1. Copy That: Are You In Compliance? Diana Warner, MS, RHIA, CHPS, FAHIMA Director, HIM Practice Excellence, AHIMA

2. Agenda Identify benefits and risks of using copy and paste functionality Identify auditing best practices Examine how to define, support, and execute best practices Describe how information governance applies to the integrity of the health record

3. Reported Errors Make Headlines American Medical News: EHRs: “Sloppy and paste” endures despite patient safety risk EHR Intelligence: EHR patient notes: What’s wrong with cloning, anyway?

4. Risks Information Integrity – Inaccurate data – Redundant information – Inability to identify original source of data – Propagation of inaccurate data

5. Copy and Paste Challenges Outdated histories Outdated labs Entire chart note Taking credit for interpretations Attributions not documented Spelling errors, formatting issues

6. Inappropriate Use Erroneous Error – 2 charts open at one time Provider – copied and pasted the office visit into the next 10 visits 60 page chart note Chart note documentation not unique to visit Bill multiple times for one procedure

7. Clinical Trustworthiness Distrust of information Patient care

8. Appropriate Use Demographics Medications Allergies Problems Labs and treatment or therapies

9. Healthcare Fraud Fraud is defined as an “intentional deception or misrepresentation that the individual or entity makes knowing that the misrepresentation could result in some unauthorized benefit to the individual, to the entity or to some other party”

10. Fraud and Abuse Included in OIG 2012 Work Plan “worded alike, or similar to other entries” Inconsistent documentation affects coding and quality reporting Volume of information does not equal quality information Pattern of inaccurate reporting may be considered abuse

11. Auditing for Compliance Lawsuits Risk Management – Organizational level – Vendor level Procedures

12. Develop an Audit Plan How and when audits will be conducted Who will perform the audits Frequency for performing the audit Time period covered by the audit How the sample size is determined Describe the outcome indicators How will copy functionalities within the record are identified A corrective action plan based on findings

13. Create A Work List Can a copy event be identified retrospectively? Is an appropriately detailed audit log generated when a copy event occurs in the course of documentation?

14. Understand EHR Functions and Features Is information copied forward distinctive? Audit trails included in EHR system Blocks of content should be individually authenticated Identify re-authenticated information

15. Current Organizational Status Discovery Phase Policies and Procedures Current Practices – Risk and Mitigating Factors Ongoing oversight – Education programs – Training programs – Auditing programs

16. Organizational Questions Is there an alternative to copying data in the EHR? Who is responsible for ensuring that all copy policies and procedures are enforced? Who will perform ongoing audits of provider documentation for appropriate use of copy? How are errors identified and corrected? What audit trails are available?

17. More Questions Does the organization know how its systems copy functions can be used within the EHR? Has the organization identified how copy will be utilized within the EHR? Has the medical staff approved copy policy and procedures? Does the organization have a process for identifying and mitigating unacceptable functions or uses?

18. Alternatives Dictation or transcription Voice recognition Medical Scribes Citing – Active problems from problem list – Current medication from medication list – Allergies – Current labs

19. Additional Alternatives Templates – Drop down menus – Check boxes Macros – Phrases that are used routinely and can be populated automatically

20. Education Review organizational policies on copy/paste in documentation Review sanction policy Review audit policy Train user on EHR workflow for accepted copy and paste entries

21. Information Governance Information is an asset Manage integrity through an enterprise information management (EIM) program

22. How to Maintain Integrity Commitment to conduct business and provide care in an ethical manner Purchasing systems that have capabilities to prevent or discourage fraudulent activity Implementing and following policies, procedures, and system functions to prevent fraud Ensure the end product is compliant with all billing, coding, documentation, regulatory, and payer guidelines Ensuring documentation integrity in the record is a fundamental practice.

23. Information Governance There is an increasing need to ensure healthcare information is trustworthy and actionable

24. Diana Warner Diana.Warner@ahima.org Questions?