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Module 3: Human Resource Development 18% PHR
19% SPHR Any student use of these slides is subject to the same License Agreement that governs the student’s use of the SHRM Learning System materials. © SHRM
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HRD Provides employees with the skills to meet current and future job demands. Aligns HRD activities with organization's goals. Organizational strategic goals HRD activities Business results © SHRM
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A. Time management training B. Data collection and analysis training
An organization wants to reduce its research and development time by 50%. Which of the following training events is MOST closely linked to this corporate goal? A. Time management training B. Data collection and analysis training C. Leadership training D. Conflict resolution training Answer: B © SHRM
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The Learning Organization
Organization is characterized by its capability to adapt to changes in its environment. Learning is accomplished by the organizational system as a whole. Systems thinking is practiced. Employees network internally and externally. Change is embraced. Failures become opportunities to learn. © SHRM
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Which of the following occurs in a learning organization?
A. The organization selects people who will receive training. B. Emphasis is on team learning, not individual learning. C. Learning is connected to organizational goals. D. Each employee creates his or her own vision of the organization. Answer: C © SHRM
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Knowledge Management Focuses on:
Expertise sharing and organizational learning. Knowledge retention and recovery of knowledge lost due to employee attrition. © SHRM
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Global Impact on HRD SPHR only Organizational change and knowledge management become more complex. Western motivation models may not apply. Demand for multilingual/multicultural training increases. Focus may be less on knowledge and skills than on power of relationships, awareness, mindsets, and personal networks. Talent management and retention increase in importance. © SHRM
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Hofstede’s Value Dimensions
SPHR only Culture affects training topics and methods. Power distance (extent to which less-powerful members of organizations accept that power is distributed unequally) Uncertainty avoidance (extent to which people cope with anxiety by minimizing uncertainty) Individualism/collectivism (extent to which people stand up for themselves and choose their affiliations) Masculinity/femininity (value placed on traditional male or female roles in Western cultures) Long-term/short-term view (extent to which society embraces long-term commitments and tradition) © SHRM
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Low- and High-Context Cultures
SPHR only Low-Context Culture High-Context Culture Communication is direct, structured, and specific. Shared background is not assumed. Communication is less clear because of common understandings and a shared culture. A higher value is placed on the words spoken than on the nonverbal communication. Meanings are derived from nonverbal communication. Behavior and beliefs are spelled out explicitly. Face-saving and tact are balanced with the need to communicate fully and frankly. © SHRM
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Elements for HR Success
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Copyright Act Protects literary, artistic, or other creative expression. Protects the author’s right to reproduce, distribute, or perform copyrighted work. Introduces the concepts of public domain and fair use. Person who creates a work generally owns the copyright, except for work-made-for-hire exceptions such as: Works created by employees. Works specially ordered or commissioned. © SHRM
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B. An article in an HR magazine C. An HR textbook revised in 1997
Which of the following is a work that has fallen into the public domain? A. A pop song written in 1980 B. An article in an HR magazine C. An HR textbook revised in 1997 D. A government pamphlet Answer: D © SHRM
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Under the fair-use standard, trainers may
A. copy a Learning System module for a friend. B. cite and copy a paragraph from an article and pass it out at a staff meeting. copy a chapter from an HR textbook and hand it out to a class. D. copy any materials for a free training session. Answer: B © SHRM
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Equal Access to Training
Equal access to training and career development is guaranteed by: Title VII of the Civil Rights Act of 1964. Uniform Guidelines on Employee Selection Procedures. Americans with Disabilities Act (ADA). Age Discrimination in Employment Act (ADEA). Uniformed Services Employment and Reemployment Rights Act (USERRA). © SHRM
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Organizational Culture
Shared values and perceptions that: Give members an organizational identity. Facilitate commitment. Promote system stability. Shape behavior. Impact an organization’s success or failure. © SHRM
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OD Intervention Process
1. Diagnose the environment. 2. Develop an action plan. 3. Evaluate the results. HR roles: Change agent Evaluator © SHRM
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OD Interventions Interpersonal Technological Structural
Work relationships between employees Process analysis Job design Specialization Work-flow analysis Span of control Reporting relationships Examples: Team building, flexible work and staffing, diversity programs, quality initiatives © SHRM
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Systems Theory Applied in organizational development interventions.
Essential to the quality movement and leads to process improvement. Based on understanding the relationship between three key components: © SHRM
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Process-Flow Chart © SHRM
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Control Chart © SHRM
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Cause-and-Effect Diagram
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Scatter Diagram © SHRM
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Histogram © SHRM
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Pareto Chart © SHRM
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Six Sigma Data-driven methodology for eliminating defects.
A process must not produce more than 3.4 defects per million opportunities. Six Sigma employees (Green Belts) and project leaders (Black Belts) are overseen by quality leaders (Master Black Belts). © SHRM
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Adult Learning Principles
Adults want training that: Focuses on “real world” issues. Applies to their jobs. Meets their goals and expectations. Allows for debate and challenge of ideas. Encourages an exchange of ideas and opinions. Allows them to be resources to each other. Meets a current need. © SHRM
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C. Tenure with the organization D. Perceptions of the work environment
Which of the following is LEAST likely to affect a participant’s readiness to learn? A. Motivation B. Ability C. Tenure with the organization D. Perceptions of the work environment Answer: C © SHRM
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Learning Styles Visual Auditory Kinesthetic © SHRM
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Retention Retention will be increased by appealing to all learning styles. Approximate retention rate © SHRM
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Learning Curves Decreasing returns Increasing returns © SHRM
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Learning Curves S-shaped curve Plateau curve © SHRM
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Bloom’s Taxonomy Highest level of learning Lowest level of learning
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Maslow’s Hierarchy of Needs
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Herzberg’s Motivation-Hygiene Theory
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Which of the following intrinsic factors affect an employee’s willingness to do the job?
A. Opportunities for recognition and relationship with coworkers B. Opportunities for personal growth and achievement C. Working conditions and job security D. Job environment and pay Answer: B © SHRM
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McClelland’s Theory High achievers:
Set moderately difficult but potentially achievable goals. Prefer to work on a problem rather than leave the outcome to chance. Seem to be more concerned with personal achievement than with the rewards of success. Seek situations in which they get concrete feedback on how well they are doing with regard to their work. © SHRM
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McGregor’s Theory X and Theory Y
(Rigid control) Continuum (Autonomy) © SHRM
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Vroom’s Expectancy Theory
Key variable is level of effort. Decision to exert the effort depends upon three factors. © SHRM
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A first-line supervisor desires a management position
A first-line supervisor desires a management position. However, only college graduates seem to be promoted. The employee decides not to enroll in college since balancing work and school would be too hard. According to Vroom, the employee A. does not believe that a college degree will lead to a management job. B. does not want a management position badly enough. C. does not trust organizational management. D. lacks confidence in himself. Answer: B © SHRM
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= Adams’s Equity Theory
Based on the fact that people want to be treated fairly. Inputs: effort, education, seniority = Outcomes: pay, status, benefits Tension exists when similar inputs do not equal similar outcomes. Employees may adjust their behavior or quit their jobs. © SHRM
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Skinner’s Behavioral Reinforcement Theory
Positive Reinforce-ment Negative Reinforce-ment Punishment Extinction Person repeats desired behaviors to gain a desired reward. Person works to avoid an undesirable consequence. Response causes something negative to occur. Unlearning undesired behavior because of no response or reinforcement. © SHRM
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Applications of Motivational Theories
Motivational theories are the basis for: Positive reinforcement. Design of work and work environment (intrinsic). Goal setting. Formal extrinsic rewards. Pay-for-performance systems. © SHRM
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The ADDIE Model Systematic development process used to create employee learning that aligns with strategic goals. © SHRM
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Assessment Purpose of Assessment needs. Find Form basis performance
for evaluation. Identify programs and target audience. Find performance gaps. needs. Purpose of Assessment © SHRM
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Needs Assessment Levels
Examines KSAs needed as organizations and jobs change. Organizational Compares job requirements with employee knowledge and skills. Task Focuses on individual employees and how they perform. Individual © SHRM
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Needs Assessment Process
1. Gather data. Determine training needs. 3. Propose solutions. 4. Calculate cost. 5. Implement. © SHRM
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Which assessment method would be MOST appropriate to assess the training needs for a national chain of 550 retail stores? A. Assessment centers B. Focus groups C. Interviews D. Surveys Answer: D © SHRM
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Design Decisions are made regarding: Goals and objectives.
Target audience (aptitude, prior knowledge, and attitudes). Selection of an instructional designer. Training objectives use the SMART format: S Specific M Measurable A Attainable R Realistic T Timely © SHRM
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Development Involves the creation of training materials.
Development trends include: Use of learning objects (LOs) or reusable learning objects (RLOs). Saves development time by reusing content in a variety of contexts in the organization. Object may be an animated graphic, a job aid, or a module of a course. A dedicated learning management system (LMS) to hold course content and track employee activities. © SHRM
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Types of Training Programs
Skill development Basic or remedial Technical Sales Interpersonal Quality New technology Other types Executive Personal development Wellness Diversity Workplace violence Ethics Harassment/discrimination prevention © SHRM
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Delivery Methods and Media
Classroom training Self-directed study E-learning Synchronous or asynchronous Blended learning On-the-job training Dependent on: Learning objectives Cost limitations Time frame Equipment Audience © SHRM
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Implementation Program is delivered to the audience.
Most visible step in the ADDIE process. Primary tasks are: © SHRM
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Evaluation Measures program effectiveness.
Builds HR credibility by showing tangible results. Desired outcome is transfer of training—applying knowledge and skills learned in training to the job. © SHRM
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Evaluation Levels Kirkpatrick’s Levels of Evaluation
Evaluation Comparison Frequency of Use Ease of Use Value of Information Reaction Learning Behavior Results Highest Lowest Level © SHRM
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Levels of Evaluation: 1 and 2
SPHR only Level 1: Reaction Measures reaction of participants to the training. Level 2: Learning Measures the learning of facts, ideas, concepts, theories. Checklists Questionnaires Interviews Post-measures Pre-/post-measures Pre-/post-measures with control group © SHRM
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Levels of Evaluation: 3 and 4
SPHR only Level 3: Behavior Measures a change in behavior. Level 4: Results Measures organizational results. Performance tests Critical incidents 360-degree feedback Simulations/observations Progress toward organizational objectives Performance appraisals ROI, cost-benefit analysis © SHRM
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Talent Management Development and integration of HR processes that attract, develop, engage, and retain the knowledge, skills, and abilities that will meet current and future needs Strategic approach to human capital management Increases workplace productivity and ability to compete Should be aligned with organizational goals and executed as an ongoing process © SHRM
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Forces Impacting Talent Management
Staffing challenges Reliance on contingent workers Retirement of baby boomers and likely labor shortage Shortage of knowledge workers Diversity of workforce Economy/ job market Economic conditions Competition for talented resources © SHRM
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Orientation and Onboarding Programs
Orientation provides initial exposure to: Organizational information. Policies, procedures, and benefits. Work context. Onboarding promotes assimilation into: Organizational culture and norms. Specific departments and functions. Support systems (e.g., mentoring, work/life balance). © SHRM
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Career Development © SHRM
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Model for Career Development
Late career Mid career Early career establishment and achievement Organizational entry Occupational preparation © SHRM
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Career Development Programs
Employee self-assessment Individual coaching/counseling Employee development programs Apprenticeship and continuing education Committee participation Job rotation, enlargement, and enrichment © SHRM
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D. Expatriation/repatriation Answer: A
A mid-level manager might regularly meet with a senior executive during which career development option? A. Mentoring B. Fast track C. Job enrichment D. Expatriation/repatriation Answer: A © SHRM
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Dual Career Ladders Identify meaningful career paths for people who are not interested in traditional management roles. © SHRM
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Succession and Replacement Planning
Long-term; months. Focuses on leadership talent for the future. Develops leaders capable of filling multiple assignments. Replacement Short-term; 0-12 months. Focuses on immediate needs. Develops backup staff for key positions. Fast-track programs speed the development of potential leaders. © SHRM
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Employee Needs Flexible staffing Diversity Expatriation Repatriation
SPHR only Flexible staffing Flextime/telecommuting. Compressed workweek. Job sharing. Phased retirement. Diversity Training facilitates communication and productivity among all employees. Expatriation Sending employees abroad and supporting their ability to succeed. Repatriation Reintegrating employees into their home country. © SHRM
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Leadership and Management
Leadership requires alignment to the organization’s vision and mission. Leaders influence others toward the achievement of goals, act as change agents, serve by example, and develop other leaders. Management is about coping with day-to-day operations. Brings order and consistency to the organization. Establishes systems and structures that get results. © SHRM
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Which responsibility is MOST characteristic of a leader?
A. Evaluating recommendations from a corporate communications survey B. Implementing a corporate ethics program C. Reviewing and adjusting sales forecasts D. Establishing a vision for the organization Answer: D © SHRM
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Behavioral Dimensions of Leadership
Behavior aimed at meeting the social and emotional needs of groups and individuals. Helping group members and explaining decisions. Consideration (employee-centered) Behavior aimed at careful supervision of work methods and performance levels. Clarifying roles and setting goals. Initiating structure (job-oriented) © SHRM
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Blake-Mouton’s Theory
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Hersey-Blanchard’s Theory
Leadership styles match the situation. © SHRM
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Fiedler’s Contingency Theory
Favorableness of the leadership environment is determined by three factors: Leader-member relations: The degree of trust that followers have in their leaders. Task structure: The extent to which tasks are defined. Position power: The degree of power and influence a leader has over subordinates. Leaders should change the factors rather than changing their style. © SHRM
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Leadership Styles Transactional: Transformational:
Offers promise of reward or threat of discipline. Looks for deviation from rules. Intervenes when standards are not met. Abdicates responsibility and avoids making decisions. Transformational: Provides vision and sense of mission. Communicates high expectations. Promotes intelligence and problem solving. Gives personal attention and coaches. © SHRM
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Emotional Intelligence
Ability to be sensitive to and understand emotions of others and to manage own emotions Four branches: Perceiving emotion Using emotion to facilitate thought Understanding emotion Regulating emotion Positive correlation between leadership effectiveness and emotional intelligence quotient (EQ) © SHRM
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Performance Management System
Drives business results that accomplish the goals of the organization. © SHRM
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Fostering a High-Performance Workplace
Organizations must provide: Executive support. Challenging work environment. Employee engagement activities. Performance management training. Continual feedback. Resources and tools. Consistent management practices. © SHRM
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Individual Performance Appraisals
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Appraisal Methods Category rating methods Comparative methods
Simple marking of performance level Graphic scale, checklist, forced choice Comparative methods Compare performance of employees Ranking, paired comparison, forced distribution Narrative methods Written narrative appraisals Essay, critical incidents, field review Special methods Designed to overcome appraisal difficulties MBO, BARS © SHRM
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Which appraisal method is best exemplified by the following?
Quality High Low A. BARS B. Forced distribution C. Graphic scale D. Ranking Answer: C © SHRM
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Errors in Performance Appraisal
Contrast Central tendency Leniency Strictness Bias Primacy Recency Halo/horn Errors © SHRM
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Legal Performance Appraisals
Performance appraisal methods must be: Valid and free of discrimination. Based on formal evaluation criteria. Based on personal knowledge of and interaction with employees. Designed to prevent one manager from overinfluencing an employee’s career. Based on equitable treatment of all employees. © SHRM
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Appraisal Feedback Guidelines
Describe the behavior; don’t judge it. Assume an attitude of helpfulness. Empathize and listen actively. Give specific examples. © SHRM
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Documentation Guidelines
Document as situations happen. Keep notes on all employees, not just a few. Use objective criteria. Support job-related observations with facts, but avoid conclusions. Focus on deficiencies, not causes. Remember that others may read your comments. © SHRM
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