1. FP7 Security Theme /1 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR Security Research Seventh Framework Programme 2007-2013 Work Programme 2007 and first Calls for Proposals

2. FP7 Security Theme /2 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR Content  History and Background  PASR  ESRAB  FP7 and overall approach of the Security theme  Implementation and particularities  Content of the 2007 Work Programme  Information on the 2007 Calls for Proposals  Outlook

3. FP7 Security Theme /3 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR A set of coherent initiatives “European Security Research: The Next Steps” (Sept 2004) GoP report “Research for a secure Europe” (March 2004) time 2004 200520062007 “Towards an EU Defence Equipment Policy” (March 2003) PASR (2004-2006) European Security Research within FP 7 (2007 and beyond) ESRAB (2005-2006)

4. FP7 Security Theme /4 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR PASR Preparatory Action for Security Research 2004 - 2006  Outside FP6  An overall budget of € 45M  3 calls: 15 M€ budget each and ~15x over-subscribed  Participants from EU25 + EEA (2005 & 2006)  http://ec.europa.eu/enterprise/security; http://cordis.europa.eu/security Results ( funded ) 200420052006 Projects 123 (7) 120 (8) 121 ( 8 ) Supporting activities 50 (5) 36 ( 5 ) 44 (7) Total 173 ( 12 ) 156 ( 13 ) 165 (15)

5. FP7 Security Theme /5 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR ESRAB European Security Research Advisory Board: 4/2005 – 12/2006  ESRAB was composed of 50 High Level Members (national public authorities, industry, research institutes and specialist think tanks) and supported by 300 experts.  ESRAB was supported by 5 Members of the European Parliament and representatives from 14 different European Commission services

6. FP7 Security Theme /6 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR ESRAB Methodology: from missions to technologies  ESRAB focused on 4 mission areas:  protection against terrorism and organised crime,  border security,  critical infrastructure protection  restoring security in case of crisis  From the analysis of these 4 security missions, capability requirements were described, grouped into functional areas, and then supporting technologies identified.

7. FP7 Security Theme /7 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR ESRAB results : from research to missions System development and validation - Combination of capabilities - Mission specific Systems of systems demonstration - Combination of IP results - Multi-mission Capability development - Technology development - Multi mission and mission specific 120 20 5

8. FP7 Security Theme /8 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR ESRAB results : e.g. Border security mission

9. FP7 Security Theme /9 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR Section 1 — Introduction  How it all started - Navigating the report Section 2 — Technology development  Framework, structure and methodology  Mission area analysis  Cross mission area analysis Section 3 — Security and society  Citizens and security  Organisational structures and cultures of public users  Foresight, scenarios and security as an evolving concept  Security economics  Ethics and justice Section 4 — Enablers  Implementation rules  Co-ordination and structuring  Link to innovation Section 5 — Findings  Key findings / Next steps Available on http://ec.europa.eu/enterprise/security ESRAB report: issued September 2006

10. FP7 Security Theme /10 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR  SP Cooperation 32.413 M€ 1. Health 2. Food, Agriculture &Biotechnology 3. Information & Communication Technologies 4. Nanosciences, Nanotechnologies, Materials & new Production Technologies 5. Energy 6. Environment (including Climate Change) 7. Transport (including Aeronautics) 8. Socio-economic Sciences & Humanities 9. Space 10. Security 1.400 M€ FP7 2007 – 2013

11. FP7 Security Theme /11 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR  4 Security missions / activities: 1. Security of citizens 2. Security of infrastructure and utilities 3. Intelligent surveillance and border security 4. Restoring security and safety in case of crisis  3 Cross cutting activities: 5. Security systems integration, interconnectivity and interoperability 6. Security and Society 7. Security Research coordination and structuring Security theme in FP7 2007 – 2013

12. FP7 Security Theme /12 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR  Area Demonstration projects  topics / scope / impact  total cost up to 30-40 M€, phase 1: 1 - 1,5 years, phase 2: ~ 4 years  Area Integration projects  topics / scope / impact  total cost up to 10-25 M€, ~ 4 years  Area Capability projects  topics / scope / impact  total cost up to 2-5 M€, 2-4 years  Do not confuse with funding schemes: Collaborative projects (CP) Coordination and support actions (CSA) In the 4 missions / Activities

13. FP7 Security Theme /13 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR  Systems of systems  Provide a federative frame in areas of significant European interest  Rely on the development of required “building blocks” (capability projects and integration projects) 5 topics identified for the whole of FP7:  European-wide integrated border control system  Security of mass transportation  Crisis management system  Logistic and Supply chain Security  CBRNE (Chemical, Biological, Radiological, Nuclear, Explosives) Demonstration projects Not open in 1st call

14. FP7 Security Theme /14 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR  Phase 1 :  Define strategic roadmaps  EU wide awareness amongst public/private stakeholders, in particular end-users  Funding scheme: Coordination and support action 0.5 - 1 M€, ~ 1year  Phase 2 (later call, separate proposal and evaluation) :  Implement the demonstration project  Large consortium (including public / private stakeholders, end-users…)  Close to standardisation / markets / procurement  Funding scheme: Collaborative project 30 - 40 M€, ~4 years Demonstration projects

15. FP7 Security Theme /15 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR Collaborative projects Coordination and support actions Demonstration projects (30-40 M€) Integration projects (10-25 M€) Capability projects (2-5 M€) Activities 1 - 4 Activity 6 Activity 7 FP7 Security theme funding schemes Phase 1 Phase 2

16. FP7 Security Theme /16 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR Article 33 Rules for participation: Upper funding limits Collaborative Projects  Up to 75% for non ‑ profit public bodies, secondary and higher education establishments, research organisations and SMEs  Up to 50% for large industry  For the Security theme up to 75% in the case of the development of capabilities in domains with very limited market size and a risk of "market failure" and for accelerated equipment development in response to new threats Needs to be convincingly demonstrated in the proposal Coordination and support actions  Up to 100%

17. FP7 Security Theme /17 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR  In the case of indirect actions in the field of security research, the grant agreement may lay down specific provisions in particular on changes to the consortium's composition, confidentiality, classification of information and information to Member States, dissemination, access rights, transfer of ownership of foreground and the use thereof. Article 22.3 Rules for participation: Specific provisions

18. FP7 Security Theme /18 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR International cooperation  Definition: Third countries which are not associated countries  General rule: welcome  Need to justify the benefit of the international cooperation  Own financing except for developing countries  Security research can specify exceptions to the general rule in the work programme (e.g. specific topics)  In 2007, all topics are proposed to be open to international cooperation

19. FP7 Security Theme /19 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR Sensitive and classified actions A sensitive RTD action is an action that needs:  Handling of classified information  Exchange of sensitive material (need for transfer or export licence)  Addressing a topic subject to specific national or international legal restrictions Identification of sensitive actions by:  Proposers  Evaluators  Commission  Programme Committee  In 2007, proposals are not allowed to contain classified information. However, actions can deal with sensitive or classified information

20. FP7 Security Theme /20 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR SAL Security Aspects Letter SAL must be part of the proposal and contains:  Level of classification of background and foreground  Requirement to have export or transfer licences  Mapping of the access of participants to information  Clearances (or requests)  Export or transfer licences (or requests)  Any national or international security legal restriction The SAL will be evaluated by the evaluators The evaluators may also flag as sensitive proposals without SAL

21. FP7 Security Theme /21 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR  Annual Work Programmes  Security Theme:  1 Work Programme for 2007  2 Calls for Proposals in 2007 FP7 2007 – 2013

22. FP7 Security Theme /22 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR 2 Integration projects:  Intelligent urban environment observation system  Integrated mobile security kit 6 Capability projects: Detection, identification & authentication  Stand off scanning and detection of hidden dangerous materials and/or stowaways, fast and reliable alerting and specification  Improved control of explosives throughout their “lifecycle” Positioning & localisation  Localisation and tracking of chemical components in substance production  Observation through water, metal, ground etc Situation awareness & assessment (surveillance)  Water distribution surveillance  Secure strategic information management system WP 2007 - Mission / Activity 1: Security of citizens Call FP7-SEC-2007-1

23. FP7 Security Theme /23 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR 1 Demonstration project:  Security of critical infrastructures related to mass transportation (phase 1) 1 Integration project:  Integrated protection of rail transportation 4 Capability projects: Detection, identification & authentication  Detection of unattended goods and of owner  Detection of abnormal behaviour of vehicles both in wide and small land areas  Detection of abnormal behaviour Situation awareness & assessment (surveillance )  Small area 24 hours surveillance WP 2007 - Mission / Activity 2: Security of infrastructure and utilities Call FP7-SEC-2007-1

24. FP7 Security Theme /24 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR 1 Demonstration project:  Integrated border management system (phase 1) 3 Integration projects:  Main port security system (including containers)  Unregulated land borders and wide land surveillance system  Integrated check points security 3 Capability projects: Detection, identification & authentication  Air 3D detection of manned and unmanned platforms Situation awareness & assessment (surveillance)  Surveillance in wide maritime areas through active and passive means Communication  Solutions for ensuring disruption-tolerant end-to-end communication availability, relying on physical and logical technologies, on diversity of hybrid systems WP 2007 - Mission / Activity 3: Intelligent surveillance and border security Call FP7-SEC-2007-1

25. FP7 Security Theme /25 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR 4 Integration projects:  Network enabled command and control system  Integrated specialist search and rescue system  Post incident basic service restoration system  Wireless communication for EU crisis management 4 Capability projects: Situation awareness & assessment (surveillance)  Developing a common operational picture between regional and national authorities, first responders etc. Command & control  Intelligent decision support Incident response  Personal equipment  Neutralisation of devices/effects WP 2007 - Mission / Activity 4: Restoring security and safety in case of crisis Call FP7-SEC-2007-1

26. FP7 Security Theme /26 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR WP 2007 - Cross cutting activity 5: Security systems integration, interconnectivity and interoperability  Not open for self-standing actions in the Security Research call 1  Can be addressed related to mission areas 1, 2, 3 and 4.  Self-standing actions are addressed in the Joint Call ICT & Security 1 Call FP7-SEC-2007-1

27. FP7 Security Theme /27 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR Citizens and Society  Understanding factors that cause citizen’s feeling of security and insecurity  Human behaviour before, during and after crisis situations to understand how people react to threat alerts and security instructions  Communication strategies of public authorities (including media strategies) before, during and after crises concerning risks, security threats and measures Understanding organisational structures and cultures of public users  Behavioural, organisational and cultural issues to understand public user needs including those for joint European action  Inventories of existing national resources, institutional mandates and practices across relevant sectors Foresight, scenarios and security as an evolving concept  Research in broad societal foresight to capture new and emerging threats as well as other aspects of security as an evolving concept (e.g. ethical and economic aspects)  Research on rigorous methodologies for assessment of security investments and trade-off between security and other societal objectives (e.g. privacy and social cohesion) WP 2007 - Cross cutting activity 6: Security & Society (1) Call FP7-SEC-2007-1

28. FP7 Security Theme /28 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR Security Economics  Research survey on the emerging field of European security economics research to provide an analytical framework for complementary research  European Security Indicator: methodological research to provide a few select indicators of security and security policy in Europe measuring the effects of both insecurity and security policies on the economy  Public finance: Studying the scale, function and roles of various types of government security spending across Europe and time Ethics and justice  How to take the necessary measures to ensure the security of citizens while respecting the civic rights and how this is implemented in practice, particularly addressing the issue of privacy and security  Ethical implications of the continuum of internal and external security WP 2007 - Cross cutting activity 6: Security & Society (2) Call FP7-SEC-2007-1

29. FP7 Security Theme /29 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR  Technology Watch  European Security Research Networks, incl. for standardisation  Network of facilities for test and validation of security related products  Transparency and networking amongst Member States and associated countries  Supply chains and market integration  Trans-national co-operation among NCP’s WP 2007 - Cross cutting activity 7: Security Research coordination and structuring Call FP7-SEC-2007-1

30. FP7 Security Theme /30 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR Joint Call ICT & Security 1: Activity 1 (Cross cutting activity 5): Security Systems Integration, interconnectivity and interoperability Call FP7-ICT-SEC-2007-1 Security topics:  Risk Assessment and contingency planning for interconnected transport or energy networks  Modelling and simulation for training  Optimized situational awareness through intelligent surveillance of interconnected transport or energy infrastructures  ICT support for first responders in crises occurring in critical infrastructures ICT topics

31. FP7 Security Theme /31 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR Timing of the Security Research Call 1 FP7-SEC-2007-1 22 December 2006Publication 31 May 2007Deadline June/July 2007Evaluation August 2007Commission funding decision September 2007Start of negotiations December 20071 st set of grant agreements signed More information:cordis.europa.eu/fp7/calls/ Call FP7-SEC-2007-1 ~155 M€

32. FP7 Security Theme /32 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR Timing of the Joint Call ICT & Security 1 FP7-ICT-SEC-2007-1 30 August 2007Publication 29 November 2007Deadline December 2007Evaluation January 2008Commission funding decision February 2008Start of negotiations Autumn 2008Grant agreements signed More information:cordis.europa.eu/fp7/calls/ Call FP7-ICT-SEC-2007-1 20 + 20 M€

33. FP7 Security Theme /33 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR Important to know for FP7-SEC-2007-1 Proposal submission  No classified proposals in this call  Classified or sensitive actions possible  Special Committee Procedure, SAL  All topics open for international cooperation  Associated countries treated like Member States  All (collaborative project) topics open for 75% funding  Important: End user involvement  Electronic submission of proposals Selection  Single step evaluation  Evaluation by experts from supply and demand side  Hearings for successful demonstration and integration projects Call FP7-SEC-2007-1

34. FP7 Security Theme /34 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR FP7- Security Call 1 : eSubmission  Electronic submission is compulsory  Very similar to FP6 (not to PASR)  Forms can be downloaded early January  Proposal submission (upload) possible as from 19 March 2007  Unique registration facility for all FP7

35. FP7 Security Theme /35 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR Evaluation Criteria Same criteria than all FP7 :  Scientific / technological quality  Implementation  Impact  Relevance to the call is not a criterion  Clearly out of scope: non eligible  Partly out of scope: reflected in S/T quality and Impact  End user involvement: reflected in Implementation  Mission oriented project: reflected in Impact

36. FP7 Security Theme /36 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR 1. Scientific / technological quality (in relation to the topics addressed by the call) All  Clearly defined objectives and quality of the concept Collaborative projects  Progress beyond the state-of-the-art  Quality and effectiveness of the S/T methodology and associated work plan. Coordination & support actions CA  Contribution to the co-ordination of high quality research  Quality and effectiveness of the co-ordination mechanisms, and associated work plan SA  Quality and effectiveness of the support action mechanisms, and associated work plan

37. FP7 Security Theme /37 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR All  Appropriateness of the management structure and procedures  Quality and relevant experience of the individual participants Collaborative projects  Quality of the consortium as a whole (including complementarity, balance) [for SA: only if relevant]  Appropriate allocation and justification of the resources to be committed (budget, staff, equipment) Coordination & support actions 2. Implementation

38. FP7 Security Theme /38 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR All  Contribution, at the European [and/or international level], to the expected impacts listed in the work programme under the relevant topic/activity  Broader beneficial impacts related to the objectives of the theme [and/or area] given in the work programme. Coordination & support actions  Appropriateness of measures for spreading excellence, exploiting results, and disseminating knowledge, through engagement with stakeholders outside the network, and the public at large. Collaborative projects  Appropriateness of measures envisaged for the dissemination and/or exploitation of project results, and management of intellectual property 3. Impact

39. FP7 Security Theme /39 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR FP7 Security Call 1 : Experts  Electronic database (similar to FP6 not to PASR)  Experts have to register individually  Selection based on  Competence  Geographical balance  Balance between end users and technical experts  Gender balance (objective 40/60%!)  Public / private balance  See http://cordis.europa.eu/experts/http://cordis.europa.eu/experts/

40. FP7 Security Theme /40 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR Future Calls for Proposals  Annual Security research calls as from 2008 to be opened in June  Option for further joint and coordinated calls  Backloading of annual budgets Security Research Call 2 (2008)  3 Demonstration projects phase 1: Logistic and supply chain security; CBRNE (Chemical, Biological, Radiological, Nuclear agents and Explosives); Aftermath crisis management system  Integration projects: Advanced forensic toolbox; Secure strategic information management system; Detection system for abnormal behaviour; Open space security; Built infrastructure protection; Sea borders surveillance system; Extended smart borders; First responder of the future Security Research Call 3 (2009)  2 Demonstration projects phase 2 (phase 1 called for in Security Research Call 1) Security Research Call 4 (2010)  3 Demonstration projects phase 2 (phase 1 called for in Security Research Call 2) Security Research Calls 5 (2011) and 6 (2012): Details not yet planned, looking for further coverage

41. FP7 Security Theme /41 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR SRC’07 2 nd European Conference on Security Research  26-27 March 2007 in Berlin  Hosted by the German EU Presidency, in cooperation with the Commission  Information and registration: http://www.src07.dehttp://www.src07.de

42. FP7 Security Theme /42 Thematische Auftaktkonferenz zum 7. Rahmenprogramm - Vienna, 19 December 2006 EUROPEAN COMMISSION – DG ENTR More information  EU Security research websites:  http://ec.europa.eu/enterprise/security http://ec.europa.eu/enterprise/security  http://cordis.europa.eu/security http://cordis.europa.eu/security  http://cordis.europa.eu/fp7/calls/ http://cordis.europa.eu/fp7/calls/  Helpdesk (will change):  entr-pasr@ec.europa.eu entr-pasr@ec.europa.eu  Contact:  birgit.blasch@ec.europa.eu birgit.blasch@ec.europa.eu