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THEME & RHEME BY LUBNA RIYADH ABDUL JABBAR
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The functional Schools
The Prague School The London School
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1.1 The Prague School Prague Linguistic Circle:
Started by V. Mathesius ( ) in 1926, with such activists as R. Jacobson ( ), N. Trubetzkoy ( ) and later J. Firbas ( ). The Circle stood at the heart of important developments in structural linguistics and semiotics in the 1930's.
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A HISTORICAL BACKGROUND of Theme And Rheme
This concept goes back to the founder of the Linguistic Circle of Prague school, Vilém Mathesius who developed and applied the concept of “Functional Sentence Perspective” (FSP). According to Mathesius, every utterance has two different structures: one is grammatical, and the other is informational termed: “the information-bearing structure of the utterance”
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The basic elements of the formal structure of the sentence are the grammatical subject and the grammatical predicate, the basic elements of the information-bearing structure are the foundation of the utterance- whatever in a given situation is known or at least obvious and thus forms a point of departure for the speaker- and the core of the utterance, that is, whatever the speaker affirms about the foundation of the utterance or in terms of it. (Mathesius, 1939: 171)
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The terms “foundation” and “core” are usually replaced, respectively, by “theme ”and “rheme”
Unless special effects are aimed at, theme usually precedes rheme (i.e. theme is unmarked). In marked utterances, rheme is promoted to the first position followed by the theme
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Examples a. The man is coming. b. His hair I can’t stand.
c. Smith her name was. Thus theme in (a) is unmarked, but is marked in (b, c) owing to the thematization2 of the new information
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A sentence contains a point of departure and a goal of discourse
A sentence contains a point of departure and a goal of discourse. The point of departure, called the theme, is the ground on which the speaker and the hearer meet. The goal of discourse, called the rheme, presents the very information that is to be imparted to the hearer. Movement from theme to rheme reveals the movement of the mind itself.
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Communicative dynamism (CD)
J. Firbas Linguistic communication is dynamic, not static. CD measures the amount of info an element carries in a sentence. The degree of CD is the effect contributed by a linguistic element.
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Firbas Point of View Firbas point that an utterance is a process of gradually unfolding meaning wherein each part dynamically contributes to the total communicative effect. Some utterance elements can have high degrees of contributions, others have low ones. The basic distribution of CD in an utterance is that the opening element carries the lowest degree of CD, then gradually passes on to the elements carrying the highest degree of CD.
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Firbas maintains that theme is the element or elements carrying the lowest degree(s) of CD within a sentence, and that rheme consists in element(s) carrying the highest degree of CD within the utterance. He also recognizes various transitional utterance elements that are neither “thematic” nor “rhematic”
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He was cross. CD: The lowest degree of CD is carried by he, and the highest degree of CD is carried by cross, with the degree carried by was ranking between them.
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Normally the subject carries a lower degree of CD than the verb and/or the object and/or adverbial provided either the verb or the object and/or adverbial are contextually independent. This is because a known or unknown agent expressed by the subject appears to be communicatively less important than an unknown action expressed by the finite verb and/or an unknown goal (object or adverbial of place) at or towards which the action is directed.
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For example, A man broke into the house and stole all the money. The ultimate purpose of the communication is to state the action and/or its goal, not the agent.
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However, if the subject is followed by a verb expressing “existence or appearance on the scene” and is contextually independent, then it will carry the highest degree of CD, because an unknown person or thing appearing on the scene is communicatively more important than the act of appearing and the scene itself, e.g. An old man appeared in the waiting room at five o’clock.
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If the subject is contextually dependent
a contextually independent adverbial of time or place becomes an important local and temporal specification, carrying greater degree of CD than both the subject and the finite verb, as in The old man was sitting in the waiting room.
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Danes Point Of View Daneš (1974: 106) coins the term “Thematic Progression” (TP) to refer to the choice and ordering of utterance themes, their mutual relationship and hierarchy, as well as their links to the main theme of the macrostructure units (such as the paragraph, scene, chapter.. etc) and the theme of the whole text.
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TP has three types: i) simple linear TP; ii) TP with a constant theme; and iii) TP with derived themes (ibid.: 109). In simple linear TP, the rheme (r2) of the first utterance (u1) appears in the next (u2) as its theme (t2). In other words, each r becomes the t of the succeeding one as shown in the following figure:
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Linear Thematic Progression of Rhemes (Daneš, 1974: 118)
T2 (R1) R3 T3 =(R2)
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Dear John: Me, I’m sitting here at my desk writing to you. What’s outside my window is a big lawn surrounded by trees and it’s a flower bed that’s in the middle of the lawn. When it was full of daffodils and tulips was in the spring. Here you’d love it. It’s you who must come and stay sometimes; what we’ve got Plenty of room. Love, Sally Discourse structure What time did you leave the building? What I did at five thirty was leave the building. John kissed Mary Mary was kissed by John It was John who kissed Mary It was Mary who was kissed by John What John did was kiss Mary Who John kissed was Mary Mary, John kissed her Why are different syntactic structures with the same propositional content used? The more marked the construction, the more likely an implicated meaning will be expressed Thematic Progression Problem of linearization: first-mentioned influences second-mentioned. I can’t stand Sally. She’s tall and thin and walks like a crane. I really admire Sally. She’s tall and thin and walks like a crane. She married and became pregnant. She became pregnant and married. Thematic organization of the sentence: Theme: the left-most constituent of the sentence, the starting point of the utterance Rheme: What the speaker states about, or in regard to, the starting point of the utterance. theme (topic) rheme (comment) I ‘m sitting here Outside my window is a big lawn In the middle of the lawn is a flower bed This bed was full of daffodils You ‘d love it here You must come and stay We ‘ve got plenty of room Dear John: I’m sitting here at my desk writing to you. A big lawn surrounded by trees is outside my window and a flower bed is in the middle of the lawn. It was full of daffodils and tulips in the spring. You’d love it here. You must come and stay sometime; we’ve got pleanty of room. Love, Sally Dear John: I’m sitting here at my desk writing to you. Outside my window is a big lawn surrounded by trees, and in the middle of the lawn is a flower bed. It was full of daffodils and tulips in the spring. You’d love it here. You must come and stay sometimes; we’ve got plenty of room.
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TP with Constant Theme (Daneš, 1974: 118)
In TP with a constant theme, the same theme appears in a series of utterances as diagrammed hereunder: T R1 T R2 T R3
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in TP with derived themes, the latter are derived from the main theme or “the hyper theme”
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Daneš concludes that the generalized structure of the text could be described in terms of the underlying thematic progression, as well as in terms of the rhematic sequences of the semantic relations obtaining between particular rhemes
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The London School B. Malinowski ( ), professor of anthropology (1927). J. R. Firth ( ), the first professor of linguistics in the UK (1944). M. A. K. Halliday ( ), student of Firth. All three stressed the importance of context of situation and the system aspect of L.
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Systemic-functional grammar
M A K Halliday ( ). Two components and inseparable parts: systemic grammar: internal relations in L as a system network, meaning potential. functional grammar: L as a means of social interaction, uses or functions of language form.
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Systemic grammar finite… clause nonfinite… nominal-group…
group adjectival-adverbial group… prep-phrase… word …
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Functional grammar Ideational function (experiential & logical): to convey new info, communicate a content unknown to the hearer Interpersonal function: to express social and personal relations Textual function: to make any stretch of spoken or written discourse into a coherent and unified text and make a living passage different from a random list of sentences.
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Following the Prague School terminology, Halliday (1994) defines thematic structure as the organization of the message into “theme” and “rheme”. Within the Theme + Rheme configuration, the theme is the starting-point for the message; therefore, part of the meaning of any clause lies in that element which is chosen as its theme
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Definition of Theme it is "the idea represented by the constituent at the starting point of the clause" (Bloor & Bloor (1995, p.72)). According to Halliday (1994, p.37) the Theme is viewed to be "the point of departure of the message" where each clause is said to carry a message. Another way of expressing the Theme is to say that it is what the clause is about. This explanation however might be misleading since in some cases it might be difficult to distinguish Theme from subject. Therefore the explanation of the Theme as being the starting point of the clause or for the message, is to be preferred (Thompson (1996, p.119)). The clause is the group in it that comes first . It carries an announcing force which means “this is what the rest of the clause to fill you in about
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Identification of the Theme
The identification of the Theme is then based on word order. The element which comes first in the clause is the Theme and what comes after it is the Rheme. According to Halliday the Theme analysis involves two layers of analysis: the Theme/Rheme analysis, and within the Theme the level of topical, textual, or interpersonal analysis (a multiple Theme analysis). Clauses which have only one Thematic constituent are said to have simple Themes, and clauses which have more than one constituent are said to have a multiple Thematic structure (Bloor & Bloor (1995, p.77)). Each clause in a text has a Theme which relates to the ideational function of language and is labelled the topical Theme of the clause. In clauses which have simple Themes, with only one Theme identified, the Theme is the topical Theme. However, some clauses can also be assigned a textual and an interpersonal Theme.
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The textual Theme almost always is the first part of the Theme and fulfils a linking function. It is therefore usually realized by structural conjunctions, relatives, conjunctives, or continuatives. The interpersonal Theme usually follows the textual Theme and typically includes one or more of the following elements: a Finite (an auxiliary verb), a Wh-element, a Vocative, or an Adjunct (typically an adverb). The interpersonal Theme mainly conveys the writer's attitude towards, comment on or assessment of the message of the clause. The ideational or topical Theme is the element of the clause that expresses some kind of representational meaning. Technically, it is a function from the transitivity structure of the clause which implies that it can be either a participant, a circumstance (i.e. giving information about time, place, manner, cause etc.), or a process. In this study, following Halliday (1994, p.53), the Theme comprises all elements up to and including the topical Theme which is then also the boundary between the Theme and the Rheme,
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It is important to remember that every clause must contain one and only one topical Theme. Once the topical Theme has been identified, all the clause constituents to the right can be consigned to the Rheme role. Well obviously she had a great time Textual Interpersonal Topical Theme Rheme
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Characteristics of the Theme
The theme, then, is what speakers / writers use as their point of departure. Formally, it is the left-most constituent of the sentence as realized in the grammar of English. The theme is not necessarily a nominal group, it may also be an adverbial group or a prepositional phrase In many unmarked cases, the theme of the declarative sentences will be a noun phrase; that of interrogatives: the interrogative word; and that of the imperatives: the imperative form of the verb.
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The Concept of Markedness
Definition: A concept found in linguistics to indicate whether a linguistic element or pattern is or is not commonly found. For Example I. I am writing handouts for my students II. For my students I am writing handouts III. Handouts I am writing for my students
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Clause i) is unmarked, as the subject usually coincides with the theme in a declarative clause.
The themes in ii) and iii) are marked, as the themes, going against what is usually the case, do not coincide with the subjects. Due to the fact that instances of thematised complements in declarative clauses are less common than those in which (circumstantial) adjuncts are thematised, iii) can be described as being more marked than ii).
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In his analysis of a biographical text, Halliday (1994: 40) shows how theme could be traced clause by clause throughout each orthographic paragraph in the text. The scheme of the thematic structure reveals “paragraph themes”, all contributing to the characterization of thoughts and actions. The theme that occupies more paragraphs is distinguished as “the dominant theme”
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End of the lecture Thank you
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