1. From Research to Practice: A Collaborative Approach to Prevention through Design John Gambatese School of Civil and Construction Engineering Oregon State University 20 th Annual Willis Construction Risk Management Conference Plano, TX September 16-17, 2014

2. Source: Las Vegas Sun, December 29, 1998 Safety Headline

3. Safety Headline: Caring Source: Las Vegas Sun, December 31, 1998

4. Source: Las Vegas Sun, December 29, 1998 Safety Headline: Taking action

5. Source: Las Vegas Sun, December 29, 1998 Safety Headline: Results

6. Why do accidents (still) occur? Source: Construction Industry Institute, “Making Zero Accidents a Reality,” EM160-21, 2006

7. Safety Performance of Construction Industry Why do some companies perform better than others? Source: Construction Industry Institute, Austin, TX, 2013

8. Models of Accident Causation Planning Design Construction Inspection Source: Reason, J., “Human Error: Models and Management.” British Medical Journal, Vol. 320, 768-770, March 2000

9. Accident and Risk Pictures Source: Hale, A., “Construction Safety Management: Do we know what works?” CIB W099 Construction Safety Conference, Lund, Sweden, June 2-3, 2014.

10. System Failures Active failures:Unsafe acts committed by people who are in direct contact with the system. Latent failures:Inevitable “resident pathogens” within the system. Source: Behm, M. and Powell, D. (2014). “Problem Solving: Are Higher-Order Controls Ignored?” ASSE Professional Safety, Feb. 2014, pp. 34-40. “Risk reduction recommendations … are shifting slightly to include additional higher- order controls.” However, the “results suggest that safety professionals may be stuck in an administrative control rut, fixated on identifying single causes close to the work operation.”

11. Accident Influences Hierarchy of influences in construction accidents Loughborough ConCA Model Safety Culture “The organizational principles, norms, commitments, and values related to the operation of safety and health” (NORA 2008) Originating Influences (Client, industry, design, safety culture) Shaping Factors (Project, worker) Immediate Accident Circumstances Sources: Gibb et al., Civil Engineering, ICE, London, 2006. “National Construction Agenda for Occupational Safety and Health Research and Practice in the U.S. Construction Sector.” NORA Construction Sector Council. Accident

12. Designing a Safety Program How to further reduce the number of injuries and fatalities on projects? Suggestions from current research…… Source: Hagan, P.E., Montgomery, J.F., and O'Reilly, J.T. (2009). “Accident Prevention Manual for Business & Industry: Engineering & Technology.” Itasca, IL, National Safety Council.

13. Designing a Safety Program A starting point……Hierarchy of Controls Reliability of the Control Elimination Eliminate the hazard during design Substitution Substitute a less-hazardous material or form during design Engineering Controls “Design-in” engineering controls, Incorporate warning systems Administrative Controls Well-designed work methods & organization PPE Available, effective, easy to use Prevention through Design (PtD) Low High

14. Designing a Safety Program Balancing priorities Axioms (self-evident truths that require no proof) of safety? Source: Heinrich, H.W. (1931). “Industrial Accident Prevention: A Scientific Approach” (Graphic courtesy of Bechtel Corp.)

15. Design of Constructor’s Safety Program “Making Zero Accidents a Reality” – Safety Management Best Practices: 1.Demonstrated management commitment 2.Staffing for safety 3.Safety planning – pre-project/pre-task planning 4.Safety training and education 5.Worker involvement and participation 6.Recognition and rewards (Caution!) 7.Subcontractor management 8.Accident/incident reporting and investigation 9.Drug and alcohol testing Source: Construction Industry Institute, “Safety Plus: Making Zero Accidents a Reality,” Research Summary 160-1

16. A Focus on Workers: Situational Awareness (SA) Sources: Artman, H. (2000). “Team Situation Assessment and Information Distribution.” Ergonomics, 43(8), 1111-1128. Hallowell, M. (2013). “Human Factors Engineering: Situational Awareness and Signal Detection Theory.” A motivated, active, and continuous extraction of information from an environment and the ability to use knowledge to anticipate trajectories and act effectively (Artman 2000). State of the environment SITUATIONAL AWARENESS DecisionActions Feedback Level I: Detection Level II: Comprehension Level III: Projection Environmental awareness Risk perception Analysis under uncertainty

17. “Addressing occupational safety and health needs in the design process to prevent or minimize the work- related hazards and risks associated with the construction, manufacture, use, maintenance, and disposal of facilities, materials, and equipment.” (www.cdc.gov/niosh/topics/ptd/) Prevention through Design (PtD) = “Safety Constructability” Designer Involvement: “Prevention through Design”

18. Why Prevention through Design (PtD)? 22% of 226 injuries that occurred from 2000-2002 in Oregon, WA, and CA related to design 1 42% of 224 fatalities in US between 1990-2003 related to design 1 60% of fatal accidents resulted in part from decisions made before site work began 2 63% of all fatalities and injuries could be attributed to design decisions or lack of planning 3 1 Behm, M., “Linking Construction Fatalities to the Design for Constr. Safety Concept” (2005) 2 European Foundation for the Improvement of Living and Working Conditions 3 NSW WorkCover, CHAIR Safety in Design Tool, 2001

19. Barriers to PtD Implementation No or minimal construction safety in designer education and training Competing priorities (e.g., safety vs. cost/schedule) Lack of knowledge of how to design for safety Unclear authority and responsibility for PtD Difficult for assess risks during design Contractual separation of design and construction Cost/time required to implement PtD Fear of increased liability

20. Enablers of PtD Implementation A committed owner/client Positive safety culture Design engineer experience and training Construction and safety Integrated project delivery methods Design/construction visualization tools

21. Source: Everett, J.G. and Slocum, A.H. (1994). “Automation and Robotics Opportunities: Construction versus Manufacturing.” Journal of Construction Engineering and Management, ASCE, Vol. 120, No. 2, pp. 443-452. Integrated production system similar to manufacturing industry Design of the process coincident with design of the product Design and Construction Integration

22. What are the impacts of PtD on projects? Survey of design and construction professionals in the UK: Change as a result of implementing PtD (% of respondents) Source: NIOSH PtD in the UK study, 2010

23. Bechtel’s steel design process PtD elements: Temporary access platforms Lifting lugs Shop installed vertical brace ladders Bolt-on column ladders and work platforms PtD Example – Steel Design

24. Temporary ladder, platform, and safety line Photos courtesy of Bechtel Corp.

25. Modular Platforms Photos courtesy of Bechtel Corp.

26. Brace Lifting Clips and Rungs Photos courtesy of Bechtel Corp.

27. Photos courtesy of URS/Washington Division PtD Example – Prefabrication and Modularization

28. PtD as a National and International Initiative NIOSH PtD National Initiative NORA Construction Sector Council CHPtD Workgroup OSHA Construction Alliance Roundtable ANSI/ASSE PtD Standard Z590.3- 2011 U.K.: Construction (Design and Management) Regulations Singapore: Design for Safety Pledge, 2012 Other EU countries, Australia, South Africa, and more

29. PtD in Planning and Design

30. Example PtD Program The Haskell Co.: “Safety Alert System” (SAS) Designer safety education, training, awareness Safety reviews during design All disciplines Identify hazards Incorporate safety suggestions into design Safety symbols on design drawings Alert constructors to safety hazards Include reference to related OSHA standards

31. PtD Process – Detailed Design Design Kickoff Design Internal Review Issue for Construction External Review Trade contractor involvement Establish design for safety expectations Include construction and operation perspective Identify design for safety process and tools QA/QC Cross- discipline review Focused safety review Owner review Source: Hecker et al., 2005

32. www.construction-institute.org PtD Tools – Databases and Checklists

33. www.safetyindesign.org PtD Tools – Databases and Checklists

34. www.dbp.org.uk PtD Tools – Databases and Checklists

35. PtD Tools – Visualization, 4D CAD, BIM

36. PtD Tools – Design Risk Assessment www.constructionsliderule.org Which is safer to build? How much safer? Steel-framed building Concrete-framed building

37. SliDeRulE Website

40. Design Option Evaluation Source: Intel Corporation, Lifecycle Safety Process Multi-criteria Alternative Analysis Tools

41. 1.Hazard identification What construction safety hazards does the design create? 2.Risk assessment What is the level of safety and health risk associated with each hazard? 3.Design option identification and selection What can be done to eliminate or reduce the hazards? Remember the hierarchy of controls…… PtD Design Review

42. PtD Design Review: Energy Mnemonics A condition or action that has the potential for an unplanned release of, or unwanted contact with, an energy source that may result in harm or injury to people, property, or the environment Source: Fleming, M.A. (2009). “Hazard Recognition.” By Design, American Society of Safety Engineers. Construction Industry Institute, “Strategies for Improving Hazard Recognition,” Research Summary 293-1, July 2013. “Follow the Energy”

43. PtD Design Review: Guidewords Dimensions Size, weight, height, depth, shape, clearance Actions/Interactions Access, support, sequence, placement, connection, human-machine interface Position Orientation, location Surroundings Perimeters, openings, surfaces (coatings), obstructions

44. Dimensions: Size/Weight

45. Dimensions: Height/Depth

46. Dimensions: Shape Source: “Detailing Guide for the Enhancement of Erection Safety,” National Institute for Steel Detailing and the Steel Erectors Association of America

47. Actions/Interactions: Access

48. Erector Friendly Column Holes at 21” and 42” above floor levels for guardrail cables Holes at high locations for fall protection tie-offs Column splices and connections at reasonable heights above floor Seats for beam connections Source: “Detailing Guide for the Enhancement of Erection Safety,” National Institute for Steel Detailing and the Steel Erectors Association of America Actions/Interactions: Connection

49. Actions/Interactions: Machine-user Interface Source: Construction Industry Institute, “Real-time Pro-active Safety in Construction,” safety training course

50. Position: Ergonomics

51. Surroundings: Perimeters

52. Surroundings: Openings

53. Surroundings: Coatings Non-isocyanate Low volatile organic compounds (VOC)

54. Benefits of PtD PtD as a driver of innovation Source: Culvenor, J. (2006). “Creating Transformational Change through Innovation in Risk Management Keynote Address: ‘Creating transformational change through innovation in risk management’.” Risk Management Research and Practice: An Educational Perspective, Welsh Risk Pool and University of Wales, Bangor, Trearddur Bay Hotel and Conference Centre, Holyhead, Anglesey, UK, March 30-31, 2006.

55. Additional Motivation Sustainable development Source: http://sustainablesafetyandhealth.org/scsh-overview/http://sustainablesafetyandhealth.org/scsh-overview/

56. Safety and Owners Strong safety leadership and culture Recognize business value of good safety performance Procure based in part on safety performance Contractor and Designer Project delivery methods that integrate design and construction Safety in contracts Construction and design contracts Promote PtD Select design alternatives higher on the hierarchy of controls Participate in safety Source: Toole, T.M. and Gambatese, J.A. (2014). “PtD Program Guidelines,” www.designforconstructionsafety.org.www.designforconstructionsafety.org Construction Industry Institute, “The Owners’ Role in Construction Safety,” Research Summary 190-1, March 2003.

57. www.designforconstructionsafety.org More PtD info…

58. Current and Future Research Precursor analysis to prevent low- frequency, high-impact events Impacts of degree of connectivity on construction worker safety Worker risk tolerance and behavior assessment Graphic source: NASA Accident Precursor Analysis Handbook, NASA/SP-2011-3423

59. Current and Future Research Safe and effective speed reductions for freeway work zones Connection between lean design/construction and construction worker safety Use and re-use of formwork: safety risks and reliability assessment

60. From Research to Practice: A Collaborative Approach to Prevention through Design Thank you for your interest! Questions? Comments? For more information: john.gambatese@oregonstate.edu