanmar Nepal Netherlands New Zealand Nicaragua Niger Nigeria Norway Oman Panama Philippines Poland Republic of Korea Republic of Moldova Romania Russian Federation Saint Kitts and Nevis Samoa San Marino Saudi Arabia Senegal Serbia Singapore Slovakia Slovenia South Africa Sweden Switzerland Syrian Arab Republic Tajikistan Thailand Turkey Turkmenistan Ukraine United Kingdom of Great Britain and Northern Ireland United Republic of Tanzania Uzbekistan * Including Member States owing less than $100 ** Compared to 88 Member States as at 5 October 2010

21. Unpaid Tribunal Assessments as at 5 October 2011 (US$ millions) * 5 October 2011 20 $ million

22. 101 Member States International Tribunals Amounts Outstanding at 5 October 2011 21 United States 36 Indonesia 3 Spain 3 Greece 2 United Arab Emirates 2 96 Other Member States 10 Total56 (US$ millions)

23. International Tribunals Cash Position Actual and projected figures for Tribunals for 2010 – 2011* (US$ millions) 22 *Estimates October – December 2011

24. Capital Master Plan (CMP) 23 *Not Including payments to the Working Capital Reserve Fund. 881,7811,869 Subtotal 4 84 1,524 257 1,528 341 2003-2010 2011 Outstanding Payments as at 5 October 2011* Assessments (US$ millions)

25. Capital Master Plan Cash Position* Actual and projected figures for CMP Fund for 2010 – 2011** (US$ millions) 24 * Does not include balances in Working Capital Reserve ** Estimates for October – December 2011

26. 25 Fully Paid for Capital Master Plan Due and Payable* as at 5 October 2011: 124 Member States** 25 Fully Paid for Capital Master Plan Due and Payable* as at 5 October 2011: 124 Member States** 25 Latvia Libyan Arab Jamahiriya Liechtenstein Lithuania Luxembourg Madagascar Malawi Malaysia Mali Malta Mauritius Mexico Monaco Mongolia Montenegro Mozambique Myanmar Namibia Netherlands New Zealand Nicaragua Niger Nigeria Norway Oman Panama Philippines Poland Qatar Republic of Korea Republic of Moldova Romania Russian Federation Saint Kitts and Nevis Samoa San Marino Saudi Arabia Senegal Serbia Singapore Slovakia Slovenia South Africa Sri Lanka Suriname Sweden Switzerland Tajikistan Thailand Togo Trinidad and Tobago Turkey Turkmenistan Uganda Ukraine United Kingdom of Great Britain and Northern Ireland United Republic of Tanzania Uruguay Uzbekistan Venezuela (Bolivarian Republic of) Zambia Zimbabwe Albania Algeria Andorra Antigua and Barbuda Argentina Armenia Australia Austria Azerbaijan Bahamas Belarus Belgium Belize Bhutan Bosnia and Herzegovina Botswana Brazil Brunei Darussalam Bulgaria Burkina Faso Canada Chile China Congo Costa Rica Cote d’Ivoire Croatia Cuba Cyprus Czech Republic Democratic People's Republic of Korea Democratic Republic of Congo Denmark Djibouti Ecuador Egypt Eritrea Estonia Finland France Georgia Germany Ghana Greece Grenada Guatemala Guinea Guyana Haiti Honduras Hungary Iceland Indonesia Iraq Ireland Israel Italy Japan Jordan Kazakhstan Kiribati Lao People's Democratic Republic * Including Member States owing less than $100 ** Compared to 113 Member States as at 11 October 2010

27. All Assessments Due and Payable at 11 October 2011 Paid in Full*: 18 Member States** 26 * Including Member States owing less than $100 ** Compared to 12 Member States as at 11 October 2010 Liechtenstein Monaco Netherlands New Zealand Saint Kitts and Nevis Singapore Sweden Switzerland Thailand Australia Canada Cote d’ Ivoire Estonia Finland Germany Iceland Ireland Latvia

28. CONCLUSIONS Financial indicators for 2011 show improvement in some areas, despite the current global financial climate. Cash positions are projected to be positive at year-end for all funds, although the final outcome is dependent on last quarter contributions. Debt to Member States is projected to decrease to $448 million at the end of 2011, compared to the $539 million at the end of 2010. Unpaid assessments reflect increased levels compared to last year for all categories, but the number of Member States meeting their obligations in full is also higher than last year. 18 Member States had paid in full for all categories as at 10 October 2011, compared to 12 Member States last year. Unpaid assessments continue to be concentrated for all categories; however, for peacekeeping operations, there continues to be improvement. In order to maintain the financial health of the Organization, it remains as critical as ever for Member States to meet their financial obligations to the United Nations in full and on time. 27