1. One relationship. Many resources for business owners.
Access the valuable resources and expertise of UBS
Wealth planning
Investment banking
Complex insurance solutions
Wealth Planning, philanthropic advisory and trust solutions to help understand and strategize the pursuit of you and your business's goals for the people and causes you care about
Investment banking advisors (within UBS and our external network of boutique IBs) to lead the transaction, helping you realize the full potential of your business
ESOP
advisory
Trust solutions
Insurance solutions to protect you and your business from unexpected events
UBS
Financial Advisor
ESOP advisory services for business owners who may wish to give back to their employees while accessing tax-favored benefits
Family governance strategies to help manage transitioning the business and wealth between generations
Retirement plan support to help you reward and retain your business's best talent
Portfolio advisory
Philanthropy & family advisory
Business lending, including referral lenders, as a potential source of capital to help grow and build your business
Global family office services to help you access institutional capabilities across all UBS divisions
Portfolio advisory services to help create an investment strategy that aligns with your goals and objectives
Global family office services
Retirement plan services
Business banking & lending
Mose Richardson Jr., CFP®, CLU®
Vice President – Wealth Management
UBS Financial Services Inc.
8044 Montgomery Road, Suite 100
Cincinnati, OH 45236
Tel: (513)
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2. Disclaimer
Neither UBS Financial Services Inc. nor any of its employees provide tax or legal advice. You should consult with your personal tax or legal advisor regarding your personal circumstances.
Insurance products are made available by UBS Financial Services Insurance Agency Inc. or other insurance licensed subsidiaries of UBS Financial Services Inc. through third-party unaffiliated insurance companies.
Trust services are provided by third-party banks and trust companies. Trust investments are not deposits or obligations of, or guaranteed by UBS AG or any of their affiliates. Program trustees are independent of UBS. Trust investments involve investment risks, including possible loss of the principal.
Small business lending is provided by third-party firms and not by UBS Financial Services Inc. or its affiliates (“UBS”). UBS does not act as your Financial Advisor in connection with the referral to such third-party firms. UBS makes no representations or warranties with respect to any product or service offered by the third-party firms, and UBS will have no input concerning such products and services. UBS and the third-party firms are independent of each other and do not have an agency, partnership or employment relationship, and UBS may not act for or bind the third-party firms in any manner. All applications or requests for products or services must be made directly with the third-party firms and are subject to their internal review and approval process. The third-party firms will compensate UBS for any referrals.
As a firm providing wealth management services to clients, UBS Financial Services Inc. offers both investment advisory services and brokerage services. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business and that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. For more information visit our website at ubs.com/workingwithus.
© UBS The key symbol and UBS are among the registered and unregistered trademarks of UBS. All rights reserved. UBS Financial Services Inc. is a subsidiary of UBS AG. Member FINRA/SIPC. Date of First Use: 5/15/2018 Review Code: IS Expiration date: 5/31/2019
ubs.com/fs
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